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[Form 4] Applied Optoelectronics, Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Applied Optoelectronics insider sale summary: The Form 4 shows that Stefan J. Murry, the company's Chief Financial Officer, sold 12,000 shares of Applied Optoelectronics, Inc. (AAOI) on 08/15/2025 at a weighted average sale price of $22.37 per share. After the reported sales, Mr. Murry beneficially owned 298,477 shares. The filing states the shares were sold in multiple transactions with prices ranging from $22.11 to $22.69 and that the reported price is a weighted average. The form is signed by an attorney-in-fact for Mr. Murry.

Riepilogo della vendita da parte di un insider di Applied Optoelectronics: Il modulo 4 indica che Stefan J. Murry, Chief Financial Officer della società, ha venduto 12.000 azioni di Applied Optoelectronics, Inc. (AAOI) il 15/08/2025 a un prezzo medio ponderato di 22,37 USD per azione. Dopo le vendite riportate, il sig. Murry possedeva beneficiariamente 298.477 azioni. L'atto indica che le azioni sono state vendute in più transazioni con prezzi compresi tra 22,11 e 22,69 USD e che il prezzo riportato è una media ponderata. Il modulo è firmato da un procuratore per conto del sig. Murry.

Resumen de la venta por un insider de Applied Optoelectronics: El Formulario 4 muestra que Stefan J. Murry, Director Financiero de la compañía, vendió 12.000 acciones de Applied Optoelectronics, Inc. (AAOI) el 15/08/2025 a un precio medio ponderado de 22,37 USD por acción. Tras las ventas reportadas, el Sr. Murry tenía la titularidad beneficiaria de 298.477 acciones. La presentación indica que las acciones se vendieron en varias transacciones con precios entre 22,11 y 22,69 USD y que el precio informado es un promedio ponderado. El formulario está firmado por un apoderado del Sr. Murry.

Applied Optoelectronics 내부� 매도 요약: 제출� Form 4� 따르� 회사� 최고재무책임�(CFO)� Stefan J. Murry� 2025� 8� 15� Applied Optoelectronics, Inc.(AAOI) 주식 12,000주를 주당 가중평� 매도가� 22.37달러� 매도했습니다. 보고� 매도 � Murry 씨는 실질적으� 298,477주를 보유하고 있었습니�. 신고서에� 해당 주식들이 22.11달러에서 22.69달러 사이� 가격으� 여러 건의 거래� 매각되었으며, 보고� 가격은 가중평균임� 명시되어 있습니다. 서류� Murry 씨를 대리한 법무대리인� 서명으로 제출되었습니�.

Résumé de la vente par un initié d'Applied Optoelectronics : Le formulaire 4 indique que Stefan J. Murry, directeur financier de la société, a vendu 12 000 actions d'Applied Optoelectronics, Inc. (AAOI) le 15/08/2025 au prix de vente moyen pondéré de 22,37 USD par action. Après les ventes déclarées, M. Murry détenait bénéficiairement 298 477 actions. Le dépôt précise que les actions ont été vendues au cours de plusieurs opérations à des prix allant de 22,11 à 22,69 USD et que le prix déclaré est une moyenne pondérée. Le formulaire est signé par un mandataire agissant pour M. Murry.

Zusammenfassung des Insider-Verkaufs bei Applied Optoelectronics: Das Formular 4 zeigt, dass Stefan J. Murry, der Chief Financial Officer des Unternehmens, am 15.08.2025 12.000 Aktien von Applied Optoelectronics, Inc. (AAOI) zu einem gewichteten durchschnittlichen Verkaufspreis von 22,37 USD je Aktie verkauft hat. Nach den gemeldeten Verkäufen hielt Herr Murry wirtschaftlich 298.477 Aktien. Die Einreichung gibt an, dass die Aktien in mehreren Transaktionen zu Preisen zwischen 22,11 und 22,69 USD verkauft wurden und der angegebene Preis ein gewichteter Durchschnitt ist. Das Formular ist von einem Bevollmächtigten für Herrn Murry unterzeichnet.

Positive
  • Timely and complete Section 16 disclosure including transaction date, weighted average price range, and post-transaction holdings
  • Explanatory note offering to provide transaction-level details on request, aiding transparency
Negative
  • Insider disposition of 12,000 shares by the CFO, which reduced direct holdings to 298,477 shares
  • No Rule 10b5-1 plan indicated in the filing, so the sale is not explicitly documented as pre-planned in this form

Insights

TL;DR: CFO sold 12,000 AAOI shares; post-sale holdings remain material but sale size is modest relative to total outstanding shares.

The Form 4 documents a straightforward insider disposition by the CFO of 12,000 common shares at a weighted average price of $22.37 on 08/15/2025, leaving 298,477 shares beneficially owned. This is a routine Section 16 disclosure showing compliance with reporting rules. The filing discloses the price range ($22.11�$22.69) and notes multiple transactions aggregated into a weighted average price. There are no derivative transactions or additional compensatory equity events reported.

TL;DR: Disclosure appears complete and signed by an attorney-in-fact; sale is a normal insider transaction without disclosed plan details.

