AG真人官方

STOCK TITAN
  1. Home
  2. Sec-filings
  3. DOMH
  4. [8-K] Dominari Holdings Inc. Reports Material Event

[8-K] Dominari Holdings Inc. Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

Dominari Holdings (Nasdaq:DOMH) filed an 8-K reporting two material governance and compensation actions dated June 24鈥�27, 2025.

Executive compensation: Amendments to CEO Anthony Hayes and President Kyle Wool employment agreements eliminate future stock grants tied to net-revenue milestones in favor of an additional cash bonus. All other terms remain unchanged.

Board change: Director Soo Yu resigned effective June 27, 2025 for non-dispute reasons and continues as Special Projects Manager. The Board size shrinks from seven to six.

  • No financial statements were included.
  • Amendments are filed as Exhibits 10.1 & 10.2.

Investors should weigh lower dilution against higher cash outflows and any governance impact from the board reduction.

Dominari Holdings (Nasdaq:DOMH) ha presentato un modulo 8-K riportando due azioni rilevanti riguardanti la governance e la compensazione, datate 24鈥�27 giugno 2025.

Compensazione esecutiva: Le modifiche ai contratti di lavoro del CEO Anthony Hayes e del Presidente Kyle Wool eliminano le future assegnazioni di azioni legate a obiettivi di ricavi netti, sostituendole con un bonus in denaro aggiuntivo. Tutti gli altri termini restano invariati.

Modifica nel consiglio: Il direttore Soo Yu si 猫 dimesso con effetto dal 27 giugno 2025 per motivi non conflittuali, continuando a ricoprire il ruolo di Special Projects Manager. La dimensione del consiglio si riduce da sette a sei membri.

  • Non sono stati inclusi bilanci finanziari.
  • Le modifiche sono depositate come Allegati 10.1 e 10.2.

Gli investitori dovrebbero valutare la minore diluizione rispetto a maggiori uscite di cassa e l鈥檌mpatto sulla governance derivante dalla riduzione del consiglio.

Dominari Holdings (Nasdaq:DOMH) present贸 un formulario 8-K informando sobre dos acciones importantes en gobernanza y compensaci贸n con fecha 24鈥�27 de junio de 2025.

Compensaci贸n ejecutiva: Las enmiendas a los contratos laborales del CEO Anthony Hayes y el Presidente Kyle Wool eliminan las futuras asignaciones de acciones vinculadas a metas de ingresos netos, en favor de un bono en efectivo adicional. Todos los dem谩s t茅rminos permanecen sin cambios.

Cambio en la junta: El director Soo Yu renunci贸 con efecto al 27 de junio de 2025 por razones no conflictivas y contin煤a como Gerente de Proyectos Especiales. El tama帽o de la junta se reduce de siete a seis miembros.

  • No se incluyeron estados financieros.
  • Las enmiendas se presentan como Anexos 10.1 y 10.2.

Los inversores deben sopesar la menor diluci贸n frente a mayores salidas de efectivo y cualquier impacto en la gobernanza debido a la reducci贸n de la junta.

霃勲雮橂Μ 頇�霐╈姢 (雮橃姢雼�: DOMH)电� 2025雲� 6鞗� 24鞚紐27鞚�鞐� 氚滌儩頃� 霊� 臧�歆� 欷戩殧頃� 瓯半矂雱岇姢 氚� 氤挫儊 臁办箻鞐� 甏�頃� 8-K 氤搓碃靹滊ゼ 鞝滌稖頄堨姷雼堧嫟.

鞛勳洂 氤挫儊: CEO 鞎れ劀雼� 項れ澊歃堨檧 靷灔 旃挫澕 鞖胳潣 瓿犾毄 瓿勳暯靹� 靾橃爼鞙茧 靾滊Г於� 氇╉憸鞐� 鞐半彊霅� 氙鸽灅 欤检嫕 攵�鞐皜 韽愳霅橁碃, 雽�鞁犾棎 於旉皜 順勱笀 氤措剤鞀�臧� 霃勳瀰霅橃棃鞀惦媹雼�. 旮绊儉 臁瓣贝鞚� 氤�瓴诫悩歆� 鞎婌晿鞀惦媹雼�.

