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STOCK TITAN

[Form 4] Crown Holdings Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Crown Holdings, Inc. (CCK) â€� Form 4 insider filing dated 07/03/2025.

Executive Vice President & Chief Operating Officer Djalma Novaes Jr. reported the acquisition of 2,082 shares of restricted common stock on 07/01/2025 under the company’s 2022 Stock-Based Compensation Plan. The grant was recorded at a price of $0 because it represents equity compensation rather than an open-market purchase.

Breakdown of the award:

  • 792 time-vested shares vest in three equal installments: 264 shares on 08/03/2026, 264 on 01/04/2027 and 264 on 01/03/2028.
  • 490 performance-based shares vest on 01/03/2028 subject to Total Shareholder Return (TSR) vs. a peer group, with payout ranging from 0â€�200 % of target.
  • 800 performance-based shares vest on 01/03/2028 based on Return on Invested Capital (ROIC), with payout ranging from 0â€�800 shares.

Following this grant, Novaes� direct beneficial ownership rises to 116,595 shares.

No derivative securities were reported, and there were no dispositions of shares. The filing was signed by attorney-in-fact Rosemary Haselroth on 07/03/2025.

Crown Holdings, Inc. (CCK) � Comunicazione interna Form 4 datata 03/07/2025.

Il Vicepresidente Esecutivo e Chief Operating Officer Djalma Novaes Jr. ha segnalato l�acquisizione di 2.082 azioni di azioni ordinarie vincolate il 01/07/2025 nell’ambito del Piano di Compensazione Azionaria 2022 della società. L’assegnazione è stata registrata a un prezzo di $0 in quanto rappresenta una compensazione in equity e non un acquisto sul mercato aperto.

Dettaglio dell’assegnazione:

  • 792 azioni con vincolo temporale che maturano in tre tranche uguali: 264 azioni il 03/08/2026, 264 il 04/01/2027 e 264 il 03/01/2028.
  • 490 azioni basate sulle performance che maturano il 03/01/2028 soggette al Rendimento Totale per l’Azionista (TSR) rispetto a un gruppo di pari, con un pagamento che varia da 0 al 200% dell’obiettivo.
  • 800 azioni basate sulle performance che maturano il 03/01/2028 basate sul Rendimento sul Capitale Investito (ROIC), con un pagamento che varia da 0 a 800 azioni.

A seguito di questa assegnazione, la posizione diretta di proprietà di Novaes sale a 116.595 azioni.

Non sono stati segnalati titoli derivati né disposizioni di azioni. La comunicazione è stata firmata per procura dall’avvocato Rosemary Haselroth il 03/07/2025.

Crown Holdings, Inc. (CCK) � Presentación interna Formulario 4 fechada el 03/07/2025.

El Vicepresidente Ejecutivo y Director de Operaciones Djalma Novaes Jr. informó la adquisición de 2,082 acciones restringidas el 01/07/2025 bajo el Plan de Compensación en Acciones 2022 de la empresa. La concesión se registró a un precio de $0 porque representa una compensación en acciones y no una compra en el mercado abierto.

Desglose de la adjudicación:

  • 792 acciones con adquisición temporal que se liberan en tres cuotas iguales: 264 acciones el 03/08/2026, 264 el 04/01/2027 y 264 el 03/01/2028.
  • 490 acciones basadas en desempeño que se liberan el 03/01/2028 sujetas al Retorno Total para el Accionista (TSR) en comparación con un grupo de pares, con un pago que varía del 0 al 200% del objetivo.
  • 800 acciones basadas en desempeño que se liberan el 03/01/2028 basadas en el Retorno sobre el Capital Invertido (ROIC), con un pago que varía de 0 a 800 acciones.

Tras esta adjudicación, la propiedad directa de Novaes aumenta a 116,595 acciones.

No se reportaron valores derivados ni disposiciones de acciones. La presentación fue firmada por apoderada Rosemary Haselroth el 03/07/2025.

Crown Holdings, Inc. (CCK) â€� 2025ë…� 7ì›� 3ì¼ìž ë‚´ë¶€ìž� ì‹ ê³ ì„�(Form 4).

