AGÕæÈ˹ٷ½

STOCK TITAN

[Form 4] Immix Biopharma, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

On 06/20/2025, Immix Biopharma (IMMX) director Jason Hsu filed a Form 4 disclosing a single insider transaction. The company issued Hsu a stock option covering 33,000 shares with a strike price of $2.24 per share. The option vests in twelve equal monthly installments from the grant date and expires on 06/20/2035, conditional on his continued service on the board.

After the award, Hsu reports total beneficial ownership of 4,861,913 common shares, broken down as: 893,000 shares held directly; 3,915,913 shares indirectly through Veritas Liberabit Vos, LLC; and 50,000 shares indirectly through Signature Collection Properties, LLC. No sales or dispositions occurred in this filing.

The incremental 33,000-share option grant represents less than 1 % of Hsu’s existing stake and does not materially alter the company’s capital structure. While the transaction reinforces management-shareholder alignment, its small size suggests limited immediate market impact.

Il 20/06/2025, Jason Hsu, direttore di Immix Biopharma (IMMX), ha presentato un Modulo 4 per comunicare una singola transazione interna. La società ha assegnato a Hsu un opzione azionaria su 33.000 azioni con un prezzo di esercizio di 2,24 $ per azione. L'opzione si matura in dodici rate mensili uguali a partire dalla data di concessione e scade il 20/06/2035, subordinatamente al suo continuo servizio nel consiglio di amministrazione.

Dopo l'assegnazione, Hsu dichiara una posizione totale di proprietà beneficiaria di 4.861.913 azioni ordinarie, così suddivise: 893.000 azioni detenute direttamente; 3.915.913 azioni detenute indirettamente tramite Veritas Liberabit Vos, LLC; e 50.000 azioni detenute indirettamente tramite Signature Collection Properties, LLC. Non sono state effettuate vendite o cessioni in questa comunicazione.

L'incremento di 33.000 azioni dell'opzione rappresenta meno dell'1% della partecipazione esistente di Hsu e non modifica sostanzialmente la struttura del capitale della società. Sebbene l'operazione rafforzi l'allineamento tra management e azionisti, la sua dimensione ridotta suggerisce un impatto di mercato immediato limitato.

El 20/06/2025, Jason Hsu, director de Immix Biopharma (IMMX), presentó un Formulario 4 revelando una única transacción interna. La compañía otorgó a Hsu una opción sobre 33,000 acciones con un precio de ejercicio de $2.24 por acción. La opción se consolida en doce cuotas mensuales iguales desde la fecha de concesión y vence el 20/06/2035, condicionado a que continúe sirviendo en la junta.

Tras la adjudicación, Hsu reporta una propiedad beneficiaria total de 4,861,913 acciones comunes, desglosadas en: 893,000 acciones en propiedad directa; 3,915,913 acciones indirectamente a través de Veritas Liberabit Vos, LLC; y 50,000 acciones indirectamente a través de Signature Collection Properties, LLC. No hubo ventas ni disposiciones en esta presentación.

La concesión incremental de la opción sobre 33,000 acciones representa menos del 1 % de la participación existente de Hsu y no altera materialmente la estructura de capital de la compañía. Aunque la transacción refuerza la alineación entre la dirección y los accionistas, su tamaño reducido sugiere un impacto inmediato limitado en el mercado.

2025ë…� 6ì›� 20ì�, Immix Biopharma(IMMX) ì´ì‚¬ ì œì´ìŠ� ì‰�(Jason Hsu)ëŠ� ë‹¨ì¼ ë‚´ë¶€ìž� 거래ë¥� 공개하는 Form 4ë¥� 제출했습니다. 회사ëŠ� 쉬ì—ê²� 주당 행사가ê²� $2.24ì� 33,000ì£� ì£¼ì‹ ì˜µì…˜ì� 부여했습니ë‹�. ì� ì˜µì…˜ì€ ë¶€ì—¬ì¼ë¡œë¶€í„� 12개월ì—� ê±¸ì³ ë™ì¼í•� 비율ë¡� 권리가 부여ë˜ë©�, 2035ë…� 6ì›� 20ì¼ì— 만료ë˜ë©°, ì´ì‚¬íšŒì—ì„� ê³„ì† ê·¼ë¬´í•˜ëŠ” 조건입니ë‹�.

