[Form 4] Hercules Capital, Inc. Insider Trading Activity
Hercules Capital, Inc. (HTGC) 鈥� Form 4 insider filing
Chief Operating Officer Christian Follmann reported a tax-related transaction on 11 July 2025. In connection with the vesting of restricted stock, 829 common shares were automatically withheld (Transaction Code F) at a price of $18.94 to satisfy statutory tax obligations. Following the withholding, Follmann still directly owns 119,423 common shares and indirectly holds 350 shares through his spouse.
No open-market purchase or sale occurred; the event does not reflect a discretionary change in ownership. The filing indicates the executive maintains a substantial equity position, keeping his economic interests aligned with shareholders.
Hercules Capital, Inc. (HTGC) 鈥� Comunicazione interna Form 4
Il Chief Operating Officer Christian Follmann ha segnalato una transazione fiscale il 11 luglio 2025. In relazione al consolidamento di azioni vincolate, sono state automaticamente trattenute 829 azioni ordinarie (Codice Transazione F) al prezzo di 18,94 $ per adempiere agli obblighi fiscali previsti dalla legge. Dopo la trattenuta, Follmann detiene direttamente ancora 119.423 azioni ordinarie e indirettamente 350 azioni tramite sua moglie.
Non si 猫 verificato alcun acquisto o vendita sul mercato aperto; l鈥檈vento non rappresenta una modifica discrezionale della propriet脿. La comunicazione evidenzia che il dirigente mantiene una posizione azionaria significativa, mantenendo allineati i suoi interessi economici con quelli degli azionisti.
Hercules Capital, Inc. (HTGC) 鈥� Presentaci贸n interna Formulario 4
El Director de Operaciones Christian Follmann inform贸 una transacci贸n relacionada con impuestos el 11 de julio de 2025. En relaci贸n con la consolidaci贸n de acciones restringidas, se retuvieron autom谩ticamente 829 acciones ordinarias (C贸digo de Transacci贸n F) a un precio de $18.94 para cumplir con las obligaciones fiscales legales. Tras la retenci贸n, Follmann posee directamente 119,423 acciones ordinarias y posee indirectamente 350 acciones a trav茅s de su c贸nyuge.
No hubo compra ni venta en el mercado abierto; el evento no refleja un cambio discrecional en la propiedad. La presentaci贸n indica que el ejecutivo mantiene una posici贸n accionaria sustancial, alineando sus intereses econ贸micos con los de los accionistas.
Hercules Capital, Inc. (HTGC) 鈥� 雮措秬鞛� 氤搓碃靹� Form 4
斓滉碃鞖挫榿毂呾瀯鞛�(Chief Operating Officer) Christian Follmann鞚� 2025雲� 7鞗� 11鞚� 靹戈笀 甏�霠� 瓯半灅毳� 氤搓碃頄堨姷雼堧嫟. 鞝滍暅 欤检嫕鞚� 頇曥爼霅棎 霐半澕, 氩曥爼 靹戈笀 鞚橂毳� 於╈”頃橁赴 鞙勴暣 829欤�鞚� 氤错喌欤缄皜 鞛愲彊鞙茧 鞗愳矞歆曥垬(瓯半灅 旖旊摐 F)霅橃棃鞙茧┌, 臧�瓴╈潃 $18.94鞓�鞀惦媹雼�. 鞗愳矞歆曥垬 頉� Follmann鞚� 歆侅爲 119,423欤�毳� 氤挫湢頃橁碃 鞛堨溂氅� 氚办毎鞛愲ゼ 韱淀暣 臧勳爲鞝侅溂搿� 350欤�毳� 氤挫湢頃橁碃 鞛堨姷雼堧嫟.
瓿店皽 鞁滌灔鞐愳劀鞚� 毵るГ電� 鞐嗢棃鞙茧┌, 鞚措矆 靷贝鞚� 靻岇湢甓岇潣 鞛勳潣 氤�瓴届潉 氚橃榿頃橃 鞎婌姷雼堧嫟. 鞚措矆 氤搓碃電� 鞛勳洂鞚� 靸侂嫻頃� 歆�攵勳潉 鞙犾頃橃棳 欤检＜霌り臣 瓴届牅鞝� 鞚错暣甏�瓿勲ゼ 鞚检箻鞁滍偆瓿� 鞛堨潓鞚� 氤挫棳欷嶋媹雼�.