전무 ê²� 최고운ì˜ì±…ìž„ìž�(COO) Djalma Novaes Jr.ëŠ� 2025ë…� 7ì›� 1ì� 회사ì� 2022ë…� 주ì‹ê¸°ë°˜ ë³´ìƒ ê³„íšì—� ë”°ë¼ 2,082ì£¼ì˜ ì œí•œë� 보통주를 ì·¨ë“했다ê³� 보고했습니다. ì� 부여는 시장ì—서ì� 매수가 아닌 ì£¼ì‹ ë³´ìƒìœ¼ë¡œì„� ê°€ê²©ì€ $0ë¡� 기ë¡ë˜ì—ˆìŠµë‹ˆë‹�.

수여 내역:

  • 792ì£� 시간 기반 ì·¨ë“ ì£¼ì‹ëŠ� ì„� ë²ˆì— ê±¸ì³ ë™ì¼í•� ë¶„í• ë¡� ì·¨ë“ë©ë‹ˆë‹�: 2026ë…� 8ì›� 3ì¼ì— 264ì£�, 2027ë…� 1ì›� 4ì¼ì— 264ì£�, 2028ë…� 1ì›� 3ì¼ì— 264ì£�.
  • 490ì£� 성과 기반 주ì‹ëŠ� 2028ë…� 1ì›� 3ì¼ì— ì´ì£¼ì£¼ìˆ˜ìµë¥ (TSR)ê³� ë™ì¢…ì—…ì²´ 그룹 대ë¹� 성과ì—� ë”°ë¼ ì·¨ë“ë˜ë©°, 목표 대ë¹� 0~200%ì� ì§€ê¸� 범위ë¥� 가집니ë‹�.
  • 800ì£� 성과 기반 주ì‹ëŠ� 2028ë…� 1ì›� 3ì¼ì— 투ìžìžë³¸ìˆ˜ìµë¥�(ROIC)ì—� ë”°ë¼ ì·¨ë“ë˜ë©°, 0~800ì£¼ì˜ ì§€ê¸� 범위ë¥� 가집니ë‹�.

ì´ë²ˆ ë¶€ì—� ì´í›„ Novaesì� ì§ì ‘ 소유 ì£¼ì‹ ìˆ˜ëŠ” 116,595주로 ì¦ê°€í–ˆìŠµë‹ˆë‹¤.

파ìƒì¦ê¶Œì€ ë³´ê³ ë˜ì§€ 않았으며, ì£¼ì‹ ì²˜ë¶„ë� 없었습니ë‹�. ì� 신고서는 2025ë…� 7ì›� 3ì� 대리ì¸ì� 변호사 Rosemary Haselrothê°€ 서명했습니다.

Crown Holdings, Inc. (CCK) � Déclaration d’initié Formulaire 4 datée du 03/07/2025.

Le Vice-Président Exécutif et Directeur des Opérations Djalma Novaes Jr. a déclaré l�acquisition de 2 082 actions ordinaires restreintes le 01/07/2025 dans le cadre du Plan de Rémunération en Actions 2022 de la société. L’attribution a été enregistrée au prix de 0 $ car il s’agit d’une compensation en actions et non d’un achat sur le marché libre.

Détail de la récompense :

  • 792 actions acquises par échéance temporelle acquises en trois versements égaux : 264 actions le 03/08/2026, 264 le 04/01/2027 et 264 le 03/01/2028.
  • 490 actions basées sur la performance acquises le 03/01/2028 sous réserve du rendement total pour l’actionnaire (TSR) par rapport à un groupe de pairs, avec un paiement allant de 0 à 200 % de l’objectif.
  • 800 actions basées sur la performance acquises le 03/01/2028 basées sur le retour sur capital investi (ROIC), avec un paiement allant de 0 à 800 actions.

Suite à cette attribution, la possession directe de Novaes s’élève à 116 595 actions.

Aucun titre dérivé n’a été déclaré, et aucune cession d’actions n’a eu lieu. La déclaration a été signée par la mandataire Rosemary Haselroth le 03/07/2025.

Crown Holdings, Inc. (CCK) � Insider-Meldung Form 4 vom 03.07.2025.