鞚挫偓須� 氤�瓴�: 鞚挫偓 靾� 鞙�电� 2025雲� 6鞗� 27鞚茧秬搿� 牍勲秳鞜� 靷湢搿� 靷瀯頄堨溂氅�, 韸轨垬 頂勲鞝濏姼 毵る媹鞝�搿� 瓿勳啀 攴茧頃╇媹雼�. 鞚挫偓須� 攴滊电� 7氇呾棎靹� 6氇呾溂搿� 於曥唽霅╇媹雼�.

  • 鞛鞝滍憸电� 韽暔霅橃 鞎婌晿鞀惦媹雼�.
  • 靾橃爼 雮挫毄鞚� 攵�靻嶌劀 10.1 氚� 10.2搿� 鞝滌稖霅橃棃鞀惦媹雼�.

韴瀽鞛愲摛鞚� 頋劃 臧愳唽鞕� 雿� 雴掛潃 順勱笀 鞙犾稖, 攴鸽Μ瓿� 鞚挫偓須� 於曥唽搿� 鞚疙暅 瓯半矂雱岇姢 鞓來枼 霌膘潉 鞁犾頌� 瓿犽牑頃挫暭 頃╇媹雼�.

Dominari Holdings (Nasdaq:DOMH) a d茅pos茅 un rapport 8-K signalant deux actions importantes en mati猫re de gouvernance et de r茅mun茅ration dat茅es du 24 au 27 juin 2025.

R茅mun茅ration des dirigeants : Des modifications aux contrats d鈥檈mploi du CEO Anthony Hayes et du Pr茅sident Kyle Wool suppriment les attributions futures d鈥檃ctions li茅es aux objectifs de chiffre d鈥檃ffaires net, au profit d鈥檜n bonus en esp猫ces suppl茅mentaire. Tous les autres termes restent inchang茅s.

Changement au conseil : Le directeur Soo Yu a d茅missionn茅 avec effet au 27 juin 2025 pour des raisons non conflictuelles et continue en tant que Responsable des Projets Sp茅ciaux. La taille du conseil passe de sept 脿 six membres.

  • Aucun 茅tat financier n鈥檃 茅t茅 inclus.
  • Les modifications sont d茅pos茅es en tant qu鈥橢xhibits 10.1 et 10.2.

Les investisseurs doivent 茅valuer la dilution moindre face 脿 des sorties de tr茅sorerie plus importantes et tout impact sur la gouvernance li茅 脿 la r茅duction du conseil.

Dominari Holdings (Nasdaq:DOMH) hat ein 8-K eingereicht, in dem zwei wesentliche Governance- und Verg眉tungsma脽nahmen mit Datum 24.鈥�27. Juni 2025 gemeldet werden.

痴辞谤蝉迟补苍诲蝉惫别谤驳眉迟耻苍驳: 脛nderungen der Arbeitsvertr盲ge von CEO Anthony Hayes und Pr盲sident Kyle Wool entfallen zuk眉nftig auf Aktienzuteilungen, die an Nettoumsatzziele gekoppelt sind, zugunsten eines zus盲tzlichen Barbonus. Alle anderen Bedingungen bleiben unver盲ndert.

痴辞谤蝉迟补苍诲蝉盲苍诲别谤耻苍驳: Direktor Soo Yu ist zum 27. Juni 2025 aus nicht streitigen Gr眉nden zur眉ckgetreten und bleibt als Special Projects Manager t盲tig. Die Gr枚脽e des Vorstands schrumpft von sieben auf sechs Mitglieder.

  • Keine Finanzberichte wurden beigef眉gt.
  • Die 脛nderungen sind als Anlagen 10.1 und 10.2 eingereicht.

Investoren sollten die geringere Verw盲sserung gegen h枚here Barauszahlungen und m枚gliche Governance-Auswirkungen durch die Reduzierung des Vorstands abw盲gen.

