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STOCK TITAN

[Form 4] Immix Biopharma, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Immix Biopharma, Inc. (IMMX) � Form 4 filed 06/23/2025

The filing discloses one transaction by Director and 10% owner Yekaterina (Katie) Chudnovsky dated 06/20/2025. She received a stock-option grant for 33,000 shares of common stock with an exercise price of $2.24 per share and an expiration date of 06/20/2035. The option vests in twelve equal monthly installments, contingent on continued board service. The option was acquired at no cost (transaction code �A�).

No non-derivative shares were bought or sold; the filing merely repeats her existing indirect ownership of 3,241,076 common shares held through GKCC, LLC, of which she is the sole member and manager. After the reported transaction, her total beneficial holdings stand at 3,241,076 shares (indirect) plus 33,000 derivative securities (direct).

Overall, the filing signals continued alignment between the director and shareholders through a sizeable existing stake and modest additional option incentives. The transaction does not materially alter the company’s share count or insider ownership structure.

Immix Biopharma, Inc. (IMMX) � Modulo 4 depositato il 23/06/2025

Il documento segnala una transazione effettuata dalla Direttrice e proprietaria del 10% Yekaterina (Katie) Chudnovsky in data 20/06/2025. Ha ricevuto una concessione di stock option per 33.000 azioni ordinarie con un prezzo di esercizio di 2,24 $ per azione e una scadenza fissata al 20/06/2035. L'opzione si acquisisce in dodici rate mensili uguali, subordinate al mantenimento del ruolo nel consiglio di amministrazione. L'opzione è stata ottenuta senza alcun costo (codice transazione �A�).

Non sono state acquistate o vendute azioni non derivate; il modulo riprende semplicemente la sua proprietà indiretta esistente di 3.241.076 azioni ordinarie detenute tramite GKCC, LLC, di cui è unica membro e amministratrice. Dopo la transazione segnalata, il totale delle sue partecipazioni beneficiarie è di 3.241.076 azioni (indirette) ±è¾±Ã¹ 33.000 titoli derivati (diretti).

Nel complesso, il deposito indica un continuo allineamento tra la direttrice e gli azionisti attraverso una significativa partecipazione esistente e modesti incentivi aggiuntivi sotto forma di opzioni. La transazione non modifica in modo sostanziale il numero di azioni della società né la struttura della proprietà interna.

Immix Biopharma, Inc. (IMMX) � Formulario 4 presentado el 23/06/2025

El informe revela una transacción realizada por la Directora y propietaria del 10% Yekaterina (Katie) Chudnovsky con fecha 20/06/2025. Recibió una concesión de opciones sobre acciones por 33,000 títulos ordinarios con un precio de ejercicio de $2.24 por acción y fecha de vencimiento el 20/06/2035. La opción se adquiere en doce cuotas mensuales iguales, condicionadas a la continuidad en el cargo del consejo. La opción fue obtenida sin costo alguno (código de transacción �A�).

No se compraron ni vendieron acciones no derivadas; el formulario solo repite su propiedad indirecta existente de 3,241,076 acciones ordinarias mantenidas a través de GKCC, LLC, de la cual es única miembro y gerente. Tras la transacción reportada, su tenencia total beneficiaria es de 3,241,076 acciones (indirectas) ³¾Ã¡²õ 33,000 valores derivados (directos).

En general, la presentación señala una continua alineación entre la directora y los accionistas mediante una participación significativa existente y modestos incentivos adicionales en opciones. La transacción no altera materialmente el número de acciones de la compañía ni la estructura de propiedad interna.

