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Dollar Tree, Inc. (NASDAQ: DLTR) filed a Form 8-K on July 7, 2025 to furnish a Regulation FD disclosure announcing that it has completed the sale of its Family Dollar business. The company issued a press release (filed as Exhibit 99.1) confirming the transaction’s closing on the same date. No purchase price, buyer identity, or financial impact metrics are included in the filing; those details are expected to be contained in the accompanying press release.

The divestiture marks the formal separation of a banner Dollar Tree acquired in 2015 and signals a strategic shift toward a single-brand, value-retail model. The filing does not treat the information as “filed” for liability purposes under Section 18 of the Exchange Act, indicating that management views this disclosure primarily as informational rather than constituting definitive financial reporting. No other Items of the Form 8-K were triggered, and there are no pro-forma financial statements, adjustments, or forward-looking statements included in the text provided.

Key exhibits are limited to:

• Exhibit 99.1 鈥� Press release announcing completion of the sale.
• Exhibit 104 鈥� Inline XBRL cover page data file.

Because the filing omits terms such as the transaction’s valuation, expected gain or loss, use of proceeds, or guidance revisions, investors must review Exhibit 99.1 or subsequent filings for a complete financial assessment.

On 07/01/2025, Dollar Tree, Inc. (DLTR) filed a Form 4 indicating that director Timothy A. Johnson received 1,477 shares of common stock, coded 鈥淎鈥� for acquisition. The shares were issued as the annual director equity award under the company鈥檚 shareholder-approved 2021 Omnibus Incentive Plan at a reference price of $101.50 per share. After the grant, Johnson鈥檚 direct beneficial ownership rose to 2,153 shares. No dispositions or derivative transactions were reported. The filing reflects routine board compensation rather than a signal of insider conviction, but it marginally tightens management-shareholder alignment and carries no apparent negative implications.

Form 4 highlights: Korn Ferry (KFY) CEO and Director Gary D. Burnison reported sales of exactly 100,000 common shares over 1鈥�2 July 2025 at weighted-average prices between $73.60 and $74.81. After the transactions, his direct holding declined from 273,118 to 173,118 shares.

• Four separate open-market sales were executed and individually reported, complying with Section 16(a) requirements.
• No derivative security activity or 10b5-1 trading plan disclosure appears in the filing.
• The filing is signed by an attorney-in-fact on 3 July 2025.

The disclosure signals a sizable reduction鈥攁bout 36%鈥攊n the CEO鈥檚 directly held stake, information that investors often monitor when assessing insider sentiment.

Saba Capital Income & Opportunities Fund (NYSE: BRW) has filed a shelf Registration Statement on Form N-2 seeking authority to issue up to 15,000,000 additional common shares and/or subscription rights and warrants. The Fund is a non-diversified, closed-end management investment company managed by Saba Capital Management, L.P.

Key portfolio facts (as of 30-Apr-2025):

• Net assets: $344.1 million; total assets (incl. leverage): $1.19 billion
• Shares outstanding: 42.53 million
• NAV: $8.09; market price: $7.68 (-5.1% discount)
• Leverage: $45 million drawn on a $125 million TD Bank credit facility (matures Jan-2026)
• Asset coverage on borrowings: 7,651%

Investment profile & strategy

• Primary objective: high current income; secondary objective: capital appreciation.
• Flexible mandate to invest in debt and equity of public & private issuers, including other closed-end funds, SPACs, high-yield bonds, CLOs, reinsurance notes and event-linked securities.
• Active use of leverage via direct borrowings, derivatives (options, swaps) and short sales.

Expense structure

• Management fee: 1.05% of Managed Assets.
• Total expense ratio after waivers: 6.55%; interest expense alone 3.79%.
• Expense Limitation Agreement cap (ex-leverage) in place until at least 1-Jul-2025.

Distribution policy

• Managed Distribution Plan pays a fixed $0.085 per share monthly; distributions may include return of capital.

Offering terms

• Securities may be sold from time to time directly, through agents or underwriters. Public offerings (other than certain rights offerings) cannot be priced below then-current NAV.
• Illustrative sales load: 3.0% of offering price; Fund bears offering expenses.

Risk highlights

• Material dilution risk: additional shares increase supply and may widen market discount if priced near NAV.
• High leverage amplifies NAV and distribution volatility, especially in rising-rate environments.
• Complex portfolio (high-yield, SPACs, CLO equity, catastrophe bonds) and 6.55% expense ratio elevate hurdle to generate positive total return.
• Distributions can draw heavily on return of capital, potentially eroding NAV over time.

The shelf registration provides the Adviser flexibility to raise capital quickly, potentially supporting portfolio scale and liquidity, but introduces execution and dilution concerns for existing shareholders.

The Schedule 13G filed on 3 July 2025 reveals that Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC collectively own 153,219 Bone Biologics Corporation (BBLG) common shares, equal to 9.99 % of the class. The position consists of 148,500 issued shares and 4,791 shares underlying Intracoastal Warrant 2; all voting and dispositive power is shared among the three reporting persons.

The stake originates from a Securities Purchase Agreement signed on 27 June 2025, under which the Company issued 60,000 shares and seven separate warrants to Intracoastal. Each warrant carries an ownership 鈥渂locker鈥� that prevents exercise if the group鈥檚 beneficial ownership would exceed 9.99 % (or 4.99 % for several smaller warrants). Because of these blockers the group remains below the 10 % threshold required for Section 16 reporting.

