AG真人官方

STOCK TITAN

[Form 4] Immix Biopharma, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Federal AG真人官方ty Investment Trust (FRT) filed a Form 4 disclosing that CEO, President and Director Donald C. Wood transferred 33,857 common shares on 06/23/2025. The transaction is coded 鈥淕鈥� (bona-fide gift), reflecting an estate-planning move rather than an open-market sale.

Wood moved the shares from his direct account to the Donald C. Wood Revocable Trust, of which he is sole trustee and beneficiary. Because he controls the trust, his economic ownership remains unchanged.

  • Direct holdings after gift: 133,583 shares
  • Indirect (trust) holdings after gift: 253,262 shares
  • Total beneficial ownership: 386,845 shares

No derivative securities were involved and the filing does not signal any purchase or sale that would affect public float or cash proceeds. Investors typically view such intra-family or estate transfers as neutral events; they do not add selling pressure, nor do they generate insider buying signals. The filing was signed by attorney-in-fact Dawn M. Becker on 06/24/2025.

Federal AG真人官方ty Investment Trust (FRT) ha presentato un Modulo 4 comunicando che il CEO, Presidente e Direttore Donald C. Wood ha trasferito 33.857 azioni ordinarie il 23/06/2025. L'operazione 猫 stata classificata come 鈥淕鈥� (donazione autentica), indicando una mossa di pianificazione patrimoniale piuttosto che una vendita sul mercato aperto.

Wood ha trasferito le azioni dal suo conto diretto al Donald C. Wood Revocable Trust, di cui 猫 unico fiduciario e beneficiario. Poich茅 controlla il trust, la sua propriet脿 economica rimane invariata.

  • Detenzioni dirette dopo la donazione: 133.583 azioni
  • Detenzioni indirette (trust) dopo la donazione: 253.262 azioni
  • Propriet脿 totale effettiva: 386.845 azioni

Non sono stati coinvolti titoli derivati e la comunicazione non indica alcun acquisto o vendita che possa influenzare il flottante pubblico o i proventi in contanti. Gli investitori considerano generalmente questi trasferimenti intra-familiari o patrimoniali come eventi neutrali; non generano pressioni di vendita n茅 segnali di acquisto da parte degli insider. Il modulo 猫 stato firmato dall鈥檃vvocato incaricato Dawn M. Becker il 24/06/2025.

Federal AG真人官方ty Investment Trust (FRT) present贸 un Formulario 4 informando que el CEO, Presidente y Director Donald C. Wood 迟谤补苍蝉蹿颈谤颈贸 33,857 acciones comunes el 23/06/2025. La transacci贸n est谩 codificada como 鈥淕鈥� (donaci贸n leg铆tima), reflejando una acci贸n de planificaci贸n patrimonial en lugar de una venta en el mercado abierto.

Wood traslad贸 las acciones de su cuenta directa al Donald C. Wood Revocable Trust, del cual es 煤nico fiduciario y beneficiario. Debido a que controla el fideicomiso, su propiedad econ贸mica permanece sin cambios.

  • Tenencias directas tras la donaci贸n: 133,583 acciones
  • Tenencias indirectas (fideicomiso) tras la donaci贸n: 253,262 acciones
  • Propiedad total beneficiaria: 386,845 acciones

No se involucraron valores derivados y la presentaci贸n no indica ninguna compra o venta que afecte el flotante p煤blico o los ingresos en efectivo. Los inversores suelen considerar estas transferencias intra-familiares o patrimoniales como eventos neutrales; no generan presi贸n de venta ni se帽ales de compra por parte de los insiders. El formulario fue firmado por la apoderada Dawn M. Becker el 24/06/2025.

Federal AG真人官方ty Investment Trust (FRT)電� CEO, 靷灔 氚� 鞚挫偓鞚� Donald C. Wood臧 2025雲� 6鞗� 23鞚检棎 33,857欤� 氤错喌欤�毳� 鞚挫爠頄堧嫟瓿� Form 4毳� 鞝滌稖頄堨姷雼堧嫟. 鞚� 瓯半灅電� 鈥淕鈥�(歆勳爼頃� 歃濎棳) 旖旊摐搿� 攵勲霅橃柎, 瓿店皽 鞁滌灔 韺愲Г臧 鞎勲媽 鞛偘 瓿勴殟鞚� 鞙勴暅 臁办箻鞛勳潉 雮橅儉雰呺媹雼�.

