AG˹ٷ

STOCK TITAN

[POS AM] Enstar Group SEC Filing

Filing Impact
(No impact)
Filing Sentiment
(Neutral)
Form Type
POS AM
Rhea-AI Filing Summary

Form 4 filing for Apollo Global Management, Inc. (APO): Director Mitra O’Neill (professionally known as Mitra Hormozi) reported the grant of 1,446 restricted stock units (RSUs) on 07/01/2025 under the company’s 2019 Omnibus Equity Incentive Plan. Each RSU converts into one share of APO common stock upon vesting, with settlement deferred until the director leaves the board. Following the award, the director’s direct holdings total 30,344 shares (including 7,049 RSUs already held). In addition, 2,500 shares are indirectly held through an entity controlled by the director’s spouse. No shares were sold, no cash changed hands, and no derivative securities were involved. This filing reflects routine, service-based equity compensation aimed at aligning director interests with shareholders rather than signaling a change in company fundamentals.

Deposito del Modulo 4 per Apollo Global Management, Inc. (APO): Il direttore Mitra O’Neill (nota professionalmente come Mitra Hormozi) ha comunicato la concessione di 1.446 unità azionarie vincolate (RSU) il 01/07/2025 nell’ambito del Piano Omnibus di Incentivi Azionari 2019 della società. Ogni RSU si converte in una azione ordinaria APO al momento del maturare, con il regolamento differito fino alla cessazione del mandato del direttore. Dopo l’assegnazione, la detenzione diretta del direttore ammonta a 30.344 azioni (inclusi 7.049 RSU già posseduti). Inoltre, 2.500 azioni sono detenute indirettamente tramite un’entità controllata dal coniuge del direttore. Non sono state vendute azioni, non sono stati scambiati contanti e non sono stati coinvolti strumenti derivati. Questa comunicazione riflette una compensazione azionaria ordinaria basata sul servizio, volta ad allineare gli interessi del direttore con quelli degli azionisti, senza indicare cambiamenti nei fondamentali aziendali.

Presentación del Formulario 4 para Apollo Global Management, Inc. (APO): La directora Mitra O’Neill (conocida profesionalmente como Mitra Hormozi) reportó la concesión de 1,446 unidades de acciones restringidas (RSUs) el 01/07/2025 bajo el Plan de Incentivos de Capital Omnibus 2019 de la compañía. Cada RSU se convierte en una acción común de APO al consolidarse, con el pago diferido hasta que la directora deje la junta. Tras la adjudicación, la tenencia directa de la directora suma 30,344 acciones (incluyendo 7,049 RSUs ya en su poder). Además, 2,500 acciones se mantienen indirectamente a través de una entidad controlada por el cónyuge de la directora. No se vendieron acciones, no hubo intercambio de efectivo ni se involucraron valores derivados. Esta presentación refleja una compensación accionaria rutinaria basada en el servicio, destinada a alinear los intereses de la directora con los de los accionistas, sin señalar cambios en los fundamentos de la empresa.

Apollo Global Management, Inc. (APO)� Form 4 제출: 이사 Mitra O’Neill(직업� Mitra Hormozi)� 2025� 7� 1� 회사� 2019� Omnibus 주식 인센티브 계획� 따라 1,446개의 제한 주식 단위(RSU)� 부여받았음� 보고했습니다. � RSU� 베스� � APO 보통� 1주로 전환되며, 정산은 이사가 이사회에� 물러� 때까지 연기됩니�. 이번 수여 �, 이사� 직접 보유 주식은 � 30,344�(이미 보유 중인 7,049 RSU 포함)입니�. 또한, 2,500주는 이사� 배우자가 통제하는 법인� 통해 간접 보유 �입니�. 주식 매도, 현금 거래, 파생상품 관� 사항은 없습니다. 이번 제출은 이사� 이익� 주주와 일치시키� 위한 정기적인 서비� 기반 주식 보상으로, 회사 기본 사항� 변화를 의미하지 않습니다.

Dépôt du formulaire 4 pour Apollo Global Management, Inc. (APO) : La directrice Mitra O’Neill (connue professionnellement sous le nom de Mitra Hormozi) a déclaré l�octroi de 1 446 unités d’actions restreintes (RSU) le 01/07/2025 dans le cadre du Plan d’Incitation Omnibus 2019 de la société. Chaque RSU se convertit en une action ordinaire APO lors de l’acquisition, le règlement étant différé jusqu’au départ de la directrice du conseil. Suite à cette attribution, la détention directe de la directrice s’élève à 30 344 actions (y compris 7 049 RSU déjà détenues). De plus, 2 500 actions sont détenues indirectement via une entité contrôlée par le conjoint de la directrice. Aucune action n’a été vendue, aucune somme d’argent échangée, et aucun instrument dérivé impliqué. Ce dépôt reflète une rémunération en actions habituelle basée sur le service, visant à aligner les intérêts de la directrice avec ceux des actionnaires, sans indiquer de changement dans les fondamentaux de l’entreprise.