Der Executive Vice President & Chief Operating Officer Djalma Novaes Jr. meldete den Erwerb von 2.082 eingeschränkten Stammaktien am 01.07.2025 im Rahmen des Aktienvergütungsplans 2022 des Unternehmens. Die Zuteilung wurde mit einem Preis von 0 $ verbucht, da es sich um eine Eigenkapitalvergütung und keinen Kauf am offenen Markt handelt.

Aufschlüsselung der Zuteilung:

  • 792 zeitlich gestaffelte Aktien, die in drei gleichen Tranchen freigegeben werden: 264 Aktien am 03.08.2026, 264 am 04.01.2027 und 264 am 03.01.2028.
  • 490 leistungsabhängige Aktien, die am 03.01.2028 freigegeben werden, abhängig von der Gesamtrendite für Aktionäre (TSR) im Vergleich zu einer Peer-Gruppe, mit einer Auszahlung von 0â€�200 % des Ziels.
  • 800 leistungsabhängige Aktien, die am 03.01.2028 basierend auf der Kapitalrendite (ROIC) freigegeben werden, mit einer Auszahlung von 0â€�800 Aktien.

Nach dieser Zuteilung steigt die direkte Beteiligung von Novaes auf 116.595 Aktien.

Es wurden keine Derivate gemeldet und keine Aktienveräußerungen. Die Meldung wurde am 03.07.2025 von der bevollmächtigten Anwältin Rosemary Haselroth unterzeichnet.

Positive
  • Executive alignment: Award links compensation to multi-year TSR and ROIC targets, incentivising long-term performance.
  • Increased insider ownership: Novaesâ€� direct stake grows to 116,595 shares, potentially strengthening management-shareholder alignment.
Negative
  • None.

Insights

TL;DR: Routine equity grant; small relative to float; neutral valuation impact.

The 2,082-share award to EVP & COO Novaes represents less than 0.002 % of Crown Holdings� ~120 million outstanding shares and is standard annual compensation. Because the shares are restricted, with multi-year vesting and performance conditions tied to TSR and ROIC, the near-term dilution effect is immaterial. The filing signals continued alignment of executive incentives with shareholder returns but does not convey new strategic or financial information. Therefore, market impact is expected to be negligible.

Crown Holdings, Inc. (CCK) � Comunicazione interna Form 4 datata 03/07/2025.

Il Vicepresidente Esecutivo e Chief Operating Officer Djalma Novaes Jr. ha segnalato l�acquisizione di 2.082 azioni di azioni ordinarie vincolate il 01/07/2025 nell’ambito del Piano di Compensazione Azionaria 2022 della società. L’assegnazione è stata registrata a un prezzo di $0 in quanto rappresenta una compensazione in equity e non un acquisto sul mercato aperto.

Dettaglio dell’assegnazione:

  • 792 azioni con vincolo temporale che maturano in tre tranche uguali: 264 azioni il 03/08/2026, 264 il 04/01/2027 e 264 il 03/01/2028.
  • 490 azioni basate sulle performance che maturano il 03/01/2028 soggette al Rendimento Totale per l’Azionista (TSR) rispetto a un gruppo di pari, con un pagamento che varia da 0 al 200% dell’obiettivo.
  • 800 azioni basate sulle performance che maturano il 03/01/2028 basate sul Rendimento sul Capitale Investito (ROIC), con un pagamento che varia da 0 a 800 azioni.

A seguito di questa assegnazione, la posizione diretta di proprietà di Novaes sale a 116.595 azioni.

Non sono stati segnalati titoli derivati né disposizioni di azioni. La comunicazione è stata firmata per procura dall’avvocato Rosemary Haselroth il 03/07/2025.

Crown Holdings, Inc. (CCK) � Presentación interna Formulario 4 fechada el 03/07/2025.

El Vicepresidente Ejecutivo y Director de Operaciones Djalma Novaes Jr. informó la adquisición de 2,082 acciones restringidas el 01/07/2025 bajo el Plan de Compensación en Acciones 2022 de la empresa. La concesión se registró a un precio de $0 porque representa una compensación en acciones y no una compra en el mercado abierto.