The filing includes the required details for the insider sale, including transaction date, aggregate share amount sold, weighted average price, and resulting beneficial ownership. It also contains an explanatory note that the shares were sold in multiple transactions and that further breakdowns are available upon request. The form is executed by an attorney-in-fact, which is permissible under Section 16 filings. The report does not indicate a Rule 10b5-1 plan or other arrangement on its face.

Riepilogo della vendita da parte di un insider di Applied Optoelectronics: Il modulo 4 indica che Stefan J. Murry, Chief Financial Officer della società, ha venduto 12.000 azioni di Applied Optoelectronics, Inc. (AAOI) il 15/08/2025 a un prezzo medio ponderato di 22,37 USD per azione. Dopo le vendite riportate, il sig. Murry possedeva beneficiariamente 298.477 azioni. L'atto indica che le azioni sono state vendute in più transazioni con prezzi compresi tra 22,11 e 22,69 USD e che il prezzo riportato è una media ponderata. Il modulo è firmato da un procuratore per conto del sig. Murry.

Resumen de la venta por un insider de Applied Optoelectronics: El Formulario 4 muestra que Stefan J. Murry, Director Financiero de la compañía, vendió 12.000 acciones de Applied Optoelectronics, Inc. (AAOI) el 15/08/2025 a un precio medio ponderado de 22,37 USD por acción. Tras las ventas reportadas, el Sr. Murry tenía la titularidad beneficiaria de 298.477 acciones. La presentación indica que las acciones se vendieron en varias transacciones con precios entre 22,11 y 22,69 USD y que el precio informado es un promedio ponderado. El formulario está firmado por un apoderado del Sr. Murry.

Applied Optoelectronics 내부� 매도 요약: 제출� Form 4� 따르� 회사� 최고재무책임�(CFO)� Stefan J. Murry� 2025� 8� 15� Applied Optoelectronics, Inc.(AAOI) 주식 12,000주를 주당 가중평� 매도가� 22.37달러� 매도했습니다. 보고� 매도 � Murry 씨는 실질적으� 298,477주를 보유하고 있었습니�. 신고서에� 해당 주식들이 22.11달러에서 22.69달러 사이� 가격으� 여러 건의 거래� 매각되었으며, 보고� 가격은 가중평균임� 명시되어 있습니다. 서류� Murry 씨를 대리한 법무대리인� 서명으로 제출되었습니�.

Résumé de la vente par un initié d'Applied Optoelectronics : Le formulaire 4 indique que Stefan J. Murry, directeur financier de la société, a vendu 12 000 actions d'Applied Optoelectronics, Inc. (AAOI) le 15/08/2025 au prix de vente moyen pondéré de 22,37 USD par action. Après les ventes déclarées, M. Murry détenait bénéficiairement 298 477 actions. Le dépôt précise que les actions ont été vendues au cours de plusieurs opérations à des prix allant de 22,11 à 22,69 USD et que le prix déclaré est une moyenne pondérée. Le formulaire est signé par un mandataire agissant pour M. Murry.

Zusammenfassung des Insider-Verkaufs bei Applied Optoelectronics: Das Formular 4 zeigt, dass Stefan J. Murry, der Chief Financial Officer des Unternehmens, am 15.08.2025 12.000 Aktien von Applied Optoelectronics, Inc. (AAOI) zu einem gewichteten durchschnittlichen Verkaufspreis von 22,37 USD je Aktie verkauft hat. Nach den gemeldeten Verkäufen hielt Herr Murry wirtschaftlich 298.477 Aktien. Die Einreichung gibt an, dass die Aktien in mehreren Transaktionen zu Preisen zwischen 22,11 und 22,69 USD verkauft wurden und der angegebene Preis ein gewichteter Durchschnitt ist. Das Formular ist von einem Bevollmächtigten für Herrn Murry unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Murry Stefan J.

(Last) (First) (Middle)
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.

(Street)
SUGAR LAND TX 77478

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
APPLIED OPTOELECTRONICS, INC. [ AAOI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.001 par value 08/15/2025 S 12,000(1) D $22.37 298,477 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares were sold in multiple transactions on August 15, 2025, at sale prices ranging from $22.11 to $22.69 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
/s/ David C. Kuo, attorney in fact for Stefan J. Murry 08/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AAOI insider Stefan J. Murry report on Form 4?

He reported selling 12,000 shares on 08/15/2025 at a weighted average price of $22.37, leaving him with 298,477 shares beneficially owned.

What price range was reported for the AAOI insider sale?

Sale prices ranged from $22.11 to $22.69 and the form reports a weighted average sale price of $22.37.

Does the Form 4 indicate a 10b5-1 trading plan for the sale?

No. The filing does not check or state that the transaction was made pursuant to a Rule 10b5-1 plan.

Who signed the Form 4 for Stefan J. Murry?

David C. Kuo, attorney-in-fact signed the Form 4 on behalf of Stefan J. Murry on 08/15/2025.

How many shares did the insider own after the sale?

298,477 shares beneficially owned following the reported transactions.
Applied Optoelec

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Communication Equipment
Semiconductors & Related Devices
United States
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