AG˹ٷ

STOCK TITAN

[Form 4] Asana, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Very Negative)
Form Type
4
Rhea-AI Filing Summary

Petco Health & Wellness (WOOF) Form 4: CFO Sabrina Simmons reported an insider transaction dated 24-Jul-2025. A total of 17,574 Class A shares were automatically withheld (Transaction Code F) at $4.36 to cover tax obligations arising from the vesting of restricted stock units (RSUs) granted on 29-Jul-2024 under the 2021 Equity Incentive Plan. No open-market sale occurred and no derivative securities were traded.

Following the withholding, Simmons remains a significant equity holder with 1,502,865 shares, including 1,422,766 unvested RSUs. The filing is routine, administrative in nature and does not reflect a discretionary change in her investment stance.

Petco Health & Wellness (WOOF) Modulo 4: La CFO Sabrina Simmons ha riportato una transazione interna datata 24-lug-2025. Un totale di 17.574 azioni di Classe A sono state automaticamente trattenute (Codice Transazione F) al prezzo di 4,36 $ per coprire le imposte derivanti dalla maturazione di unità azionarie vincolate (RSU) concesse il 29-lug-2024 nell'ambito del Piano di Incentivi Azionari 2021. Non è avvenuta alcuna vendita sul mercato aperto né sono stati scambiati strumenti derivati.

Dopo la trattenuta, Simmons rimane un azionista rilevante con 1.502.865 azioni, di cui 1.422.766 RSU non maturate. La comunicazione è di natura amministrativa e di routine, e non rappresenta un cambiamento discrezionale nella sua posizione di investimento.

Petco Health & Wellness (WOOF) Formulario 4: La CFO Sabrina Simmons reportó una transacción interna fechada el 24-jul-2025. Un total de 17,574 acciones Clase A fueron retenidas automáticamente (Código de Transacción F) a $4.36 para cubrir obligaciones fiscales derivadas de la consolidación de unidades restringidas de acciones (RSU) otorgadas el 29-jul-2024 bajo el Plan de Incentivos de Capital 2021. No se realizó ninguna venta en el mercado abierto ni se negociaron valores derivados.

Tras la retención, Simmons sigue siendo una accionista significativa con 1,502,865 acciones, incluyendo 1,422,766 RSU no consolidadas. La presentación es rutinaria, de naturaleza administrativa y no refleja un cambio discrecional en su postura de inversión.

Petco Health & Wellness (WOOF) Form 4: CFO 사브리나 시몬스는 2025� 7� 24일자 내부� 거래� 보고했습니다. � 17,574 클래� A 주식� 자동으로 원천징수(거래 코드 F)되어, 2024� 7� 29일에 부여된 제한 주식 단위(RSU)� 권리 확정� 따른 세금 의무� 충당하기 위해 주당 4.36달러� 처리되었습니�. 공개 시장에서� 매도� 파생 상품 거래� 없었습니�.

원천징수 � 시몬스는 1,502,865 �� 보유� 주요 주주� 남아 있으�, � � 1,422,766 주는 아직 권리 확정되지 않은 RSU입니�. 이번 제출은 일상적이� 행정적인 성격� 것으�, 그녀� 투자 입장� 대� 임의적인 변경을 반영하지 않습니다.

Petco Health & Wellness (WOOF) Formulaire 4 : La CFO Sabrina Simmons a déclaré une opération d'initié datée du 24 juillet 2025. Un total de 17 574 actions de Classe A ont été automatiquement retenues (Code de transaction F) au prix de 4,36 $ pour couvrir les obligations fiscales liées à l'acquisition des unités d'actions restreintes (RSU) attribuées le 29 juillet 2024 dans le cadre du Plan d'Incitation en Actions 2021. Aucune vente sur le marché ouvert ni échange de titres dérivés n'ont eu lieu.

Après cette retenue, Mme Simmons demeure une actionnaire importante avec 1 502 865 actions, dont 1 422 766 RSU non acquises. Le dépôt est de nature administrative et routinière, et ne reflète aucun changement discrétionnaire dans sa stratégie d'investissement.

Petco Health & Wellness (WOOF) Formular 4: CFO Sabrina Simmons meldete eine Insider-Transaktion vom 24. Juli 2025. Insgesamt wurden 17.574 Class A Aktien automatisch einbehalten (Transaktionscode F) zum Preis von 4,36 $, um Steuerverpflichtungen im Zusammenhang mit der Vesting von Restricted Stock Units (RSUs) abzudecken, die am 29. Juli 2024 im Rahmen des Equity Incentive Plans 2021 gewährt wurden. Es gab keinen Verkauf am offenen Markt und keine gehandelten Derivate.

Nach der Einbehaltung bleibt Simmons eine bedeutende Aktionärin mit 1.502.865 Aktien, darunter 1.422.766 nicht vestete RSUs. Die Meldung ist routinemäßig und administrativer Natur und stellt keine diskretionäre Änderung ihrer Investitionshaltung dar.

Positive
  • CFO retains a substantial 1.5 M-share stake, underscoring long-term alignment with shareholders.
Negative
  • None.

Insights

TL;DR: Routine tax withholding; executive still holds 1.5 M shares—neutral signal.

The Code F classification confirms the shares were surrendered solely to satisfy withholding taxes on vested RSUs, not sold on the open market. The residual 1.5 M-share position—nearly 15× the shares withheld—maintains strong alignment between the CFO and shareholders. With no derivatives exercised and no reduction in economic exposure, the event is operationally neutral and should not influence valuation models.

TL;DR: Administrative compliance event; governance impact immaterial.

