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STOCK TITAN

[Form 4] American Express Company Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

On 30 June 2025, Wintrust Financial Corp. (WTFC) director Brian A. Kenney reported the acquisition of 420 common shares under the company’s Director’s Deferred Fee and Stock Plan, as disclosed in a Form 4 filing. The shares were credited at a price of $112.46, increasing Kenney’s direct beneficial ownership to 11,214 WTFC shares. The transaction is coded “A,� indicating an award rather than an open-market purchase, and no derivative securities were involved. While routine in nature, the filing slightly increases insider ownership and may be viewed as a signal of continued alignment between the director and shareholder interests.

Il 30 giugno 2025, il direttore di Wintrust Financial Corp. (WTFC), Brian A. Kenney, ha comunicato l'acquisizione di 420 azioni ordinarie nell'ambito del Piano di Compensi Differiti e Azioni per i Direttori della società, come riportato in una dichiarazione Form 4. Le azioni sono state accreditate al prezzo di 112,46 $, portando la partecipazione diretta di Kenney a 11.214 azioni WTFC. L'operazione è contrassegnata con il codice “A�, che indica un premio piuttosto che un acquisto sul mercato aperto, e non sono stati coinvolti strumenti derivati. Pur essendo una procedura di routine, la comunicazione incrementa leggermente la proprietà interna e può essere interpretata come un segnale di continuità nell'allineamento tra gli interessi del direttore e quelli degli azionisti.

El 30 de junio de 2025, el director de Wintrust Financial Corp. (WTFC), Brian A. Kenney, informó la adquisición de 420 acciones ordinarias bajo el Plan de Honorarios Diferidos y Acciones para Directores de la empresa, según se reveló en una presentación Formulario 4. Las acciones fueron acreditadas a un precio de 112,46 $, aumentando la propiedad directa beneficiosa de Kenney a 11.214 acciones WTFC. La transacción está codificada como “A�, lo que indica una concesión en lugar de una compra en el mercado abierto, y no se involucraron valores derivados. Aunque es una operación rutinaria, la presentación aumenta ligeramente la propiedad interna y puede interpretarse como una señal de alineación continua entre los intereses del director y los accionistas.

2025� 6� 30�, Wintrust Financial Corp.(WTFC) 이사 Brian A. Kenney가 회사� 이사 보수 이연 � 주식 계획� 따라 420 보통�� 취득했다� Form 4 신고서에 보고했습니다. 주식은 112.46달러� 가격으� 적립되어 Kenney� 직접 실질 소유 주식 수가 11,214 WTFC 주식으로 증가했습니다. 거래� 'A' 코드� 표시되어 공개 시장 매수가 아닌 수여임을 나타내며, 파생 증권은 포함되지 않았습니�. 일상적인 거래이지� 이번 신고� 내부� 소유 지분을 약간 증가시키� 이사와 주주 � 이해관계의 지속적� 일치� 나타내는 신호� � � 있습니다.

Le 30 juin 2025, Brian A. Kenney, administrateur de Wintrust Financial Corp. (WTFC), a déclaré l'acquisition de 420 actions ordinaires dans le cadre du Plan de rémunération différée et d'actions pour administrateurs de la société, comme indiqué dans un dépôt Formulaire 4. Les actions ont été créditées au prix de 112,46 $, portant la propriété directe bénéficiaire de Kenney à 11 214 actions WTFC. La transaction est codée “A�, ce qui indique une attribution plutôt qu'un achat sur le marché ouvert, et aucun titre dérivé n'a été impliqué. Bien que de nature routinière, ce dépôt augmente légèrement la détention des initiés et peut être perçu comme un signe d'alignement continu entre les intérêts de l'administrateur et ceux des actionnaires.

Am 30. Juni 2025 meldete Brian A. Kenney, Direktor von Wintrust Financial Corp. (WTFC), den Erwerb von 420 Stammaktien im Rahmen des Director’s Deferred Fee and Stock Plan des Unternehmens, wie in einer Form 4-Meldung offengelegt. Die Aktien wurden zu einem Preis von 112,46 $ gutgeschrieben, wodurch Kenneys direkte wirtschaftliche Beteiligung auf 11.214 WTFC-Aktien anstieg. Die Transaktion ist mit dem Code „A� gekennzeichnet, was auf eine Zuteilung und keinen Kauf am offenen Markt hinweist, und es waren keine Derivate beteiligt. Obwohl routinemäßig, erhöht die Meldung leicht den Insiderbesitz und kann als Signal für eine weiterhin enge Übereinstimmung zwischen den Interessen des Direktors und der Aktionäre gesehen werden.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Small, routine insider share award; neutral-to-slightly positive alignment signal.

