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Unregistered Equity Sale: Amaze Holdings, Inc. (f/k/a Fresh Vine Wine, Inc.; NYSE American: AMZE) disclosed in its Form 8-K that between 30 June and 3 July 2025 it issued and sold 115,000 common shares to C/M Capital Master Fund, LP for an aggregate $963,726 under a 6 May 2025 Securities Purchase Agreement. As part of the agreement, the investor also received 863 commitment shares. The placement relied on Section 4(a)(2) and Rule 506(b) exemptions, so the shares are unregistered and restricted from public resale absent further registration or exemption. Proceeds provide additional liquidity with minimal transaction costs, but issuance of 115,863 new shares adds incremental dilution to existing shareholders. No information on use of proceeds or post-placement share count was provided.

Alight, Inc. (ALIT) filed a Form 4 disclosing that director Michael E. Hayes received 33,783 Class A common shares in the form of restricted stock units (RSUs) on July 2, 2025. The RSUs were granted under the company鈥檚 2021 Omnibus Share Plan as annual board compensation, carry a cost basis of $0, and are scheduled to vest on July 2, 2026. After the award, Hayes鈥� direct ownership totals 44,724 shares/units. No sales, dispositions, or derivative-security transactions were reported.

Form 4 insider activity 鈥� ClearPoint Neuro, Inc. (CLPT)

Chief Business Officer Jeremy L. Stigall purchased 1,608 shares of ClearPoint Neuro common stock on 06/30/2025 through the company鈥檚 Employee Stock Purchase Plan (ESPP). The acquisition price was $10.15, reflecting the ESPP鈥檚 15 % discount to the lower of the market prices on the first or last day of the six-month purchase period (01/01/2025-06/30/2025). After the transaction, Stigall directly owns 72,355 CLPT shares.

No shares were sold and no derivative securities were involved. While the purchase is modest in size, insider buying鈥攅specially by a senior officer鈥攖ends to be interpreted as a sign of management鈥檚 confidence in the company鈥檚 prospects, albeit with limited immediate financial impact.

On 07/01/2025, Jason Phipps, SVP Global Sales and Marketing of Ciena Corporation (CIEN), filed a Form 4 reporting the sale of 2,325 common shares at $80.50 each, a transaction worth roughly $187 k. The trade was executed under a pre-arranged Rule 10b5-1 plan dated 10/09/2024.

After the sale, Phipps directly owns 84,833 CIEN shares, including unvested RSUs and PSUs. The disposal equals about 2.7 % of his reported holdings, leaving a substantial ownership stake that continues to align management and shareholder interests.

No derivative transactions were disclosed. Given the small size relative to his remaining position and the 10b5-1 framework, the event appears routine with limited market impact for CIEN investors.

Hillenbrand, Inc. (HI) filed a Form 4 indicating that director Neil S. Novich received a total of 731 Restricted Stock Units (RSUs) on 30 June 2025. The RSUs were granted through the company鈥檚 deferred stock award program and conversion of deferred director fees, each carrying dividend-equivalent rights and issued at $0 cost. Depending on grant date, the RSUs either vest immediately or on the earlier of the next annual meeting or one year after grant, with share delivery deferred until Mr. Novich leaves the board or upon specific triggering events such as a change in control. No common-stock purchases or sales were reported, so cash flow and share count remain unaffected. Post-grant, the director鈥檚 beneficial holdings across award pools range between roughly 2,800 and 6,000 units, underscoring ongoing equity alignment with shareholders.

On 30 June 2025, Alight, Inc. (ALIT) filed a Form 4 indicating that director Richard N. Massey received 5,079 Class A common shares as his quarterly board retainer, electing stock instead of the $28,750 cash payment. The share count was calculated at the closing price of $5.66 on the grant date, and no transaction fees or open-market activity were involved. After the award, Massey鈥檚 direct beneficial ownership rises to 1,582,507 shares; the filing also notes additional unvested restricted stock units.