Immix Biopharma, Inc. (IMMX) â€� 2025ë…� 6ì›� 23ì� 제출ë� Form 4

ì� 제출서는 ì´ì‚¬ì´ìž 10% ì§€ë¶� 보유ìžì¸ 예카테리ë‚�(ì¼€ì´í‹°) 추드노브스키가 2025ë…� 6ì›� 20ì¼ì— ì§„í–‰í•� 거래ë¥� 공개합니ë‹�. 그녀ëŠ� 보통ì£� 33,000ì£¼ì— ëŒ€í•� 스톡옵션 ë¶€ì—�ë¥� 받았으며, í–‰ì‚¬ê°€ê²©ì€ ì£¼ë‹¹ $2.24, 만료ì¼ì€ 2035ë…� 6ì›� 20ì¼ìž…니다. ì˜µì…˜ì€ ì´ì‚¬íš� 서비ìŠ� ì§€ì†ì„ 조건으로 12개월ì—� ê±¸ì³ ë™ì¼í•� 금액으로 ì·¨ë“ë©ë‹ˆë‹�. ì� ì˜µì…˜ì€ ë¹„ìš© ì—†ì´ ì·¨ë“ë˜ì—ˆìŠµë‹ˆë‹�(거래 코드 â€�Aâ€�).

비파ìƒ� 주ì‹ì€ 매매ë˜ì§€ 않았으며, 제출서는 그녀가 ë‹¨ë… íšŒì› ë°� ê´€ë¦¬ìž ì� GKCC, LLCë¥� 통해 보유í•� 기존ì� ê°„ì ‘ 소유 3,241,076ì£�ë¥� 단순íž� 반복합니ë‹�. ë³´ê³ ë� 거래 í›� 그녀ì� ì´� 실질 ë³´ìœ ëŸ‰ì€ 3,241,076ì£� (ê°„ì ‘)ì™¶Ä 33,000 íŒŒìƒ ì¦ê¶Œ (ì§ì ‘)입니ë‹�.

ì „ë°˜ì ìœ¼ë¡� ì� 제출서는 ìƒë‹¹í•� 기존 지분과 ì ì€ 추가 옵션 ì¸ì„¼í‹°ë¸Œë¥� 통해 ì´ì‚¬ì™¶Ä 주주 ê°„ì˜ ì§€ì†ì ì� ì´í•´ê´€ê³„를 나타냅니ë‹�. ì� 거래ëŠ� 회사ì� ì£¼ì‹ ìˆ˜ë‚˜ ë‚´ë¶€ìž� 소유 구조ì—� 실질ì ì¸ 변화를 주지 않습니다.

Immix Biopharma, Inc. (IMMX) � Formulaire 4 déposé le 23/06/2025

Le dépôt révèle une transaction effectuée par la directrice et détentrice de 10% Yekaterina (Katie) Chudnovsky datée du 20/06/2025. Elle a reçu une attribution d’options d’achat d’actions pour 33 000 actions ordinaires avec un prix d’exercice de 2,24 $ par action et une date d’expiration fixée au 20/06/2035. L’option se décompose en douze versements mensuels égaux, conditionnés à la poursuite de son mandat au conseil d’administration. L’option a été acquise sans frais (code transaction « A »).

Aucune action non dérivée n’a été achetée ou vendue ; le dépôt confirme simplement sa détention indirecte existante de 3 241 076 actions ordinaires détenues via GKCC, LLC, dont elle est la seule membre et gestionnaire. Après la transaction déclarée, ses avoirs bénéficiaires totaux s’élèvent à 3 241 076 actions (indirectes) plus 33 000 titres dérivés (directs).

Dans l’ensemble, ce dépôt reflète une continuité d’alignement entre la directrice et les actionnaires à travers une participation significative existante et des incitations supplémentaires modestes sous forme d’options. La transaction ne modifie pas de manière significative le nombre d’actions de la société ni la structure de propriété des initiés.

Immix Biopharma, Inc. (IMMX) � Formular 4 eingereicht am 23.06.2025

Die Einreichung offenbart eine Transaktion der Direktorin und 10%-Eigentümerin Yekaterina (Katie) Chudnovsky vom 20.06.2025. Sie erhielt eine Aktienoptionszuteilung für 33.000 Stammaktien mit einem Ausübungspreis von 2,24 $ pro Aktie und einem Verfallsdatum am 20.06.2035. Die Option wird in zwölf gleichen monatlichen Raten gewährt, abhängig vom fortgesetzten Dienst im Vorstand. Die Option wurde kostenfrei erworben (Transaktionscode �A�).

