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Houston American Energy Corp. (HUSA) 鈥� Form 4 insider filing

CEO, President and Director Peter F. Longo reported a board-approved award of 40,000 shares of common stock dated 30 June 2025. The transaction is coded as an acquisition ("A") at a stated price of $0.00 per share. A footnote clarifies that the shares have not yet been issued and will only be distributed once shareholders approve a future equity-incentive plan; Mr. Longo therefore disclaims current beneficial ownership of the grant. Should issuance occur, his direct holdings would rise to 51,917.48 shares.

No derivative securities were reported, and the form was filed solely by the reporting person on 1 July 2025. The filing signals prospective equity compensation rather than an open-market transaction, so there is no immediate impact on share count, cash flow or ownership percentages.

• Reporting person: Peter F. Longo
• Role: CEO, President, Director
• Shares granted: 40,000 common shares (contingent)
• Price: $0.00 per share
• Condition: Subject to shareholder approval of a future equity-incentive plan

Codexis, Inc. (CDXS) received a Form 4 filing from Opaleye Management Inc., a 10% beneficial owner, detailing an open-market purchase completed on 27 June 2025.

• Transaction: 100,000 shares of Codexis common stock were purchased (Code P) at an average price of $2.39 per share.
• Post-transaction holdings: Opaleye now reports 12,350,000 shares held indirectly through Opaleye, L.P. and an additional 250,000 shares in a separately managed account, bringing total reported beneficial ownership to 12.6 million shares.
• Ownership form: All shares are reported as indirect (Form I); the investment manager disclaims beneficial ownership beyond its pecuniary interest.
• Reporting party status: Opaleye is classified as a 10% owner; no board or executive role is indicated.

The filing signals incremental insider accumulation by a large shareholder. While the 100 k-share purchase is modest relative to the 12.35 million-share position, fresh buying can be interpreted by investors as a vote of confidence in Codexis at current price levels. No derivative transactions, sales or options were disclosed in this filing.

Houston American Energy (NYSE:HUSA) filed an 8-K announcing completion of a registered direct offering on 25-Jun-2025.

The company sold 81,629 common shares at $14.80 each, raising $1.2 million gross and roughly $1.0 million net after an 8% placement fee to Univest Securities plus expenses.

Proceeds are designated for general corporate purposes鈥攃apital expenditures, working capital and potential but currently uncommitted acquisitions. The issuance was made under shelf registration No. 333-282778. Key agreements (Securities Purchase Agreement and Placement Agency Agreement) and a legal opinion are filed as Exhibits 10.1, 10.2 and 5.1.

Houston American Energy has completed a registered direct offering on June 20, 2025, raising $2.37 million in gross proceeds. The offering consisted of:

• 174,100 shares of common stock
• Pre-funded warrants to purchase up to 49,662 shares at $0.001 per share

The pre-funded warrants were issued to accommodate purchasers who would otherwise exceed ownership thresholds of 4.99% (or 9.99% at holder's election) of outstanding common stock. Univest Securities served as the sole placement agent. The offering was conducted under the company's effective shelf registration statement from November 4, 2024, with a prospectus supplement dated June 18, 2025.

Houston American Energy Corp. (NYSE American: HUSA) has filed a Rule 424(b)(3) prospectus supplement dated June 17 2025 to effect a registered-direct capital raise. The Company is offering (i) 174,100 shares of common stock at $10.60 per share and (ii) 49,662 pre-funded warrants priced at the share offering price minus $0.001. The warrants are exercisable immediately and remain outstanding until fully exercised; the filing also registers the 49,662 underlying shares.

Univest Securities, LLC is acting as exclusive placement agent on a reasonable-best-efforts basis and will receive a cash fee equal to 8 % of gross proceeds plus expense reimbursement up to $10,000. There is no minimum amount required to close, so actual proceeds may be less than the maximum implied by the share counts.

The transaction is being executed under the Company鈥檚 $8 million shelf registration statement declared effective on November 4 2024 and is subject to the Form S-3 鈥榖aby-shelf鈥� limit, which caps aggregate primary offerings to one-third of the $27.0 million public float. During the prior 12 months HUSA has sold $4.42 million of securities against that limit.

The last reported market price on June 17 2025 was $20.00, indicating a significant discount to investors in this offering. As a smaller reporting company, HUSA is eligible for reduced disclosure requirements. Investors should review the Risk Factors section for details on commodity price volatility, reserve uncertainty, financing needs and Colombian operational exposures.