Desglose de la adjudicación:

  • 792 acciones con adquisición temporal que se liberan en tres cuotas iguales: 264 acciones el 03/08/2026, 264 el 04/01/2027 y 264 el 03/01/2028.
  • 490 acciones basadas en desempeño que se liberan el 03/01/2028 sujetas al Retorno Total para el Accionista (TSR) en comparación con un grupo de pares, con un pago que varía del 0 al 200% del objetivo.
  • 800 acciones basadas en desempeño que se liberan el 03/01/2028 basadas en el Retorno sobre el Capital Invertido (ROIC), con un pago que varía de 0 a 800 acciones.

Tras esta adjudicación, la propiedad directa de Novaes aumenta a 116,595 acciones.

No se reportaron valores derivados ni disposiciones de acciones. La presentación fue firmada por apoderada Rosemary Haselroth el 03/07/2025.

Crown Holdings, Inc. (CCK) â€� 2025ë…� 7ì›� 3ì¼ìž ë‚´ë¶€ìž� ì‹ ê³ ì„�(Form 4).

전무 ê²� 최고운ì˜ì±…ìž„ìž�(COO) Djalma Novaes Jr.ëŠ� 2025ë…� 7ì›� 1ì� 회사ì� 2022ë…� 주ì‹ê¸°ë°˜ ë³´ìƒ ê³„íšì—� ë”°ë¼ 2,082ì£¼ì˜ ì œí•œë� 보통주를 ì·¨ë“했다ê³� 보고했습니다. ì� 부여는 시장ì—서ì� 매수가 아닌 ì£¼ì‹ ë³´ìƒìœ¼ë¡œì„� ê°€ê²©ì€ $0ë¡� 기ë¡ë˜ì—ˆìŠµë‹ˆë‹�.

수여 내역:

  • 792ì£� 시간 기반 ì·¨ë“ ì£¼ì‹ëŠ� ì„� ë²ˆì— ê±¸ì³ ë™ì¼í•� ë¶„í• ë¡� ì·¨ë“ë©ë‹ˆë‹�: 2026ë…� 8ì›� 3ì¼ì— 264ì£�, 2027ë…� 1ì›� 4ì¼ì— 264ì£�, 2028ë…� 1ì›� 3ì¼ì— 264ì£�.
  • 490ì£� 성과 기반 주ì‹ëŠ� 2028ë…� 1ì›� 3ì¼ì— ì´ì£¼ì£¼ìˆ˜ìµë¥ (TSR)ê³� ë™ì¢…ì—…ì²´ 그룹 대ë¹� 성과ì—� ë”°ë¼ ì·¨ë“ë˜ë©°, 목표 대ë¹� 0~200%ì� ì§€ê¸� 범위ë¥� 가집니ë‹�.
  • 800ì£� 성과 기반 주ì‹ëŠ� 2028ë…� 1ì›� 3ì¼ì— 투ìžìžë³¸ìˆ˜ìµë¥�(ROIC)ì—� ë”°ë¼ ì·¨ë“ë˜ë©°, 0~800ì£¼ì˜ ì§€ê¸� 범위ë¥� 가집니ë‹�.

ì´ë²ˆ ë¶€ì—� ì´í›„ Novaesì� ì§ì ‘ 소유 ì£¼ì‹ ìˆ˜ëŠ” 116,595주로 ì¦ê°€í–ˆìŠµë‹ˆë‹¤.

파ìƒì¦ê¶Œì€ ë³´ê³ ë˜ì§€ 않았으며, ì£¼ì‹ ì²˜ë¶„ë� 없었습니ë‹�. ì� 신고서는 2025ë…� 7ì›� 3ì� 대리ì¸ì� 변호사 Rosemary Haselrothê°€ 서명했습니다.

Crown Holdings, Inc. (CCK) � Déclaration d’initié Formulaire 4 datée du 03/07/2025.

Le Vice-Président Exécutif et Directeur des Opérations Djalma Novaes Jr. a déclaré l�acquisition de 2 082 actions ordinaires restreintes le 01/07/2025 dans le cadre du Plan de Rémunération en Actions 2022 de la société. L’attribution a été enregistrée au prix de 0 $ car il s’agit d’une compensation en actions et non d’un achat sur le marché libre.

