[Form 4] Johnson Controls International plc Insider Trading Activity
On 07/01/2025, Nathan D. Manning, Vice President & President, Americas of Johnson Controls International plc (JCI), filed a Form 4 disclosing the sale of 1,422 ordinary shares under a pre-arranged Rule 10b5-1 trading plan adopted on 12 Sep 2024. The shares were sold in two tranches at weighted-average prices of $104.56 (1,022 shares) and $105.48 (400 shares), generating roughly $149 k in gross proceeds.
Following the transactions, Manning鈥檚 direct beneficial ownership decreased marginally to about 141,860 shares, meaning he retained more than 99 % of his prior position. No derivative securities were involved, and there is no indication of earnings-related information or other corporate developments. The transaction appears to be routine portfolio management with limited market impact.
Il 07/01/2025, Nathan D. Manning, Vice Presidente e Presidente per le Americhe di Johnson Controls International plc (JCI), ha presentato un Modulo 4 comunicando la vendita di 1.422 azioni ordinarie nell'ambito di un piano di trading Rule 10b5-1 predefinito adottato il 12 settembre 2024. Le azioni sono state vendute in due tranche a prezzi medi ponderati di $104,56 (1.022 azioni) e $105,48 (400 azioni), generando circa 149.000 dollari di proventi lordi.
A seguito delle transazioni, la propriet脿 diretta di Manning 猫 diminuita marginalmente a circa 141.860 azioni, mantenendo oltre il 99% della sua posizione precedente. Non sono stati coinvolti strumenti derivati e non vi sono indicazioni di informazioni sugli utili o altri sviluppi societari. L'operazione sembra essere una gestione ordinaria del portafoglio con un impatto di mercato limitato.
El 07/01/2025, Nathan D. Manning, Vicepresidente y Presidente para las Am茅ricas de Johnson Controls International plc (JCI), present贸 un Formulario 4 revelando la venta de 1.422 acciones ordinarias bajo un plan de negociaci贸n Rule 10b5-1 preestablecido adoptado el 12 de septiembre de 2024. Las acciones se vendieron en dos tramos a precios promedio ponderados de $104.56 (1.022 acciones) y $105.48 (400 acciones), generando aproximadamente $149,000 en ingresos brutos.
Tras las transacciones, la propiedad directa de Manning disminuy贸 marginalmente a aproximadamente 141,860 acciones, conservando m谩s del 99% de su posici贸n anterior. No se involucraron valores derivados y no hay indicios de informaci贸n relacionada con ganancias u otros desarrollos corporativos. La transacci贸n parece ser una gesti贸n rutinaria de cartera con un impacto limitado en el mercado.
2025雲� 1鞗� 7鞚�, Johnson Controls International plc (JCI)鞚� 氙胳＜ 攵�靷灔鞚挫瀽 靷灔鞚� Nathan D. Manning鞚� 2024雲� 9鞗� 12鞚� 毂勴儩霅� 靷爠 靹れ爼霅� Rule 10b5-1 瓯半灅 瓿勴殟鞐� 霐半澕 1,422 氤错喌欤� 毵る弰毳� 瓿奠嫓頃橂姅 Form 4毳� 鞝滌稖頄堨姷雼堧嫟. 欤检嫕鞚� 霊� 彀鞐� 瓯胳硱 臧�欷戫弶攴� 臧�瓴� $104.56 (1,022欤�) 氚� $105.48 (400欤�)搿� 毵る弰霅橃柎 鞎� 14毵� 9觳� 雼煬鞚� 齑� 靾橃澋鞚� 彀届稖頄堨姷雼堧嫟.
瓯半灅 頉� Manning鞚� 歆侅爲 氤挫湢 歆�攵勳潃 鞎� 141,860欤�搿� 靻岉彮 臧愳唽頄堨溂氅�, 鞚挫爠 歆�攵勳潣 99% 鞚挫儊鞚� 鞙犾頄堨姷雼堧嫟. 韺岇儩靸來拡 歃濌秾鞚� 韽暔霅橃 鞎婌晿鞙茧┌, 靾橃澋 甏�霠� 鞝曤炒雮� 旮绊儉 旮办梾 臧滊皽鞐� 雽�頃� 歆曧泟霃� 鞐嗢姷雼堧嫟. 鞚措矆 瓯半灅電� 鞝滍暅霅� 鞁滌灔 鞓來枼霠レ潉 臧�歆� 鞚检儊鞝侅澑 韽姼韽措Μ鞓� 甏�毽 氤挫瀰雼堧嫟.
Le 07/01/2025, Nathan D. Manning, Vice-Pr茅sident et Pr茅sident des Am茅riques de Johnson Controls International plc (JCI), a d茅pos茅 un formulaire 4 r茅v茅lant la vente de 1 422 actions ordinaires dans le cadre d鈥檜n plan de n茅gociation Rule 10b5-1 pr茅alablement 茅tabli et adopt茅 le 12 septembre 2024. Les actions ont 茅t茅 vendues en deux tranches 脿 des prix moyens pond茅r茅s de 104,56 $ (1 022 actions) et 105,48 $ (400 actions), g茅n茅rant environ 149 000 $ de produit brut.
