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[Form 4] Broadridge Financial Solutions Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Broadridge Financial Solutions, Inc. (BR) â€� Form 4 insider filing

On 2 July 2025, non-employee director Brett Keller received two automatic awards of Broadridge Deferred Stock Units (DSUs) under the company’s 2018 Omnibus Award Plan:

  • 31 DSUs credited as a dividend equivalent on previously issued director DSUs.
  • 14 DSUs credited in lieu of cash within the Director Deferred Compensation Program.

The DSUs vest immediately and will convert into an equal number of common shares only after Keller’s separation from the Board. Following these transactions, Keller’s direct beneficial ownership stands at 15,885 BR shares. No cash consideration was paid (transaction price recorded as $0.00).

The filing represents a routine, non-cash adjustment tied to dividend reinvestment and has no direct impact on Broadridge’s share count, earnings, or cash flow.

Broadridge Financial Solutions, Inc. (BR) � Comunicazione interna Modulo 4

Il 2 luglio 2025, il direttore non dipendente Brett Keller ha ricevuto due assegnazioni automatiche di Unità Azionarie Differite (DSU) di Broadridge nell'ambito del Piano Omnibus 2018 della società:

  • 31 DSU accreditate come equivalente dividendo su DSU precedentemente emesse ai direttori.
  • 14 DSU accreditate in sostituzione del pagamento in contanti previsto dal Programma di Compensazione Differita per Direttori.

Le DSU maturano immediatamente e si convertiranno in un numero uguale di azioni ordinarie solo dopo la separazione di Keller dal Consiglio. Dopo queste operazioni, la proprietà diretta effettiva di Keller è di 15.885 azioni BR. Non è stato effettuato alcun pagamento in contanti (prezzo della transazione registrato come $0,00).

La comunicazione rappresenta un aggiustamento di routine non monetario legato al reinvestimento dei dividendi e non ha impatti diretti sul numero di azioni, sugli utili o sui flussi di cassa di Broadridge.

Broadridge Financial Solutions, Inc. (BR) � Presentación interna Formulario 4

El 2 de julio de 2025, el director externo Brett Keller recibió dos adjudicaciones automáticas de Unidades Diferidas de Acciones (DSU) de Broadridge bajo el Plan Omnibus de Premios 2018 de la empresa:

  • 31 DSU acreditadas como equivalentes a dividendos sobre DSU previamente emitidas a directores.
  • 14 DSU acreditadas en lugar de efectivo dentro del Programa de Compensación Diferida para Directores.

Las DSU se consolidan inmediatamente y se convertirán en un número igual de acciones comunes solo después de la separación de Keller de la Junta. Tras estas transacciones, la propiedad directa efectiva de Keller es de 15,885 acciones BR. No se pagó ninguna contraprestación en efectivo (precio de la transacción registrado como $0.00).

La presentación representa un ajuste rutinario no monetario relacionado con la reinversión de dividendos y no tiene impacto directo en el número de acciones, ganancias o flujo de caja de Broadridge.

Broadridge Financial Solutions, Inc. (BR) â€� ë‚´ë¶€ìž� ì‹ ê³ ì„� ì–‘ì‹ 4

2025ë…� 7ì›� 2ì�, 비임ì›� ì´ì‚¬ì� Brett KellerëŠ� 회사ì� 2018ë…� 종합ìƒì—¬ê³„íšì—� ë”°ë¼ Broadridge ì§€ì—� ì£¼ì‹ ë‹¨ìœ„(DSU) ë‘� ê±´ì„ ìžë™ìœ¼ë¡œ 수령했습니다:

  • 기존 ì´ì‚¬ DSUì—� 대í•� 배당ê¸� ìƒë‹¹ì•¡ìœ¼ë¡� 31 DSUê°€ ì ë¦½ë�.
  • ì´ì‚¬ ì§€ì—� ë³´ìƒ í”„ë¡œê·¸ëž¨ ë‚� 현금 대ì‹� 14 DSUê°€ ì ë¦½ë�.