수여 í›� 쉬는 ì´� 4,861,913ì£� ë³´í†µì£¼ì— ëŒ€í•� 실질 소유ê¶�ì� 보고했으ë©�, ì´ëŠ” ì§ì ‘ 보유 893,000ì£�, Veritas Liberabit Vos, LLCë¥� 통한 ê°„ì ‘ 보유 3,915,913ì£�, Signature Collection Properties, LLCë¥� 통한 ê°„ì ‘ 보유 50,000주로 구성ë©ë‹ˆë‹�. ì´ë²ˆ ì‹ ê³ ì—서ëŠ� 매ê°ì´ë‚˜ 처분ì� 없었습니ë‹�.

추가ë� 33,000ì£� 옵션 부여는 ì‰¬ì˜ ê¸°ì¡´ ì§€ë¶„ì˜ 1% 미만ì´ë©° 회사ì� ìžë³¸ 구조ì—� 실질ì ì¸ 변화를 주지 않습니다. 거래ëŠ� ê²½ì˜ì§„ê³¼ 주주 ê°„ì˜ ì´í•´ê´€ê³� ì¼ì¹˜ë¥� 강화하지ë§�, 규모가 작아 즉ê°ì ì¸ 시장 ì˜í–¥ì€ 제한ì �ì� 것으ë¡� 보입니다.

Le 20/06/2025, Jason Hsu, administrateur d'Immix Biopharma (IMMX), a déposé un formulaire 4 révélant une seule transaction d'initié. La société a attribué à Hsu une option d'achat d'actions couvrant 33 000 actions avec un prix d'exercice de 2,24 $ par action. L'option se consolide en douze versements mensuels égaux à partir de la date d'attribution et expire le 20/06/2035, sous réserve de sa poursuite de service au conseil d'administration.

Après cette attribution, Hsu déclare une possession bénéficiaire totale de 4 861 913 actions ordinaires, réparties comme suit : 893 000 actions détenues directement ; 3 915 913 actions détenues indirectement via Veritas Liberabit Vos, LLC ; et 50 000 actions détenues indirectement via Signature Collection Properties, LLC. Aucune vente ni cession n'a eu lieu dans ce dépôt.

La nouvelle attribution d'option de 33 000 actions représente moins de 1 % de la participation existante de Hsu et ne modifie pas de manière significative la structure du capital de la société. Bien que la transaction renforce l'alignement entre la direction et les actionnaires, sa taille modeste suggère un impact immédiat limité sur le marché.

Am 20.06.2025 reichte Jason Hsu, Direktor von Immix Biopharma (IMMX), ein Formular 4 ein, das eine einzelne Insider-Transaktion offenlegt. Das Unternehmen gewährte Hsu eine Aktienoption über 33.000 Aktien mit einem Ausübungspreis von 2,24 $ pro Aktie. Die Option wird in zwölf gleichen monatlichen Raten ab dem Gewährungsdatum unverfallbar und läuft am 20.06.2035 ab, vorbehaltlich seiner fortgesetzten Tätigkeit im Vorstand.

Nach der Zuteilung meldet Hsu ein Gesamtbeteiligungseigentum von 4.861.913 Stammaktien, aufgeschlüsselt in: 893.000 Aktien direkt gehalten; 3.915.913 Aktien indirekt über Veritas Liberabit Vos, LLC; und 50.000 Aktien indirekt über Signature Collection Properties, LLC. In dieser Meldung gab es keine Verkäufe oder Veräußerungen.

Die zusätzliche Aktienoptionszuteilung von 33.000 Aktien entspricht weniger als 1 % von Hsus bestehendem Anteil und verändert die Kapitalstruktur des Unternehmens nicht wesentlich. Während die Transaktion die Ausrichtung von Management und Aktionären stärkt, deutet ihre geringe Größe auf eine begrenzte unmittelbare Marktreaktion hin.

Positive
  • Director granted 33,000 options at $2.24, underscoring ongoing commitment and aligning incentives with shareholders.
Negative
  • None.

Insights

TL;DR: Minor option grant; no shares sold; neutral for valuation.

The filing adds only 33 k options to a pre-existing 4.86 m-share position, implying negligible dilution. Absence of sales minimizes negative signalling risk, but the award size is too small to indicate strong insider conviction. Overall, I view the event as routine compensation with neutral implications for IMMX’s share price.

TL;DR: Standard board compensation; alignment intact; governance status unchanged.

The option vests monthly over one year, a conventional structure encouraging continued board engagement. Disclosure of indirect holdings through two LLCs maintains transparency. No red flags arise, yet the action is not large enough to be a positive catalyst. Governance outlook therefore remains unchanged.