Es wurden keine nicht-derivativen Aktien gekauft oder verkauft; die Einreichung bestätigt lediglich ihren bestehenden indirekten Besitz von 3.241.076 Stammaktien, gehalten über GKCC, LLC, deren alleinige Mitgliedin und Geschäftsführerin sie ist. Nach der gemeldeten Transaktion beläuft sich ihr gesamter wirtschaftlicher Besitz auf 3.241.076 Aktien (indirekt) plus 33.000 derivative Wertpapiere (direkt).

Insgesamt signalisiert die Einreichung eine fortgesetzte Übereinstimmung zwischen der Direktorin und den Aktionären durch einen beträchtlichen bestehenden Anteil und moderate zusätzliche Optionsanreize. Die Transaktion verändert weder die Gesamtzahl der Aktien des Unternehmens noch die Insider-Besitzstruktur wesentlich.

Positive
  • None.
Negative
  • None.

Insights

TL;DR � Routine option grant; insider maintains 10% stake, no shares sold, neutral impact.

The 33,000-share option grant is standard board compensation and represents <1% of Immix’s 28 million basic shares outstanding (latest publicly reported). Chudnovsky’s pre-existing 3.24 million-share position—held via GKCC, LLC—remains unchanged, preserving her >10 % ownership status. No dispositions occurred, so there is no negative supply signal. The modest size of the grant, coupled with gradual vesting, limits near-term dilution pressure. From a governance standpoint, the filing confirms ongoing board engagement and provides fresh 10b5-1 disclosure checkboxes but introduces no new strategic information. Accordingly, the market impact is expected to be neutral.

TL;DR � Compensation aligns incentives; nothing material beyond routine disclosure.

The option award extends through 2035, reinforcing long-term incentive alignment without immediate cash cost to the company. Twelve-month vesting encourages continued board participation, a positive governance signal, yet the scale is too small to meaningfully influence voting power or control. Because Chudnovsky already holds a significant equity stake, the incremental grant does not change control dynamics. The absence of sales or pledges reduces concerns about insider liquidity needs. No red flags noted, but likewise no catalyst for re-rating the stock.

Immix Biopharma, Inc. (IMMX) � Modulo 4 depositato il 23/06/2025

Il documento segnala una transazione effettuata dalla Direttrice e proprietaria del 10% Yekaterina (Katie) Chudnovsky in data 20/06/2025. Ha ricevuto una concessione di stock option per 33.000 azioni ordinarie con un prezzo di esercizio di 2,24 $ per azione e una scadenza fissata al 20/06/2035. L'opzione si acquisisce in dodici rate mensili uguali, subordinate al mantenimento del ruolo nel consiglio di amministrazione. L'opzione è stata ottenuta senza alcun costo (codice transazione �A�).

Non sono state acquistate o vendute azioni non derivate; il modulo riprende semplicemente la sua proprietà indiretta esistente di 3.241.076 azioni ordinarie detenute tramite GKCC, LLC, di cui è unica membro e amministratrice. Dopo la transazione segnalata, il totale delle sue partecipazioni beneficiarie è di 3.241.076 azioni (indirette) ±è¾±Ã¹ 33.000 titoli derivati (diretti).

Nel complesso, il deposito indica un continuo allineamento tra la direttrice e gli azionisti attraverso una significativa partecipazione esistente e modesti incentivi aggiuntivi sotto forma di opzioni. La transazione non modifica in modo sostanziale il numero di azioni della società né la struttura della proprietà interna.