Positive
  • Elimination of future equity grants to the CEO and President reduces potential shareholder dilution.
Negative
  • Substituting cash bonuses for equity could raise operating cash outflows if performance targets are met.
  • Board size reduced from seven to six after director resignation, potentially lowering independent oversight.

Insights

TL;DR: Equity grants swapped for cash; dilution down, cash cost up.

Converting contingent share awards into cash bonuses removes future dilution, a clear win for per-share metrics. However, it crystallises a cash liability that could pressure liquidity as revenue targets are hit. Without dollar amounts, impact magnitude is unknown, keeping outlook balanced.

TL;DR: Board loses one seat, but no conflict signalled.

Soo Yu鈥檚 voluntary exit trims the board to six, slightly reducing diversity and committee bandwidth. Because she remains an employee and the filing states no disagreements, governance risk appears limited. The company should clarify succession plans to avoid prolonged gaps.

Dominari Holdings (Nasdaq:DOMH) ha presentato un modulo 8-K riportando due azioni rilevanti riguardanti la governance e la compensazione, datate 24鈥�27 giugno 2025.

Compensazione esecutiva: Le modifiche ai contratti di lavoro del CEO Anthony Hayes e del Presidente Kyle Wool eliminano le future assegnazioni di azioni legate a obiettivi di ricavi netti, sostituendole con un bonus in denaro aggiuntivo. Tutti gli altri termini restano invariati.

Modifica nel consiglio: Il direttore Soo Yu si 猫 dimesso con effetto dal 27 giugno 2025 per motivi non conflittuali, continuando a ricoprire il ruolo di Special Projects Manager. La dimensione del consiglio si riduce da sette a sei membri.

  • Non sono stati inclusi bilanci finanziari.
  • Le modifiche sono depositate come Allegati 10.1 e 10.2.

Gli investitori dovrebbero valutare la minore diluizione rispetto a maggiori uscite di cassa e l鈥檌mpatto sulla governance derivante dalla riduzione del consiglio.

Dominari Holdings (Nasdaq:DOMH) present贸 un formulario 8-K informando sobre dos acciones importantes en gobernanza y compensaci贸n con fecha 24鈥�27 de junio de 2025.

Compensaci贸n ejecutiva: Las enmiendas a los contratos laborales del CEO Anthony Hayes y el Presidente Kyle Wool eliminan las futuras asignaciones de acciones vinculadas a metas de ingresos netos, en favor de un bono en efectivo adicional. Todos los dem谩s t茅rminos permanecen sin cambios.

Cambio en la junta: El director Soo Yu renunci贸 con efecto al 27 de junio de 2025 por razones no conflictivas y contin煤a como Gerente de Proyectos Especiales. El tama帽o de la junta se reduce de siete a seis miembros.

  • No se incluyeron estados financieros.
  • Las enmiendas se presentan como Anexos 10.1 y 10.2.

Los inversores deben sopesar la menor diluci贸n frente a mayores salidas de efectivo y cualquier impacto en la gobernanza debido a la reducci贸n de la junta.

霃勲雮橂Μ 頇�霐╈姢 (雮橃姢雼�: DOMH)电� 2025雲� 6鞗� 24鞚紐27鞚�鞐� 氚滌儩頃� 霊� 臧�歆� 欷戩殧頃� 瓯半矂雱岇姢 氚� 氤挫儊 臁办箻鞐� 甏�頃� 8-K 氤搓碃靹滊ゼ 鞝滌稖頄堨姷雼堧嫟.

鞛勳洂 氤挫儊: CEO 鞎れ劀雼� 項れ澊歃堨檧 靷灔 旃挫澕 鞖胳潣 瓿犾毄 瓿勳暯靹� 靾橃爼鞙茧 靾滊Г於� 氇╉憸鞐� 鞐半彊霅� 氙鸽灅 欤检嫕 攵�鞐皜 韽愳霅橁碃, 雽�鞁犾棎 於旉皜 順勱笀 氤措剤鞀�臧� 霃勳瀰霅橃棃鞀惦媹雼�. 旮绊儉 臁瓣贝鞚� 氤�瓴诫悩歆� 鞎婌晿鞀惦媹雼�.