¶Ù³§±«µç� 즉시 권리 확정ë˜ë©° Kellerê°€ ì´ì‚¬íšŒì—ì„� 물러ë‚� í›� ë™ì¼ ìˆ˜ì˜ ë³´í†µì£¼ë¡œ 전환ë©ë‹ˆë‹�. ì� 거래 ì´í›„ Kellerì� ì§ì ‘ 실소ìœ� ì§€ë¶�ì¶Ä 15,885 BR ì£�입니ë‹�. 현금 대가ëŠ� 지급ë˜ì§€ 않았으며(거래 가격ì¶� $0.00으로 기ë¡ë�)

ì� ì‹ ê³ ëŠ� 배당 재투ìžì™€ ê´€ë ¨ëœ ì¼ìƒì ì¸ 비현ê¸� 조정으로, Broadridgeì� ì£¼ì‹ ìˆ�, ìˆ˜ìµ ë˜ëŠ” 현금 í름ì—� ì§ì ‘ì ì¸ ì˜í–¥ì¶Ä 없습니다.

Broadridge Financial Solutions, Inc. (BR) � Déclaration d’initié Formulaire 4

Le 2 juillet 2025, le directeur non salarié Brett Keller a reçu deux attributions automatiques d’Unités d’Actions Différées (DSU) de Broadridge dans le cadre du Plan Omnibus 2018 de la société :

  • 31 DSU créditées en équivalent dividende sur des DSU précédemment émises aux administrateurs.
  • 14 DSU créditées en remplacement d’un paiement en espèces dans le cadre du Programme de Rémunération Différée des Administrateurs.

Les DSU vestent immédiatement et ne seront converties en un nombre égal d’actions ordinaires qu’après la séparation de Keller du conseil d’administration. Après ces opérations, la possession directe effective de Keller s’élève à 15 885 actions BR. Aucune contrepartie en espèces n’a été versée (prix de la transaction enregistré à 0,00 $).

Cette déclaration constitue un ajustement courant non monétaire lié à la réinvestissement des dividendes et n’a aucun impact direct sur le nombre d’actions, les bénéfices ou les flux de trésorerie de Broadridge.

Broadridge Financial Solutions, Inc. (BR) � Insider-Meldung Formular 4

Am 2. Juli 2025 erhielt der nicht geschäftsführende Direktor Brett Keller zwei automatische Zuteilungen von Broadridge Deferred Stock Units (DSUs) im Rahmen des Omnibus Award Plans 2018 des Unternehmens:

  • 31 DSUs gutgeschrieben als Dividendenäquivalent auf zuvor ausgegebene Direktor-DSUs.
  • 14 DSUs gutgeschrieben anstelle von Barauszahlung im Director Deferred Compensation Program.

Die DSUs verfallen sofort und werden erst nach Kellers Ausscheiden aus dem Vorstand in eine gleiche Anzahl von Stammaktien umgewandelt. Nach diesen Transaktionen beträgt Kellers direkter wirtschaftlicher Besitz 15.885 BR-Aktien. Es wurde keine Barzahlung geleistet (Transaktionspreis mit 0,00 $ verbucht).

Die Meldung stellt eine routinemäßige, nicht zahlungswirksame Anpassung im Zusammenhang mit der Wiederanlage von Dividenden dar und hat keine direkten Auswirkungen auf die Aktienanzahl, den Gewinn oder den Cashflow von Broadridge.

Positive
  • Director equity alignment: Additional DSUs modestly increase insider ownership, reinforcing alignment with shareholder interests.
Negative
  • None.

Insights

TL;DR � Routine dividend-equivalent DSU accrual; negligible financial impact.

The Form 4 documents automatic crediting of 45 DSUs (≈US$8k at current prices) to Director Brett Keller. Such accruals align director compensation with shareholder returns but do not constitute open-market buying or signal a valuation view. Keller now controls 15,885 shares—roughly 0.013 % of outstanding stock—leaving governance and ownership structure essentially unchanged. From a governance standpoint, continued equity accumulation supports board–shareholder alignment yet remains immaterial to market valuation, liquidity, or control dynamics.