Formular 4 Einreichung für Apollo Global Management, Inc. (APO): Direktorin Mitra O’Neill (beruflich bekannt als Mitra Hormozi) meldete die Gewährung von 1.446 Restricted Stock Units (RSUs) am 01.07.2025 im Rahmen des Omnibus Equity Incentive Plans 2019 des Unternehmens. Jede RSU wandelt sich bei Vesting in eine Aktie der APO-Stammaktien um, wobei die Auszahlung bis zum Ausscheiden der Direktorin aus dem Vorstand aufgeschoben wird. Nach der Zuteilung beläuft sich der direkte Aktienbestand der Direktorin auf 30.344 Aktien (einschließlich bereits gehaltener 7.049 RSUs). Zusätzlich werden 2.500 Aktien indirekt über eine vom Ehepartner kontrollierte Einheit gehalten. Es wurden keine Aktien verkauft, kein Geld ausgetauscht und keine Derivate verwendet. Diese Meldung stellt eine routinemäßige, dienstbasierte Aktienvergütung dar, die darauf abzielt, die Interessen der Direktorin mit denen der Aktionäre in Einklang zu bringen, ohne eine Änderung der Unternehmensgrundlagen zu signalisieren.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine director RSU grant; no cash transaction; negligible market impact.

The 1,446-unit RSU award is standard board compensation and represents less than 0.01 % of APO’s outstanding shares. Because the award vests over time and settlement is deferred until the director’s board departure, immediate dilution is minimal and entirely anticipated by investors. No insider buying or selling occurred, so there is no directional signal about management’s near-term outlook. The transaction therefore carries neutral investment significance.

Deposito del Modulo 4 per Apollo Global Management, Inc. (APO): Il direttore Mitra O’Neill (nota professionalmente come Mitra Hormozi) ha comunicato la concessione di 1.446 unità azionarie vincolate (RSU) il 01/07/2025 nell’ambito del Piano Omnibus di Incentivi Azionari 2019 della società. Ogni RSU si converte in una azione ordinaria APO al momento del maturare, con il regolamento differito fino alla cessazione del mandato del direttore. Dopo l’assegnazione, la detenzione diretta del direttore ammonta a 30.344 azioni (inclusi 7.049 RSU già posseduti). Inoltre, 2.500 azioni sono detenute indirettamente tramite un’entità controllata dal coniuge del direttore. Non sono state vendute azioni, non sono stati scambiati contanti e non sono stati coinvolti strumenti derivati. Questa comunicazione riflette una compensazione azionaria ordinaria basata sul servizio, volta ad allineare gli interessi del direttore con quelli degli azionisti, senza indicare cambiamenti nei fondamentali aziendali.

Presentación del Formulario 4 para Apollo Global Management, Inc. (APO): La directora Mitra O’Neill (conocida profesionalmente como Mitra Hormozi) reportó la concesión de 1,446 unidades de acciones restringidas (RSUs) el 01/07/2025 bajo el Plan de Incentivos de Capital Omnibus 2019 de la compañía. Cada RSU se convierte en una acción común de APO al consolidarse, con el pago diferido hasta que la directora deje la junta. Tras la adjudicación, la tenencia directa de la directora suma 30,344 acciones (incluyendo 7,049 RSUs ya en su poder). Además, 2,500 acciones se mantienen indirectamente a través de una entidad controlada por el cónyuge de la directora. No se vendieron acciones, no hubo intercambio de efectivo ni se involucraron valores derivados. Esta presentación refleja una compensación accionaria rutinaria basada en el servicio, destinada a alinear los intereses de la directora con los de los accionistas, sin señalar cambios en los fundamentos de la empresa.