Il 20/06/2025, Jason Hsu, direttore di Immix Biopharma (IMMX), ha presentato un Modulo 4 per comunicare una singola transazione interna. La società ha assegnato a Hsu un opzione azionaria su 33.000 azioni con un prezzo di esercizio di 2,24 $ per azione. L'opzione si matura in dodici rate mensili uguali a partire dalla data di concessione e scade il 20/06/2035, subordinatamente al suo continuo servizio nel consiglio di amministrazione.

Dopo l'assegnazione, Hsu dichiara una posizione totale di proprietà beneficiaria di 4.861.913 azioni ordinarie, così suddivise: 893.000 azioni detenute direttamente; 3.915.913 azioni detenute indirettamente tramite Veritas Liberabit Vos, LLC; e 50.000 azioni detenute indirettamente tramite Signature Collection Properties, LLC. Non sono state effettuate vendite o cessioni in questa comunicazione.

L'incremento di 33.000 azioni dell'opzione rappresenta meno dell'1% della partecipazione esistente di Hsu e non modifica sostanzialmente la struttura del capitale della società. Sebbene l'operazione rafforzi l'allineamento tra management e azionisti, la sua dimensione ridotta suggerisce un impatto di mercato immediato limitato.

El 20/06/2025, Jason Hsu, director de Immix Biopharma (IMMX), presentó un Formulario 4 revelando una única transacción interna. La compañía otorgó a Hsu una opción sobre 33,000 acciones con un precio de ejercicio de $2.24 por acción. La opción se consolida en doce cuotas mensuales iguales desde la fecha de concesión y vence el 20/06/2035, condicionado a que continúe sirviendo en la junta.

Tras la adjudicación, Hsu reporta una propiedad beneficiaria total de 4,861,913 acciones comunes, desglosadas en: 893,000 acciones en propiedad directa; 3,915,913 acciones indirectamente a través de Veritas Liberabit Vos, LLC; y 50,000 acciones indirectamente a través de Signature Collection Properties, LLC. No hubo ventas ni disposiciones en esta presentación.

La concesión incremental de la opción sobre 33,000 acciones representa menos del 1 % de la participación existente de Hsu y no altera materialmente la estructura de capital de la compañía. Aunque la transacción refuerza la alineación entre la dirección y los accionistas, su tamaño reducido sugiere un impacto inmediato limitado en el mercado.

2025ë…� 6ì›� 20ì�, Immix Biopharma(IMMX) ì´ì‚¬ ì œì´ìŠ� ì‰�(Jason Hsu)ëŠ� ë‹¨ì¼ ë‚´ë¶€ìž� 거래ë¥� 공개하는 Form 4ë¥� 제출했습니다. 회사ëŠ� 쉬ì—ê²� 주당 행사가ê²� $2.24ì� 33,000ì£� ì£¼ì‹ ì˜µì…˜ì� 부여했습니ë‹�. ì� ì˜µì…˜ì€ ë¶€ì—¬ì¼ë¡œë¶€í„� 12개월ì—� ê±¸ì³ ë™ì¼í•� 비율ë¡� 권리가 부여ë˜ë©�, 2035ë…� 6ì›� 20ì¼ì— 만료ë˜ë©°, ì´ì‚¬íšŒì—ì„� ê³„ì† ê·¼ë¬´í•˜ëŠ” 조건입니ë‹�.

수여 í›� 쉬는 ì´� 4,861,913ì£� ë³´í†µì£¼ì— ëŒ€í•� 실질 소유ê¶�ì� 보고했으ë©�, ì´ëŠ” ì§ì ‘ 보유 893,000ì£�, Veritas Liberabit Vos, LLCë¥� 통한 ê°„ì ‘ 보유 3,915,913ì£�, Signature Collection Properties, LLCë¥� 통한 ê°„ì ‘ 보유 50,000주로 구성ë©ë‹ˆë‹�. ì´ë²ˆ ì‹ ê³ ì—서ëŠ� 매ê°ì´ë‚˜ 처분ì� 없었습니ë‹�.

추가ë� 33,000ì£� 옵션 부여는 ì‰¬ì˜ ê¸°ì¡´ ì§€ë¶„ì˜ 1% 미만ì´ë©° 회사ì� ìžë³¸ 구조ì—� 실질ì ì¸ 변화를 주지 않습니다. 거래ëŠ� ê²½ì˜ì§„ê³¼ 주주 ê°„ì˜ ì´í•´ê´€ê³� ì¼ì¹˜ë¥� 강화하지ë§�, 규모가 작아 즉ê°ì ì¸ 시장 ì˜í–¥ì€ 제한ì �ì� 것으ë¡� 보입니다.