Hercules Capital, Inc. (HTGC) 鈥� D茅claration d鈥檌niti茅 Formulaire 4
Le Directeur des op茅rations Christian Follmann a d茅clar茅 une transaction li茅e aux imp么ts le 11 juillet 2025. Dans le cadre de l鈥檃cquisition d鈥檃ctions restreintes, 829 actions ordinaires ont 茅t茅 automatiquement retenues (Code de transaction F) au prix de 18,94 $ pour satisfaire aux obligations fiscales l茅gales. Apr猫s cette retenue, Follmann d茅tient directement 119 423 actions ordinaires et indirectement 350 actions par l鈥檌nterm茅diaire de son conjoint.
Aucun achat ou vente sur le march茅 ouvert n鈥檃 eu lieu ; cet 茅v茅nement ne refl猫te pas un changement discr茅tionnaire de propri茅t茅. La d茅claration indique que le dirigeant conserve une position importante en actions, alignant ainsi ses int茅r锚ts 茅conomiques avec ceux des actionnaires.
Hercules Capital, Inc. (HTGC) 鈥� Insider-Meldung Form 4
Chief Operating Officer Christian Follmann meldete am 11. Juli 2025 eine steuerbezogene Transaktion. Im Zusammenhang mit der Freigabe von beschr盲nkten Aktien wurden automatisch 829 Stammaktien (Transaktionscode F) zum Preis von 18,94 $ einbehalten, um gesetzliche Steuerpflichten zu erf眉llen. Nach dem Einbehalt besitzt Follmann direkt noch 119.423 Stammaktien und h盲lt indirekt 350 Aktien 眉ber seine Ehefrau.
Es erfolgte kein Kauf oder Verkauf am offenen Markt; das Ereignis stellt keine diskretion盲re Eigentums盲nderung dar. Die Meldung zeigt, dass der Gesch盲ftsf眉hrer eine substanzielle Beteiligung h盲lt und seine wirtschaftlichen Interessen mit denen der Aktion盲re in Einklang bringt.
- Reporting person retains 119,423 shares after the transaction, demonstrating continued insider alignment with shareholders.
- A total of 829 shares were disposed of (withheld for taxes), marginally reducing insider ownership.
Insights
TL;DR: Routine tax withholding; insider still holds 119k shares, suggesting neutral impact.
The Form 4 shows a standard Code F transaction 鈥� shares retained by the issuer to cover taxes upon restricted-stock vesting. Such transactions do not signal sentiment or valuation views. The direct stake remains sizeable (鈮�119 k shares), reinforcing long-term alignment but offering no incremental insight into future performance. Because ownership decreased by only 0.7% and no cash sale occurred, the disclosure is immaterial for valuation models and trading decisions.
Hercules Capital, Inc. (HTGC) 鈥� Comunicazione interna Form 4
Il Chief Operating Officer Christian Follmann ha segnalato una transazione fiscale il 11 luglio 2025. In relazione al consolidamento di azioni vincolate, sono state automaticamente trattenute 829 azioni ordinarie (Codice Transazione F) al prezzo di 18,94 $ per adempiere agli obblighi fiscali previsti dalla legge. Dopo la trattenuta, Follmann detiene direttamente ancora 119.423 azioni ordinarie e indirettamente 350 azioni tramite sua moglie.
Non si 猫 verificato alcun acquisto o vendita sul mercato aperto; l鈥檈vento non rappresenta una modifica discrezionale della propriet脿. La comunicazione evidenzia che il dirigente mantiene una posizione azionaria significativa, mantenendo allineati i suoi interessi economici con quelli degli azionisti.
Hercules Capital, Inc. (HTGC) 鈥� Presentaci贸n interna Formulario 4
El Director de Operaciones Christian Follmann inform贸 una transacci贸n relacionada con impuestos el 11 de julio de 2025. En relaci贸n con la consolidaci贸n de acciones restringidas, se retuvieron autom谩ticamente 829 acciones ordinarias (C贸digo de Transacci贸n F) a un precio de $18.94 para cumplir con las obligaciones fiscales legales. Tras la retenci贸n, Follmann posee directamente 119,423 acciones ordinarias y posee indirectamente 350 acciones a trav茅s de su c贸nyuge.