The acquisition of 420 shares (~$47,000) represents less than 0.5% of Wintrust’s average daily trading volume and raises Director Kenney’s stake to just over 11.2 k shares. Because the shares were issued as part of a deferred fee plan, rather than purchased on the open market, the motivational signal is weaker than a discretionary buy. Nevertheless, incremental insider ownership tends to be viewed modestly favorably, as it aligns board incentives with shareholder value. The event has limited price impact and does not alter Wintrust’s fundamental outlook.

Il 30 giugno 2025, il direttore di Wintrust Financial Corp. (WTFC), Brian A. Kenney, ha comunicato l'acquisizione di 420 azioni ordinarie nell'ambito del Piano di Compensi Differiti e Azioni per i Direttori della società, come riportato in una dichiarazione Form 4. Le azioni sono state accreditate al prezzo di 112,46 $, portando la partecipazione diretta di Kenney a 11.214 azioni WTFC. L'operazione è contrassegnata con il codice “A�, che indica un premio piuttosto che un acquisto sul mercato aperto, e non sono stati coinvolti strumenti derivati. Pur essendo una procedura di routine, la comunicazione incrementa leggermente la proprietà interna e può essere interpretata come un segnale di continuità nell'allineamento tra gli interessi del direttore e quelli degli azionisti.

El 30 de junio de 2025, el director de Wintrust Financial Corp. (WTFC), Brian A. Kenney, informó la adquisición de 420 acciones ordinarias bajo el Plan de Honorarios Diferidos y Acciones para Directores de la empresa, según se reveló en una presentación Formulario 4. Las acciones fueron acreditadas a un precio de 112,46 $, aumentando la propiedad directa beneficiosa de Kenney a 11.214 acciones WTFC. La transacción está codificada como “A�, lo que indica una concesión en lugar de una compra en el mercado abierto, y no se involucraron valores derivados. Aunque es una operación rutinaria, la presentación aumenta ligeramente la propiedad interna y puede interpretarse como una señal de alineación continua entre los intereses del director y los accionistas.

2025� 6� 30�, Wintrust Financial Corp.(WTFC) 이사 Brian A. Kenney가 회사� 이사 보수 이연 � 주식 계획� 따라 420 보통�� 취득했다� Form 4 신고서에 보고했습니다. 주식은 112.46달러� 가격으� 적립되어 Kenney� 직접 실질 소유 주식 수가 11,214 WTFC 주식으로 증가했습니다. 거래� 'A' 코드� 표시되어 공개 시장 매수가 아닌 수여임을 나타내며, 파생 증권은 포함되지 않았습니�. 일상적인 거래이지� 이번 신고� 내부� 소유 지분을 약간 증가시키� 이사와 주주 � 이해관계의 지속적� 일치� 나타내는 신호� � � 있습니다.

Le 30 juin 2025, Brian A. Kenney, administrateur de Wintrust Financial Corp. (WTFC), a déclaré l'acquisition de 420 actions ordinaires dans le cadre du Plan de rémunération différée et d'actions pour administrateurs de la société, comme indiqué dans un dépôt Formulaire 4. Les actions ont été créditées au prix de 112,46 $, portant la propriété directe bénéficiaire de Kenney à 11 214 actions WTFC. La transaction est codée “A�, ce qui indique une attribution plutôt qu'un achat sur le marché ouvert, et aucun titre dérivé n'a été impliqué. Bien que de nature routinière, ce dépôt augmente légèrement la détention des initiés et peut être perçu comme un signe d'alignement continu entre les intérêts de l'administrateur et ceux des actionnaires.

Am 30. Juni 2025 meldete Brian A. Kenney, Direktor von Wintrust Financial Corp. (WTFC), den Erwerb von 420 Stammaktien im Rahmen des Director’s Deferred Fee and Stock Plan des Unternehmens, wie in einer Form 4-Meldung offengelegt. Die Aktien wurden zu einem Preis von 112,46 $ gutgeschrieben, wodurch Kenneys direkte wirtschaftliche Beteiligung auf 11.214 WTFC-Aktien anstieg. Die Transaktion ist mit dem Code „A� gekennzeichnet, was auf eine Zuteilung und keinen Kauf am offenen Markt hinweist, und es waren keine Derivate beteiligt. Obwohl routinemäßig, erhöht die Meldung leicht den Insiderbesitz und kann als Signal für eine weiterhin enge Übereinstimmung zwischen den Interessen des Direktors und der Aktionäre gesehen werden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baltimore Thomas J Jr

(Last) (First) (Middle)
C/O AMERICAN EXPRESS COMPANY
200 VESEY STREET

(Street)
NEW YORK NY 10285-5001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN EXPRESS CO [ AXP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Share Equivalent Units (1) 06/30/2025 A(2) 103.425 (3) (3) Common Stock 103.425 $302.15 9,116.696(4) D
Explanation of Responses:
1. Each Share Equivalent Unit reflects the value of one common share.
2. The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
3. The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.
4. Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
/s/ Douglas C. Turnbull, attorney-in-fact 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
American Express Co

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Credit Services
Finance Services
United States
NEW YORK