鞚挫偓須� 氤�瓴�: 鞚挫偓 靾� 鞙�电� 2025雲� 6鞗� 27鞚茧秬搿� 牍勲秳鞜� 靷湢搿� 靷瀯頄堨溂氅�, 韸轨垬 頂勲鞝濏姼 毵る媹鞝�搿� 瓿勳啀 攴茧頃╇媹雼�. 鞚挫偓須� 攴滊电� 7氇呾棎靹� 6氇呾溂搿� 於曥唽霅╇媹雼�.

  • 鞛鞝滍憸电� 韽暔霅橃 鞎婌晿鞀惦媹雼�.
  • 靾橃爼 雮挫毄鞚� 攵�靻嶌劀 10.1 氚� 10.2搿� 鞝滌稖霅橃棃鞀惦媹雼�.

韴瀽鞛愲摛鞚� 頋劃 臧愳唽鞕� 雿� 雴掛潃 順勱笀 鞙犾稖, 攴鸽Μ瓿� 鞚挫偓須� 於曥唽搿� 鞚疙暅 瓯半矂雱岇姢 鞓來枼 霌膘潉 鞁犾頌� 瓿犽牑頃挫暭 頃╇媹雼�.

Dominari Holdings (Nasdaq:DOMH) a d茅pos茅 un rapport 8-K signalant deux actions importantes en mati猫re de gouvernance et de r茅mun茅ration dat茅es du 24 au 27 juin 2025.

R茅mun茅ration des dirigeants : Des modifications aux contrats d鈥檈mploi du CEO Anthony Hayes et du Pr茅sident Kyle Wool suppriment les attributions futures d鈥檃ctions li茅es aux objectifs de chiffre d鈥檃ffaires net, au profit d鈥檜n bonus en esp猫ces suppl茅mentaire. Tous les autres termes restent inchang茅s.

Changement au conseil : Le directeur Soo Yu a d茅missionn茅 avec effet au 27 juin 2025 pour des raisons non conflictuelles et continue en tant que Responsable des Projets Sp茅ciaux. La taille du conseil passe de sept 脿 six membres.

  • Aucun 茅tat financier n鈥檃 茅t茅 inclus.
  • Les modifications sont d茅pos茅es en tant qu鈥橢xhibits 10.1 et 10.2.

Les investisseurs doivent 茅valuer la dilution moindre face 脿 des sorties de tr茅sorerie plus importantes et tout impact sur la gouvernance li茅 脿 la r茅duction du conseil.

Dominari Holdings (Nasdaq:DOMH) hat ein 8-K eingereicht, in dem zwei wesentliche Governance- und Verg眉tungsma脽nahmen mit Datum 24.鈥�27. Juni 2025 gemeldet werden.

痴辞谤蝉迟补苍诲蝉惫别谤驳眉迟耻苍驳: 脛nderungen der Arbeitsvertr盲ge von CEO Anthony Hayes und Pr盲sident Kyle Wool entfallen zuk眉nftig auf Aktienzuteilungen, die an Nettoumsatzziele gekoppelt sind, zugunsten eines zus盲tzlichen Barbonus. Alle anderen Bedingungen bleiben unver盲ndert.

痴辞谤蝉迟补苍诲蝉盲苍诲别谤耻苍驳: Direktor Soo Yu ist zum 27. Juni 2025 aus nicht streitigen Gr眉nden zur眉ckgetreten und bleibt als Special Projects Manager t盲tig. Die Gr枚脽e des Vorstands schrumpft von sieben auf sechs Mitglieder.

  • Keine Finanzberichte wurden beigef眉gt.
  • Die 脛nderungen sind als Anlagen 10.1 und 10.2 eingereicht.