Without the blocker provisions, the reporting group could control up to 821,294 shares immediately after the SPA and 719,794 shares as of 3 July 2025鈥攎ore than 1.3脳 the 545,260 shares outstanding on 20 June 2025鈥攊ndicating significant potential dilution for existing holders if the warrants become exercisable.

The certification section states the securities were not acquired to influence control of the issuer. Nonetheless, investors should monitor (1) the pace of warrant exercises, (2) any amendments to blocker thresholds, and (3) future Schedule 13D/G updates that could signal a change in intent or ownership.

Tevogen Bio Holdings Inc. (Nasdaq: TVGN) has filed a Rule 424(b)(5) prospectus supplement establishing a US$50 million at-the-market (ATM) equity program through A.G.P./Alliance Global Partners. Under the July 3 2025 Sales Agreement, A.G.P. will act as sales agent on a best-efforts basis and receive a 3.0% commission on gross proceeds. No minimum drawdown is required and proceeds will not be placed in escrow.

The facility allows Tevogen to issue primary common shares (par $0.0001) from time to time at prevailing market prices. At the July 2 2025 closing price of US$1.25, management illustrates a scenario in which up to 40.0 million new shares could be issued, increasing basic shares outstanding from 184.4 million to 224.4 million (鈮�22% dilution).

Use of proceeds is intentionally broad: working capital, R&D (including ExacTcell鈩� and Tevogen.AI initiatives), capital expenditures, debt repayment, M&A, and other general corporate purposes. The company retains full discretion over timing and sizing of individual placements.

Balance-sheet impact & dilution. As of March 31 2025 Tevogen reported negative net tangible book value (NTBV) of US$(7.7)m, or US$(0.04) per share. Assuming the full US$50 million raise at US$1.25 per share (less 3% fees and estimated US$70k expenses) NTBV would improve to approximately US$40.7 million, or US$0.18 per share, implying immediate dilution of US$1.07 per share to new investors. Additional dilution is possible from: (i) 500k Series A and 4.54 m Series C preferred conversions; (ii) 1.14 m vested RSUs; and (iii) future financings.

Key risks disclosed include: substantial additional capital needs ahead of clinical and AI initiatives; potential constraints imposed by outstanding preferred stock and loan agreements; broad management discretion over proceeds; market overhang from continuous ATM issuance; and the possibility that financing may not be available on acceptable terms, jeopardising ongoing operations.

Strategic context. The facility provides funding flexibility without the execution risk or discount typically associated with overnight offerings, yet continuous issuance could pressure the share price given average trading volumes and the relatively low US$1.25 stock price. Operational execution in advancing TVGN 489 and other pipeline assets remains critical to justify ongoing dilution.

Form 144 filing overview: The notice discloses a proposed sale of 1,351 Class A common shares of the issuer (symbol XYZ) through broker Morgan Stanley Smith Barney on the NYSE around 02 July 2025. At the indicated market price, the transaction is valued at approximately US$93,571.

Context of prior sales: The same beneficial owner, identified as Amrita Ahuja, reported two earlier open-market sales within the last three months:

• 20 May 2025: 10,002 shares sold for gross proceeds of US$564,009
• 02 Apr 2025: 1,976 shares sold for gross proceeds of US$111,031

Materiality: The upcoming 1,351-share sale represents just about 0.00024 % of the issuer鈥檚 stated 555,001,000 shares outstanding, suggesting an immaterial impact on share-count and voting power. Nevertheless, investors often monitor insider activity for sentiment signals rather than dilution risk.

Regulatory assertions: By signing the Form 144, the seller certifies that no undisclosed material adverse information is known and that any Rule 10b5-1 trading plan (if applicable) was adopted in good faith.

Rhythm Pharmaceuticals (RYTM) 鈥� insider Form 4 filing

Chief Scientific Officer Alastair Garfield settled 4,445 restricted stock units on 1-Jul-2025, receiving an equal number of common shares. On 2-Jul-2025 he sold 1,319 of those shares in two trades at prices of $64.81 and $64.60 under a pre-arranged Rule 10b5-1 plan adopted 25-Jun-2024, with the stated purpose of covering withholding taxes. After the transactions he retains 3,126 directly held shares and 13,333 unvested RSUs that vest 25 % annually through 1-Jul-2028, subject to continued employment. No other equity instruments were created or disposed of. Given the modest size of the sale relative to Rhythm鈥檚 share count and its tax-related rationale, the event is viewed as routine compensation management with limited signaling value for investors.

Form 4 highlights for Enstar Group Limited (ESGR)

Chief Accounting Officer Girish Ramanathan has reported the disposition of 1,861 ordinary shares on 2 July 2025 at a cash value of $338 per share. The transaction coincides with the closing of the previously announced merger whereby Sixth Street Partners, LLC indirectly acquired Enstar Group pursuant to the Agreement and Plan of Merger dated 29 July 2024.

Per the merger terms, every outstanding Enstar ordinary share was cancelled and converted into the right to receive the same $338 cash consideration (before taxes). As a result, the reporting person鈥檚 direct equity stake in Enstar fell to zero shares.

The filing also details the treatment of equity awards:

• 753 Restricted Share Units (RSUs) held by the insider fully vested, were cancelled, and converted into the cash merger consideration.
• 520 unvested RSUs granted 20 Mar 2025 were converted into a cash-settled award that will vest in three equal annual tranches beginning 20 Mar 2026.

No derivative securities remain outstanding for the insider, and the form is filed as an individual filing (Box 6 checked).

The disclosure confirms final consummation of the merger and provides transparency on insider equity conversion, signaling that ordinary shares are no longer outstanding and investors will receive cash proceeds of $338 per share.