Immix Biopharma, Inc. (IMMX) � Formulario 4 presentado el 23/06/2025

El informe revela una transacción realizada por la Directora y propietaria del 10% Yekaterina (Katie) Chudnovsky con fecha 20/06/2025. Recibió una concesión de opciones sobre acciones por 33,000 títulos ordinarios con un precio de ejercicio de $2.24 por acción y fecha de vencimiento el 20/06/2035. La opción se adquiere en doce cuotas mensuales iguales, condicionadas a la continuidad en el cargo del consejo. La opción fue obtenida sin costo alguno (código de transacción �A�).

No se compraron ni vendieron acciones no derivadas; el formulario solo repite su propiedad indirecta existente de 3,241,076 acciones ordinarias mantenidas a través de GKCC, LLC, de la cual es única miembro y gerente. Tras la transacción reportada, su tenencia total beneficiaria es de 3,241,076 acciones (indirectas) ³¾Ã¡²õ 33,000 valores derivados (directos).

En general, la presentación señala una continua alineación entre la directora y los accionistas mediante una participación significativa existente y modestos incentivos adicionales en opciones. La transacción no altera materialmente el número de acciones de la compañía ni la estructura de propiedad interna.

Immix Biopharma, Inc. (IMMX) â€� 2025ë…� 6ì›� 23ì� 제출ë� Form 4

ì� 제출서는 ì´ì‚¬ì´ìž 10% ì§€ë¶� 보유ìžì¸ 예카테리ë‚�(ì¼€ì´í‹°) 추드노브스키가 2025ë…� 6ì›� 20ì¼ì— ì§„í–‰í•� 거래ë¥� 공개합니ë‹�. 그녀ëŠ� 보통ì£� 33,000ì£¼ì— ëŒ€í•� 스톡옵션 ë¶€ì—�ë¥� 받았으며, í–‰ì‚¬ê°€ê²©ì€ ì£¼ë‹¹ $2.24, 만료ì¼ì€ 2035ë…� 6ì›� 20ì¼ìž…니다. ì˜µì…˜ì€ ì´ì‚¬íš� 서비ìŠ� ì§€ì†ì„ 조건으로 12개월ì—� ê±¸ì³ ë™ì¼í•� 금액으로 ì·¨ë“ë©ë‹ˆë‹�. ì� ì˜µì…˜ì€ ë¹„ìš© ì—†ì´ ì·¨ë“ë˜ì—ˆìŠµë‹ˆë‹�(거래 코드 â€�Aâ€�).

비파ìƒ� 주ì‹ì€ 매매ë˜ì§€ 않았으며, 제출서는 그녀가 ë‹¨ë… íšŒì› ë°� ê´€ë¦¬ìž ì� GKCC, LLCë¥� 통해 보유í•� 기존ì� ê°„ì ‘ 소유 3,241,076ì£�ë¥� 단순íž� 반복합니ë‹�. ë³´ê³ ë� 거래 í›� 그녀ì� ì´� 실질 ë³´ìœ ëŸ‰ì€ 3,241,076ì£� (ê°„ì ‘)ì™¶Ä 33,000 íŒŒìƒ ì¦ê¶Œ (ì§ì ‘)입니ë‹�.

ì „ë°˜ì ìœ¼ë¡� ì� 제출서는 ìƒë‹¹í•� 기존 지분과 ì ì€ 추가 옵션 ì¸ì„¼í‹°ë¸Œë¥� 통해 ì´ì‚¬ì™¶Ä 주주 ê°„ì˜ ì§€ì†ì ì� ì´í•´ê´€ê³„를 나타냅니ë‹�. ì� 거래ëŠ� 회사ì� ì£¼ì‹ ìˆ˜ë‚˜ ë‚´ë¶€ìž� 소유 구조ì—� 실질ì ì¸ 변화를 주지 않습니다.

Immix Biopharma, Inc. (IMMX) � Formulaire 4 déposé le 23/06/2025

Le dépôt révèle une transaction effectuée par la directrice et détentrice de 10% Yekaterina (Katie) Chudnovsky datée du 20/06/2025. Elle a reçu une attribution d’options d’achat d’actions pour 33 000 actions ordinaires avec un prix d’exercice de 2,24 $ par action et une date d’expiration fixée au 20/06/2035. L’option se décompose en douze versements mensuels égaux, conditionnés à la poursuite de son mandat au conseil d’administration. L’option a été acquise sans frais (code transaction « A »).