脌 la suite de ces transactions, la d茅tention directe de Manning a l茅g猫rement diminu茅 pour s鈥櫭﹖ablir 脿 environ 141 860 actions, ce qui signifie qu鈥檌l a conserv茅 plus de 99 % de sa position pr茅c茅dente. Aucun instrument d茅riv茅 n鈥檃 茅t茅 impliqu茅 et il n鈥檡 a aucune indication d鈥檌nformations li茅es aux r茅sultats ou 脿 d鈥檃utres d茅veloppements d鈥檈ntreprise. La transaction semble relever d鈥檜ne gestion de portefeuille de routine avec un impact limit茅 sur le march茅.
Am 07.01.2025 reichte Nathan D. Manning, Vizepr盲sident und Pr盲sident f眉r Amerika bei Johnson Controls International plc (JCI), ein Formular 4 ein, in dem der Verkauf von 1.422 Stammaktien im Rahmen eines vorab vereinbarten Rule 10b5-1 Handelsplans offengelegt wurde, der am 12. September 2024 angenommen wurde. Die Aktien wurden in zwei Tranchen zu gewichteten Durchschnittspreisen von $104,56 (1.022 Aktien) und $105,48 (400 Aktien) verkauft, was einen Bruttoerl枚s von etwa 149.000 US-Dollar erzielte.
Nach den Transaktionen verringerte sich Mannings direkte Beteiligung geringf眉gig auf etwa 141.860 Aktien, was bedeutet, dass er mehr als 99 % seiner vorherigen Position behielt. Es waren keine Derivate beteiligt und es gibt keine Hinweise auf ergebnisbezogene Informationen oder andere Unternehmensentwicklungen. Die Transaktion scheint eine routinem盲脽ige Portfolioverwaltung mit begrenzter Marktauswirkung zu sein.
- Sale conducted under a pre-arranged Rule 10b5-1 plan, limiting potential information-based trading concerns
- Insider selling of 1,422 shares can be perceived as a modest bearish signal, albeit small relative to total ownership
Insights
TL;DR: Minor insider sale; size immaterial to overall stake, neutral market impact.
The 1,422-share disposal represents less than 1 % of Manning鈥檚 ~142 k-share holding. Proceeds equal roughly $149 k, a negligible sum relative to JCI鈥檚 $71 bn market cap. Because the trades were executed under a Rule 10b5-1 plan, information-asymmetry risk is low. Historical data show JCI insiders intermittently using 10b5-1 plans without signaling significant price moves. Consequently, I classify the disclosure as non-impactful for valuation or sentiment.
TL;DR: Sale follows governance best practice; no red flags detected.
Use of a pre-scheduled 10b5-1 plan aligns with SEC guidance and reduces litigation risk. The executive remains heavily invested, preserving alignment with shareholder interests. No derivatives, pledging, or complex structures appear in the filing. From a governance standpoint, the event is routine and does not suggest strategic shifts or insider concern. Overall impact on governance risk profile is neutral.
Il 07/01/2025, Nathan D. Manning, Vice Presidente e Presidente per le Americhe di Johnson Controls International plc (JCI), ha presentato un Modulo 4 comunicando la vendita di 1.422 azioni ordinarie nell'ambito di un piano di trading Rule 10b5-1 predefinito adottato il 12 settembre 2024. Le azioni sono state vendute in due tranche a prezzi medi ponderati di $104,56 (1.022 azioni) e $105,48 (400 azioni), generando circa 149.000 dollari di proventi lordi.
A seguito delle transazioni, la propriet脿 diretta di Manning 猫 diminuita marginalmente a circa 141.860 azioni, mantenendo oltre il 99% della sua posizione precedente. Non sono stati coinvolti strumenti derivati e non vi sono indicazioni di informazioni sugli utili o altri sviluppi societari. L'operazione sembra essere una gestione ordinaria del portafoglio con un impatto di mercato limitato.
El 07/01/2025, Nathan D. Manning, Vicepresidente y Presidente para las Am茅ricas de Johnson Controls International plc (JCI), present贸 un Formulario 4 revelando la venta de 1.422 acciones ordinarias bajo un plan de negociaci贸n Rule 10b5-1 preestablecido adoptado el 12 de septiembre de 2024. Las acciones se vendieron en dos tramos a precios promedio ponderados de $104.56 (1.022 acciones) y $105.48 (400 acciones), generando aproximadamente $149,000 en ingresos brutos.