Wood電� 鞛愳嫚鞚� 歆侅爲 瓿勳鞐愳劀 Donald C. Wood Revocable Trust搿� 欤检嫕鞚� 鞓布鞙茧┌, 攴鸽姅 鞚� 鞁犿儊鞚� 鞙犾澕頃� 靾橅儊鞛愳澊鞛� 靾橅槣鞛愳瀰雼堧嫟. 鞁犿儊鞚� 韱奠牅頃橁碃 鞛堦赴 霑岆鞐� 攴胳潣 瓴届牅鞝� 靻岇湢甓岇潃 氤頃澊 鞐嗢姷雼堧嫟.

  • 歃濎棳 頉� 歆侅爲 氤挫湢 欤检嫕: 133,583欤�
  • 歃濎棳 頉� 臧勳爲(鞁犿儊) 氤挫湢 欤检嫕: 253,262欤�
  • 齑� 鞁れ 靻岇湢 欤检嫕: 386,845欤�

韺岇儩 歃濌秾鞚 韽暔霅橃 鞎婌晿鞙茧┌, 鞚措矆 鞝滌稖鞚 瓿奠 鞙犿喌 欤检嫕鞚措倶 順勱笀 靾橃澋鞐� 鞓來枼鞚� 氙胳範 毵るГ毳� 雮橅儉雮挫 鞎婌姷雼堧嫟. 韴瀽鞛愲摛鞚 鞚茧皹鞝侅溂搿� 鞚措煬頃� 臧臁� 雮� 霕愲姅 鞛偘 鞚挫爠鞚� 欷戨鞝� 靷贝鞙茧 臧勳<頃橂┌, 毵る弰 鞎曤牓鞚� 臧頃橁卑雮� 雮措秬鞛� 毵れ垬 鞁犿樃毳� 氚滌儩鞁滍偆歆 鞎婌姷雼堧嫟. 鞚� 靹滊電� 2025雲� 6鞗� 24鞚� 雽毽澑 Dawn M. Becker鞐� 鞚橅暣 靹滊獏霅橃棃鞀惦媹雼�.

Federal AG真人官方ty Investment Trust (FRT) a d茅pos茅 un Formulaire 4 r茅v茅lant que le PDG, Pr茅sident et Directeur Donald C. Wood a transf茅r茅 33 857 actions ordinaires le 23/06/2025. La transaction est cod茅e 芦 G 禄 (don authentique), refl茅tant une op茅ration de planification successorale plut么t qu鈥檜ne vente sur le march茅 ouvert.

Wood a transf茅r茅 les actions de son compte direct vers le Donald C. Wood Revocable Trust, dont il est le seul fiduciaire et b茅n茅ficiaire. Comme il contr么le le trust, sa propri茅t茅 茅conomique reste inchang茅e.

  • D茅tentions directes apr猫s le don : 133 583 actions
  • D茅tentions indirectes (trust) apr猫s le don : 253 262 actions
  • Propri茅t茅 b茅n茅ficiaire totale : 386 845 actions

Aucun instrument d茅riv茅 n鈥檃 茅t茅 impliqu茅 et le d茅p么t ne signale aucun achat ou vente susceptible d鈥檃ffecter le flottant public ou les liquidit茅s. Les investisseurs consid猫rent g茅n茅ralement ces transferts intra-familiaux ou successoraux comme des 茅v茅nements neutres ; ils ne g茅n猫rent ni pression de vente ni signaux d鈥檃chat d鈥檌niti茅s. Le formulaire a 茅t茅 sign茅 par la mandataire Dawn M. Becker le 24/06/2025.