Apollo Global Management, Inc. (APO)� Form 4 제출: 이사 Mitra O’Neill(직업� Mitra Hormozi)� 2025� 7� 1� 회사� 2019� Omnibus 주식 인센티브 계획� 따라 1,446개의 제한 주식 단위(RSU)� 부여받았음� 보고했습니다. � RSU� 베스� � APO 보통� 1주로 전환되며, 정산은 이사가 이사회에� 물러� 때까지 연기됩니�. 이번 수여 �, 이사� 직접 보유 주식은 � 30,344�(이미 보유 중인 7,049 RSU 포함)입니�. 또한, 2,500주는 이사� 배우자가 통제하는 법인� 통해 간접 보유 �입니�. 주식 매도, 현금 거래, 파생상품 관� 사항은 없습니다. 이번 제출은 이사� 이익� 주주와 일치시키� 위한 정기적인 서비� 기반 주식 보상으로, 회사 기본 사항� 변화를 의미하지 않습니다.

Dépôt du formulaire 4 pour Apollo Global Management, Inc. (APO) : La directrice Mitra O’Neill (connue professionnellement sous le nom de Mitra Hormozi) a déclaré l�octroi de 1 446 unités d’actions restreintes (RSU) le 01/07/2025 dans le cadre du Plan d’Incitation Omnibus 2019 de la société. Chaque RSU se convertit en une action ordinaire APO lors de l’acquisition, le règlement étant différé jusqu’au départ de la directrice du conseil. Suite à cette attribution, la détention directe de la directrice s’élève à 30 344 actions (y compris 7 049 RSU déjà détenues). De plus, 2 500 actions sont détenues indirectement via une entité contrôlée par le conjoint de la directrice. Aucune action n’a été vendue, aucune somme d’argent échangée, et aucun instrument dérivé impliqué. Ce dépôt reflète une rémunération en actions habituelle basée sur le service, visant à aligner les intérêts de la directrice avec ceux des actionnaires, sans indiquer de changement dans les fondamentaux de l’entreprise.

Formular 4 Einreichung für Apollo Global Management, Inc. (APO): Direktorin Mitra O’Neill (beruflich bekannt als Mitra Hormozi) meldete die Gewährung von 1.446 Restricted Stock Units (RSUs) am 01.07.2025 im Rahmen des Omnibus Equity Incentive Plans 2019 des Unternehmens. Jede RSU wandelt sich bei Vesting in eine Aktie der APO-Stammaktien um, wobei die Auszahlung bis zum Ausscheiden der Direktorin aus dem Vorstand aufgeschoben wird. Nach der Zuteilung beläuft sich der direkte Aktienbestand der Direktorin auf 30.344 Aktien (einschließlich bereits gehaltener 7.049 RSUs). Zusätzlich werden 2.500 Aktien indirekt über eine vom Ehepartner kontrollierte Einheit gehalten. Es wurden keine Aktien verkauft, kein Geld ausgetauscht und keine Derivate verwendet. Diese Meldung stellt eine routinemäßige, dienstbasierte Aktienvergütung dar, die darauf abzielt, die Interessen der Direktorin mit denen der Aktionäre in Einklang zu bringen, ohne eine Änderung der Unternehmensgrundlagen zu signalisieren.

 

As filed with the Securities and Exchange Commission on July 2, 2025

 

Registration Statement No. 333-143064

Registration Statement No. 333-151461

Registration Statement No. 333-195562

Registration Statement No. 333-215144

Registration Statement No. 333-220889

Registration Statement No. 333-270204

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

POST-EFFECTIVE AMENDMENT NO. 1 TO:

FORM S-3 REGISTRATION STATEMENT NO. 333-143064

FORM S-3 REGISTRATION STATEMENT NO. 333-151461

FORM S-3 REGISTRATION STATEMENT NO. 333-195562

FORM S-3 REGISTRATION STATEMENT NO. 333-215144

FORM S-3 REGISTRATION STATEMENT NO. 333-220889

FORM S-3 REGISTRATION STATEMENT NO. 333-270204

 

UNDER

THE SECURITIES ACT OF 1933

 

ENSTAR GLOBAL LIMITED

(Exact name of registrant as specified in its charter)

 

Bermuda

(State or other jurisdiction of incorporation or organization)

 

N/A

(I.R.S. Employer Identification Number)

 

A.S. Cooper Building, 4th Floor, 26 Reid Street, Hamilton HM 11, Bermuda, (441) 292-3645

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

ENSTAR FINANCE LLC

(Exact name of registrant as specified in its charter)

 

Delaware

(State or other jurisdiction of incorporation or organization)

 

84-4965738

(I.R.S. Employer Identification Number)

 

Enstar (US), Inc., 55 West 46th Street, Suite 2805, New York, NY 10036, (212) 790-9700

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Enstar (US) Inc.