TL;DR � Insignificant insider activity; hold/valuation thesis unchanged.

Because the DSUs derive from dividend equivalents and deferred fees, they neither reflect opportunistic buying nor forecast operating trends. The 45-share increase (~0.28 % of Keller’s stake) does not alter supply-demand dynamics or signal confidence beyond normal course director compensation. The event is therefore not impactful for portfolio positioning or expected return assumptions on BR.

Broadridge Financial Solutions, Inc. (BR) � Comunicazione interna Modulo 4

Il 2 luglio 2025, il direttore non dipendente Brett Keller ha ricevuto due assegnazioni automatiche di Unità Azionarie Differite (DSU) di Broadridge nell'ambito del Piano Omnibus 2018 della società:

  • 31 DSU accreditate come equivalente dividendo su DSU precedentemente emesse ai direttori.
  • 14 DSU accreditate in sostituzione del pagamento in contanti previsto dal Programma di Compensazione Differita per Direttori.

Le DSU maturano immediatamente e si convertiranno in un numero uguale di azioni ordinarie solo dopo la separazione di Keller dal Consiglio. Dopo queste operazioni, la proprietà diretta effettiva di Keller è di 15.885 azioni BR. Non è stato effettuato alcun pagamento in contanti (prezzo della transazione registrato come $0,00).

La comunicazione rappresenta un aggiustamento di routine non monetario legato al reinvestimento dei dividendi e non ha impatti diretti sul numero di azioni, sugli utili o sui flussi di cassa di Broadridge.

Broadridge Financial Solutions, Inc. (BR) � Presentación interna Formulario 4

El 2 de julio de 2025, el director externo Brett Keller recibió dos adjudicaciones automáticas de Unidades Diferidas de Acciones (DSU) de Broadridge bajo el Plan Omnibus de Premios 2018 de la empresa:

  • 31 DSU acreditadas como equivalentes a dividendos sobre DSU previamente emitidas a directores.
  • 14 DSU acreditadas en lugar de efectivo dentro del Programa de Compensación Diferida para Directores.

Las DSU se consolidan inmediatamente y se convertirán en un número igual de acciones comunes solo después de la separación de Keller de la Junta. Tras estas transacciones, la propiedad directa efectiva de Keller es de 15,885 acciones BR. No se pagó ninguna contraprestación en efectivo (precio de la transacción registrado como $0.00).

La presentación representa un ajuste rutinario no monetario relacionado con la reinversión de dividendos y no tiene impacto directo en el número de acciones, ganancias o flujo de caja de Broadridge.

Broadridge Financial Solutions, Inc. (BR) â€� ë‚´ë¶€ìž� ì‹ ê³ ì„� ì–‘ì‹ 4

2025ë…� 7ì›� 2ì�, 비임ì›� ì´ì‚¬ì� Brett KellerëŠ� 회사ì� 2018ë…� 종합ìƒì—¬ê³„íšì—� ë”°ë¼ Broadridge ì§€ì—� ì£¼ì‹ ë‹¨ìœ„(DSU) ë‘� ê±´ì„ ìžë™ìœ¼ë¡œ 수령했습니다:

  • 기존 ì´ì‚¬ DSUì—� 대í•� 배당ê¸� ìƒë‹¹ì•¡ìœ¼ë¡� 31 DSUê°€ ì ë¦½ë�.
  • ì´ì‚¬ ì§€ì—� ë³´ìƒ í”„ë¡œê·¸ëž¨ ë‚� 현금 대ì‹� 14 DSUê°€ ì ë¦½ë�.

¶Ù³§±«µç� 즉시 권리 확정ë˜ë©° Kellerê°€ ì´ì‚¬íšŒì—ì„� 물러ë‚� í›� ë™ì¼ ìˆ˜ì˜ ë³´í†µì£¼ë¡œ 전환ë©ë‹ˆë‹�. ì� 거래 ì´í›„ Kellerì� ì§ì ‘ 실소ìœ� ì§€ë¶�ì¶Ä 15,885 BR ì£�입니ë‹�. 현금 대가ëŠ� 지급ë˜ì§€ 않았으며(거래 가격ì¶� $0.00으로 기ë¡ë�)

ì� ì‹ ê³ ëŠ� 배당 재투ìžì™€ ê´€ë ¨ëœ ì¼ìƒì ì¸ 비현ê¸� 조정으로, Broadridgeì� ì£¼ì‹ ìˆ�, ìˆ˜ìµ ë˜ëŠ” 현금 í름ì—� ì§ì ‘ì ì¸ ì˜í–¥ì¶Ä 없습니다.