Détail de la récompense :

  • 792 actions acquises par échéance temporelle acquises en trois versements égaux : 264 actions le 03/08/2026, 264 le 04/01/2027 et 264 le 03/01/2028.
  • 490 actions basées sur la performance acquises le 03/01/2028 sous réserve du rendement total pour l’actionnaire (TSR) par rapport à un groupe de pairs, avec un paiement allant de 0 à 200 % de l’objectif.
  • 800 actions basées sur la performance acquises le 03/01/2028 basées sur le retour sur capital investi (ROIC), avec un paiement allant de 0 à 800 actions.

Suite à cette attribution, la possession directe de Novaes s’élève à 116 595 actions.

Aucun titre dérivé n’a été déclaré, et aucune cession d’actions n’a eu lieu. La déclaration a été signée par la mandataire Rosemary Haselroth le 03/07/2025.

Crown Holdings, Inc. (CCK) � Insider-Meldung Form 4 vom 03.07.2025.

Der Executive Vice President & Chief Operating Officer Djalma Novaes Jr. meldete den Erwerb von 2.082 eingeschränkten Stammaktien am 01.07.2025 im Rahmen des Aktienvergütungsplans 2022 des Unternehmens. Die Zuteilung wurde mit einem Preis von 0 $ verbucht, da es sich um eine Eigenkapitalvergütung und keinen Kauf am offenen Markt handelt.

Aufschlüsselung der Zuteilung:

  • 792 zeitlich gestaffelte Aktien, die in drei gleichen Tranchen freigegeben werden: 264 Aktien am 03.08.2026, 264 am 04.01.2027 und 264 am 03.01.2028.
  • 490 leistungsabhängige Aktien, die am 03.01.2028 freigegeben werden, abhängig von der Gesamtrendite für Aktionäre (TSR) im Vergleich zu einer Peer-Gruppe, mit einer Auszahlung von 0â€�200 % des Ziels.
  • 800 leistungsabhängige Aktien, die am 03.01.2028 basierend auf der Kapitalrendite (ROIC) freigegeben werden, mit einer Auszahlung von 0â€�800 Aktien.

Nach dieser Zuteilung steigt die direkte Beteiligung von Novaes auf 116.595 Aktien.

Es wurden keine Derivate gemeldet und keine Aktienveräußerungen. Die Meldung wurde am 03.07.2025 von der bevollmächtigten Anwältin Rosemary Haselroth unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NOVAES DJALMA JR

(Last) (First) (Middle)
HIDDEN RIVER CORPORATE CENTER TWO
14025 RIVEREDGE DRIVE, SUITE 300

(Street)
TAMPA FL 33637

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CROWN HOLDINGS, INC. [ CCK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & COO
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 07/01/2025 A 2,082(1) A $0 116,595 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Reporting Person was granted 2,082 shares of Restricted Common Stock under the 2022 Stock-Based Compensation Plan. 792 time-vested restricted shares vest over a three year period as follows: 264 time-vested restricted shares on August 3, 2026 and 264 time-vested restricted shares on January 4, 2027 and January 3, 2028, respectively. 490 performance-based restricted shares are targeted to vest on January 3, 2028 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 490. 800 performance-based restricted shares are targeted to vest on January 3, 2028 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 800.
/s/ Rosemary Haselroth, by Power of Attorney 07/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Crown Holdings (CCK) shares did EVP Djalma Novaes Jr. acquire?

He received 2,082 restricted common shares on 07/01/2025.

What is the vesting schedule for the new CCK restricted shares?

792 time-vested shares vest in three tranches between 2026-2028, while 1,290 performance-based shares may vest on 01/03/2028 depending on TSR and ROIC targets.

What is Novaes� total direct ownership after the transaction?

His direct beneficial ownership increases to 116,595 CCK shares.

Was there any cash consideration for the shares granted?

No. The restricted shares were granted at $0 as part of the 2022 Stock-Based Compensation Plan.

Does the Form 4 indicate any share dispositions by the executive?

No dispositions were reported; the filing only lists an acquisition of restricted shares.
Crown Holdings

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