Federal AG真人官方ty Investment Trust (FRT) reichte ein Formular 4 ein, in dem offengelegt wurde, dass CEO, Pr盲sident und Direktor Donald C. Wood am 23.06.2025 33.857 Stammaktien 眉bertragen hat. Die Transaktion ist mit 鈥濭鈥� (echt gemeinte Schenkung) gekennzeichnet, was eine 痴别谤尘枚驳别苍蝉辫濒补苍耻苍驳 anstelle eines Verkaufs am offenen Markt widerspiegelt.

Wood hat die Aktien von seinem direkten Konto auf den Donald C. Wood Revocable Trust 眉bertragen, dessen alleiniger Treuh盲nder und Beg眉nstigter er ist. Da er den Trust kontrolliert, bleibt sein wirtschaftliches Eigentum unver盲ndert.

  • Direktbestand nach der Schenkung: 133.583 Aktien
  • Indirekter Bestand (Trust) nach der Schenkung: 253.262 Aktien
  • Gesamtnutzungsbesitz: 386.845 Aktien

Es waren keine Derivate beteiligt, und die Meldung signalisiert keinen Kauf oder Verkauf, der den Streubesitz oder die Barerl枚se beeinflussen w眉rde. Investoren betrachten solche innerfamili盲ren oder Nachlass眉bertragungen typischerweise als neutrale Ereignisse; sie erzeugen weder Verkaufsdruck noch Insider-Kaufsignale. Das Formular wurde am 24.06.2025 von der bevollm盲chtigten Anw盲ltin Dawn M. Becker unterzeichnet.

Positive
  • Total insider ownership remains high (386,845 shares), indicating continued alignment with shareholders.
Negative
  • None.

Insights

TL;DR: Internal gift; ownership unchanged, no market impact.

This filing merely re-registers 33,857 shares under Donald Wood鈥檚 revocable trust. Such transfers are common for tax and succession planning. Wood鈥檚 combined stake of 386,845 shares鈥攐ver 0.5% of outstanding shares鈥攔emains intact, preserving his alignment with shareholders. Because control is retained, neither voting power nor insider sentiment shifts. I view the disclosure as routine and non-material.

TL;DR: Estate planning move; neutral for valuation.

The 鈥楪鈥� code indicates a gift at $0, so no proceeds were taken off the table. With no change in net position or cost basis, this action provides no actionable trading signal. Liquidity, leverage, and guidance metrics for FRT remain the primary drivers; this insider filing doesn鈥檛 alter the investment thesis. I classify the impact as neutral.

Federal AG真人官方ty Investment Trust (FRT) ha presentato un Modulo 4 comunicando che il CEO, Presidente e Direttore Donald C. Wood ha trasferito 33.857 azioni ordinarie il 23/06/2025. L'operazione 猫 stata classificata come 鈥淕鈥� (donazione autentica), indicando una mossa di pianificazione patrimoniale piuttosto che una vendita sul mercato aperto.

Wood ha trasferito le azioni dal suo conto diretto al Donald C. Wood Revocable Trust, di cui 猫 unico fiduciario e beneficiario. Poich茅 controlla il trust, la sua propriet脿 economica rimane invariata.

  • Detenzioni dirette dopo la donazione: 133.583 azioni
  • Detenzioni indirette (trust) dopo la donazione: 253.262 azioni
  • Propriet脿 totale effettiva: 386.845 azioni

Non sono stati coinvolti titoli derivati e la comunicazione non indica alcun acquisto o vendita che possa influenzare il flottante pubblico o i proventi in contanti. Gli investitori considerano generalmente questi trasferimenti intra-familiari o patrimoniali come eventi neutrali; non generano pressioni di vendita n茅 segnali di acquisto da parte degli insider. Il modulo 猫 stato firmato dall鈥檃vvocato incaricato Dawn M. Becker il 24/06/2025.

Federal AG真人官方ty Investment Trust (FRT) present贸 un Formulario 4 informando que el CEO, Presidente y Director Donald C. Wood 迟谤补苍蝉蹿颈谤颈贸 33,857 acciones comunes el 23/06/2025. La transacci贸n est谩 codificada como 鈥淕鈥� (donaci贸n leg铆tima), reflejando una acci贸n de planificaci贸n patrimonial en lugar de una venta en el mercado abierto.