Form 4 filings like this demonstrate timely Section 16 compliance but carry minimal governance implications. The modest share count and automatic nature of the withholding do not suggest insider sentiment. Continued sizable ownership supports incentive alignment and mitigates agency risk. Overall impact: neutral.

Petco Health & Wellness (WOOF) Modulo 4: La CFO Sabrina Simmons ha riportato una transazione interna datata 24-lug-2025. Un totale di 17.574 azioni di Classe A sono state automaticamente trattenute (Codice Transazione F) al prezzo di 4,36 $ per coprire le imposte derivanti dalla maturazione di unità azionarie vincolate (RSU) concesse il 29-lug-2024 nell'ambito del Piano di Incentivi Azionari 2021. Non è avvenuta alcuna vendita sul mercato aperto né sono stati scambiati strumenti derivati.

Dopo la trattenuta, Simmons rimane un azionista rilevante con 1.502.865 azioni, di cui 1.422.766 RSU non maturate. La comunicazione è di natura amministrativa e di routine, e non rappresenta un cambiamento discrezionale nella sua posizione di investimento.

Petco Health & Wellness (WOOF) Formulario 4: La CFO Sabrina Simmons reportó una transacción interna fechada el 24-jul-2025. Un total de 17,574 acciones Clase A fueron retenidas automáticamente (Código de Transacción F) a $4.36 para cubrir obligaciones fiscales derivadas de la consolidación de unidades restringidas de acciones (RSU) otorgadas el 29-jul-2024 bajo el Plan de Incentivos de Capital 2021. No se realizó ninguna venta en el mercado abierto ni se negociaron valores derivados.

Tras la retención, Simmons sigue siendo una accionista significativa con 1,502,865 acciones, incluyendo 1,422,766 RSU no consolidadas. La presentación es rutinaria, de naturaleza administrativa y no refleja un cambio discrecional en su postura de inversión.

Petco Health & Wellness (WOOF) Form 4: CFO 사브리나 시몬스는 2025� 7� 24일자 내부� 거래� 보고했습니다. � 17,574 클래� A 주식� 자동으로 원천징수(거래 코드 F)되어, 2024� 7� 29일에 부여된 제한 주식 단위(RSU)� 권리 확정� 따른 세금 의무� 충당하기 위해 주당 4.36달러� 처리되었습니�. 공개 시장에서� 매도� 파생 상품 거래� 없었습니�.

원천징수 � 시몬스는 1,502,865 �� 보유� 주요 주주� 남아 있으�, � � 1,422,766 주는 아직 권리 확정되지 않은 RSU입니�. 이번 제출은 일상적이� 행정적인 성격� 것으�, 그녀� 투자 입장� 대� 임의적인 변경을 반영하지 않습니다.

Petco Health & Wellness (WOOF) Formulaire 4 : La CFO Sabrina Simmons a déclaré une opération d'initié datée du 24 juillet 2025. Un total de 17 574 actions de Classe A ont été automatiquement retenues (Code de transaction F) au prix de 4,36 $ pour couvrir les obligations fiscales liées à l'acquisition des unités d'actions restreintes (RSU) attribuées le 29 juillet 2024 dans le cadre du Plan d'Incitation en Actions 2021. Aucune vente sur le marché ouvert ni échange de titres dérivés n'ont eu lieu.

Après cette retenue, Mme Simmons demeure une actionnaire importante avec 1 502 865 actions, dont 1 422 766 RSU non acquises. Le dépôt est de nature administrative et routinière, et ne reflète aucun changement discrétionnaire dans sa stratégie d'investissement.

Petco Health & Wellness (WOOF) Formular 4: CFO Sabrina Simmons meldete eine Insider-Transaktion vom 24. Juli 2025. Insgesamt wurden 17.574 Class A Aktien automatisch einbehalten (Transaktionscode F) zum Preis von 4,36 $, um Steuerverpflichtungen im Zusammenhang mit der Vesting von Restricted Stock Units (RSUs) abzudecken, die am 29. Juli 2024 im Rahmen des Equity Incentive Plans 2021 gewährt wurden. Es gab keinen Verkauf am offenen Markt und keine gehandelten Derivate.

Nach der Einbehaltung bleibt Simmons eine bedeutende Aktionärin mit 1.502.865 Aktien, darunter 1.422.766 nicht vestete RSUs. Die Meldung ist routinemäßig und administrativer Natur und stellt keine diskretionäre Änderung ihrer Investitionshaltung dar.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Rosenstein Justin

(Last) (First) (Middle)
C/O ASANA, INC.
633 FOLSOM STREET, SUITE 100

(Street)
SAN FRANCISCO CA 94107

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Asana, Inc. [ ASAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/24/2025 S(1) 115,936 D $15.0346(2) 3,951,927 D
Class A Common Stock 07/25/2025 S(1) 223,894 D $14.9772(3) 3,728,033 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 18, 2025.
2. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.95 to $15.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.95 to $15.06 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Katie Colendich, Attorney-in-Fact 07/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Petco (WOOF) shares did CFO Sabrina Simmons withhold?

She withheld 17,574 Class A shares on 24-Jul-2025.

What price was applied to the withheld shares?

The shares were valued at $4.36 per share for tax purposes.

How many Petco shares does the CFO own after the transaction?

Simmons now beneficially owns 1,502,865 shares, including 1,422,766 RSUs.

Was this an open-market sale by the CFO?

No. Code F indicates shares were surrendered to satisfy taxes, not sold openly.

What does Code F mean in a Form 4 filing?

Code F denotes share withholding to cover taxes from equity award vesting, a routine administrative action.
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3.61B
85.38M
40.1%
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Software - Application
Services-prepackaged Software
United States
SAN FRANCISCO