55 West 46th Street, Suite 2805

New York, NY 10036

(212) 790-9700

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Approximate date of commencement of proposed sale to the public: Not applicable.

 

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ¨

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: ¨

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨

 

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. x

 

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ¨

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

 ENSTAR GROUP LIMITED            
Large accelerated filer   x   Accelerated filer   ¨
Non-accelerated filer   ¨   Smaller reporting company   ¨
        Emerging growth company   ¨
             
ENSTAR FINANCE LLC            
Large accelerated filer   ¨   Accelerated filer   ¨
Non-accelerated filer   x   Smaller reporting company   ¨
        Emerging growth company   ¨
             
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act.   ¨

 

 

 

 

 

 

* On July 2, 2025, pursuant to the Agreement and Plan of Merger dated as of July 29, 2024, by and among Enstar Group Limited, an exempted company limited by shares existing under the laws of Bermuda (“Enstar” or the “Registrant”), Elk Bidco Limited, an exempted company limited by shares existing under the laws of Bermuda (“Parent”), Elk Merger Sub Limited, an exempted company limited by shares existing under the laws of Bermuda and a directly wholly owned subsidiary of Parent, Deer Ltd., an exempted company limited by shares existing under the laws of Bermuda and a direct wholly owned subsidiary of the Company, and Deer Merger Sub Ltd., an exempted company limited by shares existing under the laws of Bermuda and a direct wholly owned subsidiary of Deer Ltd., the parties effected a series of mergers (collectively, the “Mergers”), with Enstar surviving the Mergers as a wholly owned subsidiary of Parent.

 

DEREGISTRATION OF UNSOLD SECURITIES

 

This Post-Effective Amendment, filed by the Registrant, relates to the following Registration Statements (each, a “Registration Statement”) on Form S-3, previously filed with the Securities and Exchange Commission (the “SEC”) by the Registrant:

 

·Registration No. 333-270204, filed with the SEC on March 2, 2023, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately: (A) by Enstar of (i) ordinary shares; (ii) preference shares; (iii) depositary shares representing ordinary shares or preference shares; (iv) senior, subordinated or junior subordinated debt securities; (v) purchase contracts and units; (vi) warrants to purchase ordinary shares, preference shares or debt securities; and (vii) units, which may consist of any combination of the securities listed above and (B) by Enstar Finance LLC of senior, subordinated or junior subordinated debt securities.
·Registration No. 333-220889, filed with the SEC on October 10, 2017, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately, by the selling shareholders of (i) 8,205,979 of ordinary shares (including up to 2,599,672 ordinary shares issuable upon conversion of Series C non-voting ordinary shares, up to 404,771 ordinary shares issuable upon conversion of Series E non-voting ordinary shares, and up to 175,901 ordinary shares issuable upon conversion of Series C non-voting ordinary shares following the exercise of outstanding warrants), (ii) 2,775,573 Series C non-voting ordinary shares (including up to 175,901 Series C non-voting ordinary shares issuable upon exercise of outstanding warrants), and (iii) 404,771 Series E non-voting ordinary shares, as amended by (A) Amendment No. 1 to Form S-3, filed with the Commission on November 13, 2017, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately, by the selling shareholders of (i) 8,095,630 of ordinary shares (including up to 2,599,672 ordinary shares issuable upon conversion of Series C non-voting ordinary shares, up to 404,771 ordinary shares issuable upon conversion of Series E non-voting ordinary shares, and up to 175,901 ordinary shares issuable upon conversion of Series C non-voting ordinary shares following the exercise of outstanding warrants), (ii) 2,775,573 Series C non-voting ordinary shares (including up to 175,901 Series C non-voting ordinary shares issuable upon exercise of outstanding warrants), and (iii) 404,771 Series E non-voting ordinary shares, (B) Amendment No. 2 to Form S-3, filed with the Commission on January 5, 2018, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately, by the selling shareholders of (i) 8,095,630 of ordinary shares (including up to 2,599,672 ordinary shares issuable upon conversion of Series C non-voting ordinary shares, up to 404,771 ordinary shares issuable upon conversion of Series E non-voting ordinary shares, and up to 175,901 ordinary shares issuable upon conversion of Series C non-voting ordinary shares following the exercise of outstanding warrants), (ii) 2,775,573 Series C non-voting ordinary shares (including up to 175,901 Series C non-voting ordinary shares issuable upon exercise of outstanding warrants), and (iii) 404,771 Series E non-voting ordinary shares, (C) Amendment No. 3 to Form S-3, filed with the Commission on July 20, 2018, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately, by the selling shareholders of (i) 10,091,208 of ordinary shares (including up to 2,599,672 ordinary shares issuable upon conversion of Series C non-voting ordinary shares, up to 910,010 ordinary shares issuable upon conversion of Series E non-voting ordinary shares, and up to 175,901 ordinary shares issuable upon conversion of Series C non-voting ordinary shares following the exercise of outstanding warrants), (ii) 2,775,573 Series C non-voting ordinary shares (including up to 175,901 Series C non-voting ordinary shares issuable upon exercise of outstanding warrants), and (iii) 910,010 Series E non-voting ordinary shares and (D) Amendment No. 4 to Form S-3, filed with the Commission on December 4, 2018, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately, by the selling shareholders of (i) 9,761,272 of ordinary shares (including up to 2,599,672 ordinary shares issuable upon conversion of Series C non-voting ordinary shares, up to 910,010 ordinary shares issuable upon conversion of Series E non-voting ordinary shares, and up to 175,901 ordinary shares issuable upon conversion of Series C non-voting ordinary shares following the exercise of outstanding warrants), (ii) 2,775,573 Series C non-voting ordinary shares (including up to 175,901 Series C non-voting ordinary shares issuable upon exercise of outstanding warrants), and (iii) 910,010 Series E non-voting ordinary shares.
·Registration No. 333-215144, filed with the SEC on December 16, 2016, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately, by the selling shareholders to resell up to an aggregate of (i) 514,527 of ordinary shares (including up to 192,485 shares issuable upon the conversion of Series C non-voting ordinary shares ), and (ii) 192,485 Series C non-voting ordinary shares.
·Registration No. 333-195562, filed with the SEC on April 29, 2014, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately, by selling shareholders of up to 2,612,341 of ordinary shares (including the ordinary shares into which Enstar’s non-voting preferred shares or non-voting common shares may convert).
·Registration No. 333-151461, filed with the SEC on June 5, 2008, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately, by selling shareholders of 669,917 ordinary shares, as amended by Amendment No. 1 to Form S-3, filed with the Commission on June 13, 2008, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately, by selling shareholders of 725,537 ordinary shares.
·Registration No. 333-143064, filed with the SEC on May 17, 2007, providing for the offer and sale of, from time to time, in one or more offerings and series, together or separately, by selling shareholders of up to 750,000 ordinary shares.