This is a routine, compensation-related, non-derivative acquisition made under Alight鈥檚 2021 Omnibus Incentive Plan. While modest in size relative to Massey鈥檚 existing stake, the decision to take equity rather than cash modestly reinforces board-shareholder alignment. No dispositions, derivative transactions, or changes to roles, strategy, or guidance are disclosed, so the overall market impact is expected to be neutral to slightly positive.

Alight, Inc. (ALIT) 鈥� Form 4 insider transaction

Director William P. Foley II received 3,147 Class A common shares on 30 June 2025 as his quarterly board retainer, electing stock in lieu of a $17,813 cash payment. The grant price was the closing price of $5.66.

After the award, Foley holds 902,165 shares directly and 6,833,304 shares indirectly through Trasimene Capital FT, LLC and Bilcar FT, LP, for a combined beneficial position of roughly 7.7 million shares. No derivative securities were reported, and no dispositions occurred.

The filing does not indicate any change in board roles or corporate strategy; it simply updates Foley鈥檚 ownership under Alight鈥檚 2021 Omnibus Incentive Plan.

ArriVent BioPharma, Inc. (Nasdaq: AVBP) has launched a follow-on public offering consisting of 2,482,692 shares of common stock and pre-funded warrants for up to 1,363,469 additional shares. The securities are priced at $19.50 per share (warrant price $19.4999; exercise price $0.0001).

The base deal will generate $75.0 million in gross proceeds. After underwriting fees of 6 % ($1.17 per share) and estimated expenses, net proceeds are expected to be $69.8 million. Underwriters hold a 30-day option for 576,923 extra shares that would lift gross proceeds to $86.3 million and net proceeds to roughly $80.4 million. The financing increases shares outstanding to 36.5 million (37.1 million if the option is exercised) before any warrant conversion.

Use of proceeds: funds will support clinical development of lead EGFR inhibitor firmonertinib, advance other oncology pipeline programs, and provide general working capital.

Clinical backdrop: Firmonertinib holds FDA Breakthrough Therapy and Orphan Drug designations. Interim data show 79 % ORR in EGFR exon-20 NSCLC (FAVOUR) and 68 % ORR at a 240 mg dose in PACC mutations (FURTHER), with favourable CNS activity and no Grade 4/5 TRAEs. A global Phase 3 PACC study (ALPACCA 鈥� FURMO-006) is scheduled to begin 2H 2025.

Capital structure impacts: investors will see an immediate book-value dilution of $12.32 per share. Additional dilution is possible from 4.1 million outstanding stock options (WAEP $14.96), 3.8 million shares reserved for future awards, 3.4 million shares already sold under an at-the-market facility, and any exercise of the new pre-funded warrants. ArriVent also owes up to $765 million in milestones to its partner Shanghai Allist for global rights to firmonertinib.

Key terms of the pre-funded warrants: no expiration, exercisable any time for $0.0001 per share, subject to 4.99 %/9.99 % beneficial-ownership caps, and will not be listed for trading.

Timeline: closing and delivery are expected on or about 3 July 2025.

AeroVironment, Inc. (ticker AVAV) filed a Form 4 disclosing insider equity activity by Trace E. Stevenson, President, Autonomous Systems, on 24 June 2025.

• Performance RSU vesting: 1,702 Performance Restricted Stock Units (PRSUs) vested upon Compensation Committee certification, converting into 3,422 common shares at a stated price of $0.
• Net-settlement for taxes: 1,225 shares were automatically disposed at $193.28 per share (transaction code F) to satisfy withholding obligations.
• Post-transaction holding: Stevenson now directly owns 5,959 common shares; no derivative PRSUs remain outstanding.
• The PRSU program covered the three-year performance period 1 May 2022鈥�30 April 2025, with payout potential of 0鈥�250% of target, indicating performance goals were at least met.

The filing represents routine equity compensation settlement rather than an open-market purchase or discretionary sale; therefore market impact is likely limited and primarily signals that corporate performance hurdles were achieved.