Welcome to our dedicated page for Allspring Opp SEC filings (Ticker: EAD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Looking for the latest details on Allspring Income Opportunities Fund鈥檚 managed distribution or leverage exposure? Most investors start in the wrong place. Key information鈥攈ow the 8.75 % payout is funded, sector allocation shifts, or whether trustees are buying shares鈥攕its deep inside SEC documents. Our platform surfaces it immediately. From Allspring Income Opportunities Fund insider trading Form 4 transactions to portfolio credit-quality tables, every disclosure is organized and searchable, so you can stop hunting through 200-page PDFs.
Need a quick refresher on which form shows what? The Allspring Income Opportunities Fund quarterly earnings report 10-Q filing outlines income and leverage ratios, while the Allspring Income Opportunities Fund annual report 10-K simplified on our site details long-term risk factors and derivative use. Form 4 alerts arrive in real time鈥攍abeled as Allspring Income Opportunities Fund Form 4 insider transactions real-time鈥攕o you鈥檒l know the moment an executive adjusts their stake. Our AI reads every 8-K, instantly producing a digest titled 鈥淎llspring Income Opportunities Fund 8-K material events explained,鈥� and converts dense schedules into plain-English insights. That means understanding Allspring Income Opportunities Fund SEC documents with AI takes minutes, not hours.
Whether you鈥檙e double-checking the fund鈥檚 interest-rate sensitivity before the next Fed decision or benchmarking yields against peers, the site ties each filing type to a practical use case: track Allspring Income Opportunities Fund executive stock transactions Form 4, review expense ratios in the proxy (see Allspring Income Opportunities Fund proxy statement executive compensation), or dive into the Allspring Income Opportunities Fund earnings report filing analysis we鈥檝e already prepared. AG真人官方-time EDGAR feeds, AI-powered summaries and expert commentary keep you ahead of distribution changes and credit-cycle risks鈥攚ithout wading through jargon-laden pages.
Goldman Sachs Group, Inc. (GS) has filed a preliminary prospectus supplement (Form 424B2) for a new tranche of senior unsecured Fixed-Rate Notes due July 31, 2035 under its Medium-Term Notes, Series N program.
Key commercial terms include:
- Principal: to be set on the July 29, 2025 trade date (minimum denominations of $1,000).
- Coupon: 5.00% per annum, calculated on a 30/360 (ISDA) basis and paid annually every 31 July, beginning 31 July 2026.
- Maturity: 10 years, with repayment of principal on 31 July 2035; no issuer call option.
- Issue price / underwriting discount: initially 100% of face value, subject to concessions and lower prices for fee-based advisory accounts; specific percentages will be fixed on the trade date.
- Listing: the notes will not be listed on any exchange or quotation system, and secondary liquidity will rely on dealer market-making.
- Settlement: DTC-cleared, book-entry only; expected original issue date is 31 July 2025 (T+2).
- Defeasance: both full and covenant defeasance provisions apply under the senior indenture.
The filing emphasises that investors should review Goldman Sachs鈥� Q2 2025 earnings release, which is expected on or about 16 July 2025, before committing to the notes. Purchasers may withdraw orders up to the trade date, and the entire issuance may be cancelled if GS鈥� credit spread widens materially in the interim, at the issuer鈥檚 sole discretion.
Distribution: Goldman Sachs & Co. LLC is sole book-runner and, as an affiliate, the offering is subject to FINRA Rule 5121 (conflicts of interest). The securities cannot be offered to retail investors in the EEA or UK under PRIIPs regulations, and are subject to similar selling restrictions in Hong Kong, Singapore, Japan, and Switzerland.
Tax considerations: Standard U.S. federal income tax treatment applies鈥攁nnual coupon is ordinary income; gain/loss on disposition is capital in nature; FATCA withholding rules apply.
Investor takeaways: These senior notes provide a fixed 5% yield for 10 years from a large, investment-grade financial issuer. However, the preliminary document leaves key variables鈥攖otal size, final pricing concessions and net proceeds鈥攂lank pending finalisation on the trade date, and the absence of listing may limit liquidity.