Wood traslad贸 las acciones de su cuenta directa al Donald C. Wood Revocable Trust, del cual es 煤nico fiduciario y beneficiario. Debido a que controla el fideicomiso, su propiedad econ贸mica permanece sin cambios.

  • Tenencias directas tras la donaci贸n: 133,583 acciones
  • Tenencias indirectas (fideicomiso) tras la donaci贸n: 253,262 acciones
  • Propiedad total beneficiaria: 386,845 acciones

No se involucraron valores derivados y la presentaci贸n no indica ninguna compra o venta que afecte el flotante p煤blico o los ingresos en efectivo. Los inversores suelen considerar estas transferencias intra-familiares o patrimoniales como eventos neutrales; no generan presi贸n de venta ni se帽ales de compra por parte de los insiders. El formulario fue firmado por la apoderada Dawn M. Becker el 24/06/2025.

Federal AG真人官方ty Investment Trust (FRT)電� CEO, 靷灔 氚� 鞚挫偓鞚� Donald C. Wood臧 2025雲� 6鞗� 23鞚检棎 33,857欤� 氤错喌欤�毳� 鞚挫爠頄堧嫟瓿� Form 4毳� 鞝滌稖頄堨姷雼堧嫟. 鞚� 瓯半灅電� 鈥淕鈥�(歆勳爼頃� 歃濎棳) 旖旊摐搿� 攵勲霅橃柎, 瓿店皽 鞁滌灔 韺愲Г臧 鞎勲媽 鞛偘 瓿勴殟鞚� 鞙勴暅 臁办箻鞛勳潉 雮橅儉雰呺媹雼�.

Wood電� 鞛愳嫚鞚� 歆侅爲 瓿勳鞐愳劀 Donald C. Wood Revocable Trust搿� 欤检嫕鞚� 鞓布鞙茧┌, 攴鸽姅 鞚� 鞁犿儊鞚� 鞙犾澕頃� 靾橅儊鞛愳澊鞛� 靾橅槣鞛愳瀰雼堧嫟. 鞁犿儊鞚� 韱奠牅頃橁碃 鞛堦赴 霑岆鞐� 攴胳潣 瓴届牅鞝� 靻岇湢甓岇潃 氤頃澊 鞐嗢姷雼堧嫟.

  • 歃濎棳 頉� 歆侅爲 氤挫湢 欤检嫕: 133,583欤�
  • 歃濎棳 頉� 臧勳爲(鞁犿儊) 氤挫湢 欤检嫕: 253,262欤�
  • 齑� 鞁れ 靻岇湢 欤检嫕: 386,845欤�

韺岇儩 歃濌秾鞚 韽暔霅橃 鞎婌晿鞙茧┌, 鞚措矆 鞝滌稖鞚 瓿奠 鞙犿喌 欤检嫕鞚措倶 順勱笀 靾橃澋鞐� 鞓來枼鞚� 氙胳範 毵るГ毳� 雮橅儉雮挫 鞎婌姷雼堧嫟. 韴瀽鞛愲摛鞚 鞚茧皹鞝侅溂搿� 鞚措煬頃� 臧臁� 雮� 霕愲姅 鞛偘 鞚挫爠鞚� 欷戨鞝� 靷贝鞙茧 臧勳<頃橂┌, 毵る弰 鞎曤牓鞚� 臧頃橁卑雮� 雮措秬鞛� 毵れ垬 鞁犿樃毳� 氚滌儩鞁滍偆歆 鞎婌姷雼堧嫟. 鞚� 靹滊電� 2025雲� 6鞗� 24鞚� 雽毽澑 Dawn M. Becker鞐� 鞚橅暣 靹滊獏霅橃棃鞀惦媹雼�.