Investoren sollten die geringere Verw盲sserung gegen h枚here Barauszahlungen und m枚gliche Governance-Auswirkungen durch die Reduzierung des Vorstands abw盲gen.

false 0000012239 0000012239 2025-06-24 2025-06-24 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or Section 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 24, 2025

 

Dominari Holdings Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   001-41845   52-0849320

(State or other jurisdiction

of incorporation)

   (Commission File Number)  

(IRS Employer

Identification No.)

 

725 5th Avenue, 22nd Floor

New York, NY 10022

(212) 393-4540

(Address, including Zip Code and Telephone Number, including

Area Code, of Principal Executive Offices)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.0001 par value   DOMH   The Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

Employment Agreement Amendments

 

On June 24, 2025, Dominari Holdings Inc. (the “Company”) entered into amendments (collectively, the “Amendments”) to the employment agreements by and between the Company and each of Anthony Hayes, the Company’s Chief Executive Officer, and Kyle Wool, the Company’s President (collectively, the “Employment Agreements”), which became effective on June 24, 2025. The Company and each of Mr. Hayes and Mr. Wool have agreed to eliminate from their respective employment agreement the right to receive further stock grants in consideration for an additional cash bonus related to certain net revenues received by the Company, as further described in the Amendments.

 

All other terms of the Employment Agreements shall remain in full force and effect.

 

The foregoing description of the terms of the Amendments does not purport to be complete and is qualified in its entirety by reference to the Amendments, which are filed as Exhibit 10.1 and Exhibit 10.2 hereto and incorporated herein by reference.

 

Resignation of Soo Yu as a Director

 

On June 27, 2025, Soo Yu notified the Company of her decision to resign as a member of the Board of Directors (the “Board”) of the Company, effective as of June 27, 2025. Ms. Yu will continue to serve as Special Projects Manager of the Company. Ms. Yu’s resignation is not due to any disagreements with the Company on any of its operations, policies or practices. 

 

As a result of Ms. Yu’s resignation, the Board has determined to reduce its size from seven to six members.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.   Description
10.1   Amendment to the Employment Agreement with Anthony Hayes, dated June 24, 2025.
10.2   Amendment to the Employment Agreement with Kyle Wool, dated June 24, 2025.
104    Cover Page Interactive Data File (formatted as Inline XBRL)

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: June 27, 2025 DOMINARI HOLDINGS INC.
     
  By: /s/ Anthony Hayes
  Name: Anthony Hayes
  Title: Chief Executive Officer

 

2

 

Source:

FAQ

Why did Dominari Holdings (DOMH) amend its executive employment agreements on June 24, 2025?

The company removed the right of CEO Anthony Hayes and President Kyle Wool to receive additional stock grants, replacing them with an extra cash bonus tied to net revenues.

Will DOMH issue more shares to its executives after the 8-K amendment?

No. The amendment eliminates further stock grants related to revenue milestones, reducing potential dilution.

Who resigned from Dominari Holdings' board in June 2025?

Director Soo Yu resigned effective June 27, 2025 but remains Special Projects Manager.

How many board members does DOMH have after the June 2025 resignation?

The board size was reduced from seven to six members following Ms. Yu's departure.

Did the 8-K report any disagreements leading to the director's resignation?

No. The filing states Ms. Yu鈥檚 resignation was not due to disagreements with the company鈥檚 operations or policies.
Stock DOMH logo
DOMINARI HOLDINGS INC

NASDAQ:DOMH

DOMH Rankings

#7224 Ranked by Market Cap
N/A Ranked by Dividends

DOMH Latest News

Jun 17, 2025
Dominari Securities Serves as Exclusive Placement Agent to SRM Entertainment on a $100 Million Equity Investment
Jun 4, 2025
Dominari Holdings Issues Letter to Shareholders
May 28, 2025
Dominari Holdings Set to Join Russell Microcap庐 Index
May 13, 2025
Dominari Holding's Strategic Interest in Bitcoin Mining Set to Go Public
Apr 3, 2025
Dominari Holdings Highlights Supporting American Companies

DOMH Stock Data

81.27M
7.03M
51.01%
3.34%
2.76%
Biotechnology
Security Brokers, Dealers & Flotation Companies
United States
NEW YORK