Tras las transacciones, la propiedad directa de Manning disminuy贸 marginalmente a aproximadamente 141,860 acciones, conservando m谩s del 99% de su posici贸n anterior. No se involucraron valores derivados y no hay indicios de informaci贸n relacionada con ganancias u otros desarrollos corporativos. La transacci贸n parece ser una gesti贸n rutinaria de cartera con un impacto limitado en el mercado.
2025雲� 1鞗� 7鞚�, Johnson Controls International plc (JCI)鞚� 氙胳＜ 攵�靷灔鞚挫瀽 靷灔鞚� Nathan D. Manning鞚� 2024雲� 9鞗� 12鞚� 毂勴儩霅� 靷爠 靹れ爼霅� Rule 10b5-1 瓯半灅 瓿勴殟鞐� 霐半澕 1,422 氤错喌欤� 毵る弰毳� 瓿奠嫓頃橂姅 Form 4毳� 鞝滌稖頄堨姷雼堧嫟. 欤检嫕鞚� 霊� 彀鞐� 瓯胳硱 臧�欷戫弶攴� 臧�瓴� $104.56 (1,022欤�) 氚� $105.48 (400欤�)搿� 毵る弰霅橃柎 鞎� 14毵� 9觳� 雼煬鞚� 齑� 靾橃澋鞚� 彀届稖頄堨姷雼堧嫟.
瓯半灅 頉� Manning鞚� 歆侅爲 氤挫湢 歆�攵勳潃 鞎� 141,860欤�搿� 靻岉彮 臧愳唽頄堨溂氅�, 鞚挫爠 歆�攵勳潣 99% 鞚挫儊鞚� 鞙犾頄堨姷雼堧嫟. 韺岇儩靸來拡 歃濌秾鞚� 韽暔霅橃 鞎婌晿鞙茧┌, 靾橃澋 甏�霠� 鞝曤炒雮� 旮绊儉 旮办梾 臧滊皽鞐� 雽�頃� 歆曧泟霃� 鞐嗢姷雼堧嫟. 鞚措矆 瓯半灅電� 鞝滍暅霅� 鞁滌灔 鞓來枼霠レ潉 臧�歆� 鞚检儊鞝侅澑 韽姼韽措Μ鞓� 甏�毽 氤挫瀰雼堧嫟.
Le 07/01/2025, Nathan D. Manning, Vice-Pr茅sident et Pr茅sident des Am茅riques de Johnson Controls International plc (JCI), a d茅pos茅 un formulaire 4 r茅v茅lant la vente de 1 422 actions ordinaires dans le cadre d鈥檜n plan de n茅gociation Rule 10b5-1 pr茅alablement 茅tabli et adopt茅 le 12 septembre 2024. Les actions ont 茅t茅 vendues en deux tranches 脿 des prix moyens pond茅r茅s de 104,56 $ (1 022 actions) et 105,48 $ (400 actions), g茅n茅rant environ 149 000 $ de produit brut.
脌 la suite de ces transactions, la d茅tention directe de Manning a l茅g猫rement diminu茅 pour s鈥櫭﹖ablir 脿 environ 141 860 actions, ce qui signifie qu鈥檌l a conserv茅 plus de 99 % de sa position pr茅c茅dente. Aucun instrument d茅riv茅 n鈥檃 茅t茅 impliqu茅 et il n鈥檡 a aucune indication d鈥檌nformations li茅es aux r茅sultats ou 脿 d鈥檃utres d茅veloppements d鈥檈ntreprise. La transaction semble relever d鈥檜ne gestion de portefeuille de routine avec un impact limit茅 sur le march茅.
Am 07.01.2025 reichte Nathan D. Manning, Vizepr盲sident und Pr盲sident f眉r Amerika bei Johnson Controls International plc (JCI), ein Formular 4 ein, in dem der Verkauf von 1.422 Stammaktien im Rahmen eines vorab vereinbarten Rule 10b5-1 Handelsplans offengelegt wurde, der am 12. September 2024 angenommen wurde. Die Aktien wurden in zwei Tranchen zu gewichteten Durchschnittspreisen von $104,56 (1.022 Aktien) und $105,48 (400 Aktien) verkauft, was einen Bruttoerl枚s von etwa 149.000 US-Dollar erzielte.
Nach den Transaktionen verringerte sich Mannings direkte Beteiligung geringf眉gig auf etwa 141.860 Aktien, was bedeutet, dass er mehr als 99 % seiner vorherigen Position behielt. Es waren keine Derivate beteiligt und es gibt keine Hinweise auf ergebnisbezogene Informationen oder andere Unternehmensentwicklungen. Die Transaktion scheint eine routinem盲脽ige Portfolioverwaltung mit begrenzter Marktauswirkung zu sein.
FAQ
How many Johnson Controls (JCI) shares did Nathan D. Manning sell?
What prices were the JCI shares sold at?
Does Manning still hold a significant stake after the sale?
Was the transaction executed under a Rule 10b5-1 plan?
Were any derivative securities involved in this Form 4?