Federal AG真人官方ty Investment Trust (FRT) a d茅pos茅 un Formulaire 4 r茅v茅lant que le PDG, Pr茅sident et Directeur Donald C. Wood a transf茅r茅 33 857 actions ordinaires le 23/06/2025. La transaction est cod茅e 芦 G 禄 (don authentique), refl茅tant une op茅ration de planification successorale plut么t qu鈥檜ne vente sur le march茅 ouvert.

Wood a transf茅r茅 les actions de son compte direct vers le Donald C. Wood Revocable Trust, dont il est le seul fiduciaire et b茅n茅ficiaire. Comme il contr么le le trust, sa propri茅t茅 茅conomique reste inchang茅e.

  • D茅tentions directes apr猫s le don : 133 583 actions
  • D茅tentions indirectes (trust) apr猫s le don : 253 262 actions
  • Propri茅t茅 b茅n茅ficiaire totale : 386 845 actions

Aucun instrument d茅riv茅 n鈥檃 茅t茅 impliqu茅 et le d茅p么t ne signale aucun achat ou vente susceptible d鈥檃ffecter le flottant public ou les liquidit茅s. Les investisseurs consid猫rent g茅n茅ralement ces transferts intra-familiaux ou successoraux comme des 茅v茅nements neutres ; ils ne g茅n猫rent ni pression de vente ni signaux d鈥檃chat d鈥檌niti茅s. Le formulaire a 茅t茅 sign茅 par la mandataire Dawn M. Becker le 24/06/2025.

Federal AG真人官方ty Investment Trust (FRT) reichte ein Formular 4 ein, in dem offengelegt wurde, dass CEO, Pr盲sident und Direktor Donald C. Wood am 23.06.2025 33.857 Stammaktien 眉bertragen hat. Die Transaktion ist mit 鈥濭鈥� (echt gemeinte Schenkung) gekennzeichnet, was eine 痴别谤尘枚驳别苍蝉辫濒补苍耻苍驳 anstelle eines Verkaufs am offenen Markt widerspiegelt.

Wood hat die Aktien von seinem direkten Konto auf den Donald C. Wood Revocable Trust 眉bertragen, dessen alleiniger Treuh盲nder und Beg眉nstigter er ist. Da er den Trust kontrolliert, bleibt sein wirtschaftliches Eigentum unver盲ndert.

  • Direktbestand nach der Schenkung: 133.583 Aktien
  • Indirekter Bestand (Trust) nach der Schenkung: 253.262 Aktien
  • Gesamtnutzungsbesitz: 386.845 Aktien

Es waren keine Derivate beteiligt, und die Meldung signalisiert keinen Kauf oder Verkauf, der den Streubesitz oder die Barerl枚se beeinflussen w眉rde. Investoren betrachten solche innerfamili盲ren oder Nachlass眉bertragungen typischerweise als neutrale Ereignisse; sie erzeugen weder Verkaufsdruck noch Insider-Kaufsignale. Das Formular wurde am 24.06.2025 von der bevollm盲chtigten Anw盲ltin Dawn M. Becker unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rachman Ilya M

(Last) (First) (Middle)
C/O IMMIX BIOPHARMA, INC.
11400 WEST OLYMPIC BLVD., SUITE 200

(Street)
LOS ANGELES CA 90064

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Immix Biopharma, Inc. [ IMMX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO and Chairman
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/18/2025 P 2,178 A $2.295(1) 1,138,437 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Volume-weighted average price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
/s/ Ilya Rachman 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many FRT shares did CEO Donald C. Wood transfer in the Form 4?

He gifted 33,857 common shares to his revocable trust.

Was the transaction a sale or a gift?

It was recorded under code G (bona-fide gift); no shares were sold on the open market.

What is Donald Wood鈥檚 total beneficial ownership after the transaction?

He now beneficially owns 386,845 FRT shares (133,583 direct, 253,262 indirect).

Does this Form 4 filing affect the public float of FRT shares?

No. The shares remain under Wood鈥檚 control; therefore, public float and market supply are unchanged.

When was the Form 4 for Federal AG真人官方ty Investment Trust filed?

The document was signed and filed on 06/24/2025.
Immix Biopharma Inc

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Biotechnology
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United States
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