 

As a result of the Mergers, the Registrant has terminated all offerings of its securities pursuant to existing registration statements, including the Registration Statements. In accordance with an undertaking made by the Registrant in the Registration Statements to remove from registration, by means of a post-effective amendment, any of the securities which remain unsold at the termination of the offering, the Registrant hereby removes from registration all of the securities registered under the Registration Statements which remain unsold as of the date hereof.

 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3, and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Hamilton, Bermuda on July 2, 2025.

 

  ENSTAR GROUP LIMITED
   
   
  By: /s/ Audrey B. Taranto
  Name: Audrey B. Taranto
  Title: General Counsel

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3, and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Hamilton, Bermuda on July 2, 2025. 

 

  ENSTAR FINANCE LLC
   
   
  By: /s/ Jennifer Miu
  Name: Jennifer Miu
  Title: Chief Financial Officer

 

Note: No other person is required to sign this Post-Effective Amendment in reliance upon Rule 478 under the Securities Act of 1933.

 

 

 

 

FAQ

How many Apollo Global Management (APO) shares did Director Mitra O’Neill acquire?

The director received 1,446 restricted stock units, each convertible into one APO share upon vesting.

What is the director’s total direct ownership after the Form 4 transaction?

Direct ownership is 30,344 shares, which includes previously granted RSUs.

Were any APO shares sold in this Form 4 filing?

No. The filing only reports an equity grant; there were no sales or cash purchases.

When will the RSUs vest and convert into shares?

The RSUs vest in installments per the award agreement and are issued after the director leaves the board, per the deferral election.

Does this filing indicate a change in Apollo’s fundamentals?

No. It reflects routine director compensation and does not signal any shift in company performance or strategy.
Enstar Group Limited

NASDAQ:ESGR

ESGR Rankings

ESGR Latest News

ESGR Latest SEC Filings

ESGR Stock Data

5.01B
11.78M
10.79%
84.93%
1.11%
Insurance - Diversified
Fire, Marine & Casualty Insurance
Bermuda
HAMILTON