Schedule 13G highlights: Individual investor William George Brumder II has filed a passive ownership report on New Horizon Aircraft Ltd. (CUSIP 64550A107). As of 13 June 2025 he beneficially owns 2,750,000 Class A Ordinary Shares, including 461,788 shares underlying exchange-traded warrants that are exercisable at $11.50 per share and expire on 12 January 2029. Based on 31,846,935 ordinary shares outstanding, the holding represents approximately 8.6 % of the company. All voting and dispositive power is held solely by Mr. Brumder; no group status is claimed. The filing is made under Rule 13d-1(c), signalling that the stake is held for investment purposes only and not to influence control. No other persons share beneficial ownership, and no additional material transactions or contingent arrangements are disclosed.
Key Takeaway: Allspring Income Opportunities Fund (ticker EAD) submitted a Form NPORT-P monthly portfolio report but has not populated any of the material data points normally required by the form. The filing contains placeholders for assets, liabilities, risk metrics, securities-lending activity, monthly returns, and share-flow information, yet every quantitative field remains blank. As a result, investors receive no visibility into the Fund鈥檚 portfolio composition, risk profile, or recent performance for the stated reporting period. The registrant indicates that the submission is a LIVE filing and that it is not expected to be the Fund鈥檚 final NPORT-P; however, without the underlying numbers, the document offers no actionable insight. If the omissions are inadvertent, an amended filing will be required to satisfy SEC disclosure obligations. Until then, the filing carries minimal informational value for stakeholders.
On June 30, 2025 Allspring Income Opportunities Fund (the 鈥淔und鈥�, NYSE: EAD) mailed its Definitive Proxy Statement for the Annual Meeting of Shareholders scheduled for August 4, 2025 at 1:00 p.m. ET, 101 Seaport Blvd., 11th Floor, Boston, MA, with a telephonic option available.
The only agenda item is the election of three Class III Independent Trustees鈥�Timothy J. Penny, James G. Polisson and Pamela Wheelock鈥攖o serve until the 2028 annual meeting (Mr. Penny is expected to retire around December 31, 2026) and until their successors are elected and qualified. The Board unanimously recommends a FOR vote on each nominee; no other proposals are presented, although other proper business may be transacted.
Shareholders of record at the close of business on June 10, 2025 are entitled to vote. As of that date, the Fund had 59,092,336 common shares outstanding, each carrying one vote per dollar of NAV. A quorum requires 33 鈪� % of shares. Trustees are elected by plurality; abstentions and broker non-votes count toward quorum and have the effect of votes against proposals.
SEC filings list two 5 %+ holders: First Trust entities with 5,465,882 shares (9.25 %) and Morgan Stanley/Parametric with 3,029,159 shares (5.1 %). Officers and Trustees collectively own <1 % of Fund shares. Proxy solicitation is handled by Computershare Fund Services for a fee of approximately $4,588, borne by the Fund.
Proxies may be submitted via mail, telephone, Internet, or in person/telephonically at the meeting. Shareholders may revoke proxies at any time prior to voting.
The Allspring Income Opportunities Fund (EAD) has released its Definitive Proxy Statement for the Annual Meeting scheduled on 4 August 2025, 1:00 p.m. ET at 101 Seaport Blvd., Boston, with an option to participate telephonically. Shareholders of record at the close of business on 10 June 2025 are entitled to vote.
The proxy seeks approval for two items:
- Proposal 1: Election of three Class III Independent Trustees鈥擳imothy J. Penny (Chair), James G. Polisson, and Pamela Wheelock鈥攖o serve until 2028 (Mr. Penny expected to retire 31 Dec 2026).
- Other Business: Any matters that may properly come before the meeting.
Key governance details:
- The Board is comprised entirely of Independent Trustees (8 total) and operates with staggered three-class terms (promoting continuity and stability).
- Major Board committees include Audit (7 meetings in FY-2025) and Nominating & Governance (5 meetings).
- Quorum: 33鈪� % of outstanding shares; election requires plurality of votes cast.
- Shares outstanding: 59,092,336 common shares as of 10 June 2025.
- 5 %+ holders: First Trust (9.25 %) and Morgan Stanley/Parametric (5.1 %). Officers & Trustees own <1 %.
- Trustee compensation for FY-2025 ranges from $3,722 to $4,525 per trustee; Chair Penny received $4,525.
Procedural highlights: shareholders may vote by mail, telephone, Internet, or in person/telephonically. The Fund will bear solicitation costs (~$4,588 to Computershare). KPMG LLP remains the independent auditor, with FY-2025 audit fees of $67,250.
Board recommendation: vote FOR each trustee nominee.