Aucune action non dérivée n’a été achetée ou vendue ; le dépôt confirme simplement sa détention indirecte existante de 3 241 076 actions ordinaires détenues via GKCC, LLC, dont elle est la seule membre et gestionnaire. Après la transaction déclarée, ses avoirs bénéficiaires totaux s’élèvent à 3 241 076 actions (indirectes) plus 33 000 titres dérivés (directs).

Dans l’ensemble, ce dépôt reflète une continuité d’alignement entre la directrice et les actionnaires à travers une participation significative existante et des incitations supplémentaires modestes sous forme d’options. La transaction ne modifie pas de manière significative le nombre d’actions de la société ni la structure de propriété des initiés.

Immix Biopharma, Inc. (IMMX) � Formular 4 eingereicht am 23.06.2025

Die Einreichung offenbart eine Transaktion der Direktorin und 10%-Eigentümerin Yekaterina (Katie) Chudnovsky vom 20.06.2025. Sie erhielt eine Aktienoptionszuteilung für 33.000 Stammaktien mit einem Ausübungspreis von 2,24 $ pro Aktie und einem Verfallsdatum am 20.06.2035. Die Option wird in zwölf gleichen monatlichen Raten gewährt, abhängig vom fortgesetzten Dienst im Vorstand. Die Option wurde kostenfrei erworben (Transaktionscode �A�).

Es wurden keine nicht-derivativen Aktien gekauft oder verkauft; die Einreichung bestätigt lediglich ihren bestehenden indirekten Besitz von 3.241.076 Stammaktien, gehalten über GKCC, LLC, deren alleinige Mitgliedin und Geschäftsführerin sie ist. Nach der gemeldeten Transaktion beläuft sich ihr gesamter wirtschaftlicher Besitz auf 3.241.076 Aktien (indirekt) plus 33.000 derivative Wertpapiere (direkt).

Insgesamt signalisiert die Einreichung eine fortgesetzte Übereinstimmung zwischen der Direktorin und den Aktionären durch einen beträchtlichen bestehenden Anteil und moderate zusätzliche Optionsanreize. Die Transaktion verändert weder die Gesamtzahl der Aktien des Unternehmens noch die Insider-Besitzstruktur wesentlich.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chudnovsky Yekaterina

(Last) (First) (Middle)
C/O IMMIX BIOPHARMA, INC.
11400 WEST OLYMPIC BLVD., SUITE 200

(Street)
LOS ANGELES CA 90064

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Immix Biopharma, Inc. [ IMMX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 3,241,076 I Held by GKCC, LLC(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $2.24 06/20/2025 A 33,000 (2) 06/20/2035 Common Stock 33,000 $0.00 33,000 D
Explanation of Responses:
1. Yekaterina (Katie) Chudnovsky is the sole member and manager of GKCC, LLC and may be deemed to beneficially own the shares held by GKCC, LLC.
2. The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors.
/s/ Yekaterina Chudnovsky 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Immix Biopharma (IMMX) report on 06/23/2025?

An option grant of 33,000 shares to Director/10% owner Yekaterina Chudnovsky dated 06/20/2025.

How many stock options were granted to Yekaterina Chudnovsky and at what price?

33,000 options with an exercise price of $2.24 per share.

When do the newly granted IMMX options expire?

They expire on 06/20/2035.

How many Immix Biopharma shares does Chudnovsky own after the transaction?

3,241,076 common shares held indirectly plus 33,000 options held directly.

Were any IMMX shares sold by the insider in this Form 4 filing?

No. The filing reports an acquisition of options only; no shares were sold.
Immix Biopharma Inc

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71.09M
16.62M
40.1%
12.19%
1.4%
Biotechnology
Pharmaceutical Preparations
United States
LOS ANGELES