Broadridge Financial Solutions, Inc. (BR) � Déclaration d’initié Formulaire 4

Le 2 juillet 2025, le directeur non salarié Brett Keller a reçu deux attributions automatiques d’Unités d’Actions Différées (DSU) de Broadridge dans le cadre du Plan Omnibus 2018 de la société :

  • 31 DSU créditées en équivalent dividende sur des DSU précédemment émises aux administrateurs.
  • 14 DSU créditées en remplacement d’un paiement en espèces dans le cadre du Programme de Rémunération Différée des Administrateurs.

Les DSU vestent immédiatement et ne seront converties en un nombre égal d’actions ordinaires qu’après la séparation de Keller du conseil d’administration. Après ces opérations, la possession directe effective de Keller s’élève à 15 885 actions BR. Aucune contrepartie en espèces n’a été versée (prix de la transaction enregistré à 0,00 $).

Cette déclaration constitue un ajustement courant non monétaire lié à la réinvestissement des dividendes et n’a aucun impact direct sur le nombre d’actions, les bénéfices ou les flux de trésorerie de Broadridge.

Broadridge Financial Solutions, Inc. (BR) � Insider-Meldung Formular 4

Am 2. Juli 2025 erhielt der nicht geschäftsführende Direktor Brett Keller zwei automatische Zuteilungen von Broadridge Deferred Stock Units (DSUs) im Rahmen des Omnibus Award Plans 2018 des Unternehmens:

  • 31 DSUs gutgeschrieben als Dividendenäquivalent auf zuvor ausgegebene Direktor-DSUs.
  • 14 DSUs gutgeschrieben anstelle von Barauszahlung im Director Deferred Compensation Program.

Die DSUs verfallen sofort und werden erst nach Kellers Ausscheiden aus dem Vorstand in eine gleiche Anzahl von Stammaktien umgewandelt. Nach diesen Transaktionen beträgt Kellers direkter wirtschaftlicher Besitz 15.885 BR-Aktien. Es wurde keine Barzahlung geleistet (Transaktionspreis mit 0,00 $ verbucht).

Die Meldung stellt eine routinemäßige, nicht zahlungswirksame Anpassung im Zusammenhang mit der Wiederanlage von Dividenden dar und hat keine direkten Auswirkungen auf die Aktienanzahl, den Gewinn oder den Cashflow von Broadridge.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MURRAY EILEEN K

(Last) (First) (Middle)
5 DAKOTA DRIVE

(Street)
LAKE SUCCESS NY 11042

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/02/2025 A 6(1) A $0.0000 3,531 D
Common Stock 07/02/2025 A 6(2) A $0.0000 3,525 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
2. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
Maria Allen, Power of Attorney 07/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Broadridge (BR) shares did Director Brett Keller acquire on 2 July 2025?

He was awarded 45 Deferred Stock Units in total (31 + 14).

What is Brett Keller’s total beneficial ownership in BR after the transaction?

He now beneficially owns 15,885 shares of Broadridge common stock.

Did the director pay any cash for the acquired shares?

No. The DSUs were credited at $0.00 per share as dividend-equivalent grants.

When will the Deferred Stock Units settle into common shares?

The DSUs will convert into BR shares upon the director’s separation from service.

Does this Form 4 indicate open-market insider buying at Broadridge?

No. The filing reflects automatic DSU credits, not open-market purchases.
Broadridge Finl Solutions Inc

NYSE:BR

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BR Stock Data

28.09B
116.81M
0.65%
92.47%
0.81%
Information Technology Services
Services-business Services, Nec
United States
LAKE SUCCESS