No hubo compra ni venta en el mercado abierto; el evento no refleja un cambio discrecional en la propiedad. La presentaci贸n indica que el ejecutivo mantiene una posici贸n accionaria sustancial, alineando sus intereses econ贸micos con los de los accionistas.
Hercules Capital, Inc. (HTGC) 鈥� 雮措秬鞛� 氤搓碃靹� Form 4
斓滉碃鞖挫榿毂呾瀯鞛�(Chief Operating Officer) Christian Follmann鞚� 2025雲� 7鞗� 11鞚� 靹戈笀 甏�霠� 瓯半灅毳� 氤搓碃頄堨姷雼堧嫟. 鞝滍暅 欤检嫕鞚� 頇曥爼霅棎 霐半澕, 氩曥爼 靹戈笀 鞚橂毳� 於╈”頃橁赴 鞙勴暣 829欤�鞚� 氤错喌欤缄皜 鞛愲彊鞙茧 鞗愳矞歆曥垬(瓯半灅 旖旊摐 F)霅橃棃鞙茧┌, 臧�瓴╈潃 $18.94鞓�鞀惦媹雼�. 鞗愳矞歆曥垬 頉� Follmann鞚� 歆侅爲 119,423欤�毳� 氤挫湢頃橁碃 鞛堨溂氅� 氚办毎鞛愲ゼ 韱淀暣 臧勳爲鞝侅溂搿� 350欤�毳� 氤挫湢頃橁碃 鞛堨姷雼堧嫟.
瓿店皽 鞁滌灔鞐愳劀鞚� 毵るГ電� 鞐嗢棃鞙茧┌, 鞚措矆 靷贝鞚� 靻岇湢甓岇潣 鞛勳潣 氤�瓴届潉 氚橃榿頃橃 鞎婌姷雼堧嫟. 鞚措矆 氤搓碃電� 鞛勳洂鞚� 靸侂嫻頃� 歆�攵勳潉 鞙犾頃橃棳 欤检＜霌り臣 瓴届牅鞝� 鞚错暣甏�瓿勲ゼ 鞚检箻鞁滍偆瓿� 鞛堨潓鞚� 氤挫棳欷嶋媹雼�.
Hercules Capital, Inc. (HTGC) 鈥� D茅claration d鈥檌niti茅 Formulaire 4
Le Directeur des op茅rations Christian Follmann a d茅clar茅 une transaction li茅e aux imp么ts le 11 juillet 2025. Dans le cadre de l鈥檃cquisition d鈥檃ctions restreintes, 829 actions ordinaires ont 茅t茅 automatiquement retenues (Code de transaction F) au prix de 18,94 $ pour satisfaire aux obligations fiscales l茅gales. Apr猫s cette retenue, Follmann d茅tient directement 119 423 actions ordinaires et indirectement 350 actions par l鈥檌nterm茅diaire de son conjoint.
Aucun achat ou vente sur le march茅 ouvert n鈥檃 eu lieu ; cet 茅v茅nement ne refl猫te pas un changement discr茅tionnaire de propri茅t茅. La d茅claration indique que le dirigeant conserve une position importante en actions, alignant ainsi ses int茅r锚ts 茅conomiques avec ceux des actionnaires.
Hercules Capital, Inc. (HTGC) 鈥� Insider-Meldung Form 4
Chief Operating Officer Christian Follmann meldete am 11. Juli 2025 eine steuerbezogene Transaktion. Im Zusammenhang mit der Freigabe von beschr盲nkten Aktien wurden automatisch 829 Stammaktien (Transaktionscode F) zum Preis von 18,94 $ einbehalten, um gesetzliche Steuerpflichten zu erf眉llen. Nach dem Einbehalt besitzt Follmann direkt noch 119.423 Stammaktien und h盲lt indirekt 350 Aktien 眉ber seine Ehefrau.
Es erfolgte kein Kauf oder Verkauf am offenen Markt; das Ereignis stellt keine diskretion盲re Eigentums盲nderung dar. Die Meldung zeigt, dass der Gesch盲ftsf眉hrer eine substanzielle Beteiligung h盲lt und seine wirtschaftlichen Interessen mit denen der Aktion盲re in Einklang bringt.
FAQ
What did HTGC's COO report in the July 2025 Form 4?
How many HTGC shares does Christian Follmann now own?
Was the transaction a purchase or sale of HTGC stock?
Does this Form 4 signal insider sentiment on HTGC?
What was the share price used for the tax withholding?