Le 20/06/2025, Jason Hsu, administrateur d'Immix Biopharma (IMMX), a déposé un formulaire 4 révélant une seule transaction d'initié. La société a attribué à Hsu une option d'achat d'actions couvrant 33 000 actions avec un prix d'exercice de 2,24 $ par action. L'option se consolide en douze versements mensuels égaux à partir de la date d'attribution et expire le 20/06/2035, sous réserve de sa poursuite de service au conseil d'administration.

Après cette attribution, Hsu déclare une possession bénéficiaire totale de 4 861 913 actions ordinaires, réparties comme suit : 893 000 actions détenues directement ; 3 915 913 actions détenues indirectement via Veritas Liberabit Vos, LLC ; et 50 000 actions détenues indirectement via Signature Collection Properties, LLC. Aucune vente ni cession n'a eu lieu dans ce dépôt.

La nouvelle attribution d'option de 33 000 actions représente moins de 1 % de la participation existante de Hsu et ne modifie pas de manière significative la structure du capital de la société. Bien que la transaction renforce l'alignement entre la direction et les actionnaires, sa taille modeste suggère un impact immédiat limité sur le marché.

Am 20.06.2025 reichte Jason Hsu, Direktor von Immix Biopharma (IMMX), ein Formular 4 ein, das eine einzelne Insider-Transaktion offenlegt. Das Unternehmen gewährte Hsu eine Aktienoption über 33.000 Aktien mit einem Ausübungspreis von 2,24 $ pro Aktie. Die Option wird in zwölf gleichen monatlichen Raten ab dem Gewährungsdatum unverfallbar und läuft am 20.06.2035 ab, vorbehaltlich seiner fortgesetzten Tätigkeit im Vorstand.

Nach der Zuteilung meldet Hsu ein Gesamtbeteiligungseigentum von 4.861.913 Stammaktien, aufgeschlüsselt in: 893.000 Aktien direkt gehalten; 3.915.913 Aktien indirekt über Veritas Liberabit Vos, LLC; und 50.000 Aktien indirekt über Signature Collection Properties, LLC. In dieser Meldung gab es keine Verkäufe oder Veräußerungen.

Die zusätzliche Aktienoptionszuteilung von 33.000 Aktien entspricht weniger als 1 % von Hsus bestehendem Anteil und verändert die Kapitalstruktur des Unternehmens nicht wesentlich. Während die Transaktion die Ausrichtung von Management und Aktionären stärkt, deutet ihre geringe Größe auf eine begrenzte unmittelbare Marktreaktion hin.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hsu Jason

(Last) (First) (Middle)
11400 WEST OLYMPIC BLVD.
SUITE 200

(Street)
LOS ANGELES CA 90064

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Immix Biopharma, Inc. [ IMMX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 893,000 D
Common Stock 3,915,913 I See Footnote(1)
Common Stock 50,000 I See Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $2.24 06/20/2025 A 33,000 (3) 06/20/2035 Common Stock 33,000 $0.00 33,000 D
Explanation of Responses:
1. Jason Hsu is the Sole Member of VERITAS LIBERABIT VOS, LLC and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Hsu disclaims beneficial ownership of the securities held by VERITAS LIBERABIT VOS, LLC, except to the extent of his pecuniary interest therein.
2. Jason Hsu is the Sole Member of Signature Collection Properties, LLC and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Hsu disclaims beneficial ownership of the securities held by Signature Collection Properties, LLC, except to the extent of his pecuniary interest therein.
3. The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors.
Remarks:
See Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 15, 2021.
/s/ Ilya Rachman as Attorney-In-Fact for Jason Hsu 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of IMMX does Jason Hsu own after the Form 4 filing?

He reports 4,861,913 shares in total�893,000 directly and 3,968,913 indirectly.

What is the strike price of the newly granted stock option to Jason Hsu?

The exercise price is $2.24 per share.

When will the 33,000-share option granted to Jason Hsu fully vest?

It vests in twelve equal monthly installments beginning 06/20/2025 and will be fully vested by 06/20/2026.

Did Jason Hsu sell any IMMX shares in this filing?

No. The Form 4 discloses no share sales or dispositions.

What is the expiration date of the newly granted option?

The option expires on 06/20/2035.
Immix Biopharma Inc

NASDAQ:IMMX

IMMX Rankings

IMMX Latest News

IMMX Latest SEC Filings

IMMX Stock Data

71.09M
16.62M
40.1%
12.19%
1.4%
Biotechnology
Pharmaceutical Preparations
United States
LOS ANGELES