AGÕæÈ˹ٷ½

STOCK TITAN

[Form 4] Main Street Capital Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

NetApp, Inc. (NTAP) EVP & Chief Administrative Officer Elizabeth M. O'Callahan has filed a Form 4 disclosing the sale of 1,000 common shares on 07/10/2025 at $106.84 per share. The trade was executed under a Rule 10b5-1 plan adopted on 11/29/2024, indicating it was pre-scheduled. After the transaction, the executive owns 24,251 shares directly. No derivative securities were reported.

The disposition is modest—about US $107,000—and does not represent a material percentage of either the insider’s holdings or NetApp’s total shares outstanding. Consequently, the filing is viewed as a routine compliance event rather than a signal of strategic or financial change at the company.

Elizabeth M. O'Callahan, EVP e Chief Administrative Officer di NetApp, Inc. (NTAP), ha presentato un Modulo 4 comunicando la vendita di 1.000 azioni ordinarie avvenuta il 10/07/2025 a 106,84 $ per azione. L'operazione è stata eseguita nell'ambito di un piano Rule 10b5-1 adottato il 29/11/2024, indicando che era programmata in anticipo. Dopo la transazione, la dirigente possiede direttamente 24.251 azioni. Non sono stati segnalati titoli derivati.

La cessione è modesta—circa 107.000 dollari USA—e non rappresenta una percentuale significativa né rispetto alle partecipazioni dell’insider né al totale delle azioni in circolazione di NetApp. Di conseguenza, la comunicazione è considerata un evento di conformità ordinario piuttosto che un segnale di cambiamento strategico o finanziario nell’azienda.

Elizabeth M. O'Callahan, EVP y Chief Administrative Officer de NetApp, Inc. (NTAP), ha presentado un Formulario 4 revelando la venta de 1,000 acciones ordinarias el 10/07/2025 a $106.84 por acción. La operación se realizó bajo un plan Rule 10b5-1 adoptado el 29/11/2024, lo que indica que fue programada previamente. Tras la transacción, la ejecutiva posee directamente 24,251 acciones. No se reportaron valores derivados.

La disposición es modesta—alrededor de 107,000 dólares estadounidenses—y no representa un porcentaje material ni de las participaciones del insider ni del total de acciones en circulación de NetApp. Por lo tanto, la presentación se considera un evento rutinario de cumplimiento más que una señal de cambio estratégico o financiero en la compañía.

NetApp, Inc. (NTAP) EVP ê²� ìµœê³ ê´€ë¦¬ì±…ìž„ìž Elizabeth M. O'Callahanì� 2025ë…� 7ì›� 10ì¼ì— 1,000ì£� 보통ì£� 매ë„ë¥� 신고하는 Form 4ë¥� 제출했습니다. 해당 거래ëŠ� 2024ë…� 11ì›� 29ì¼ì— 채íƒë� Rule 10b5-1 계íšì—� ë”°ë¼ ì‚¬ì „ 예약ë� ê±°ëž˜ìž„ì„ ë‚˜íƒ€ëƒ…ë‹ˆë‹�. 거래 í›� ìž„ì›ì€ ì§ì ‘ 24,251주를 보유하고 있으ë©�, 파ìƒì¦ê¶Œì€ ë³´ê³ ë˜ì§€ 않았습니ë‹�.

ì´ë²ˆ 처분 규모ëŠ� ì•� 미화 107,000달러ë¡� 소액ì´ë©°, ë‚´ë¶€ìž� 보유 주ì‹ì´ë‚˜ NetAppì� ì „ì²´ 발행 ì£¼ì‹ ëŒ€ë¹� 중요í•� 비율ì� 차지하지 않습니다. ë”°ë¼ì„� ì� ì‹ ê³ ëŠ� 회사ì� ì „ëžµì � ë˜ëŠ” 재무ì � ë³€í™� 신호보다ëŠ� ì¼ìƒì ì¸ 준ìˆ� ì´ë²¤íŠ¸ë¡œ 간주ë©ë‹ˆë‹�.

Elizabeth M. O'Callahan, EVP et Chief Administrative Officer de NetApp, Inc. (NTAP), a déposé un formulaire 4 révélant la vente de 1 000 actions ordinaires le 10/07/2025 au prix de 106,84 $ par action. La transaction a été réalisée dans le cadre d’un plan Rule 10b5-1 adopté le 29/11/2024, ce qui indique qu’elle était programmée à l’avance. Après la transaction, la dirigeante détient directement 24 251 actions. Aucun titre dérivé n’a été déclaré.

Cette cession est modeste—environ 107 000 dollars américains—et ne représente pas un pourcentage significatif des avoirs de l’initié ni du total des actions en circulation de NetApp. Par conséquent, ce dépôt est considéré comme un événement de conformité de routine plutôt qu’un signe de changement stratégique ou financier au sein de l’entreprise.

Elizabeth M. O'Callahan, EVP und Chief Administrative Officer von NetApp, Inc. (NTAP), hat ein Formular 4 eingereicht, in dem der Verkauf von 1.000 Stammaktien am 10.07.2025 zu 106,84 $ pro Aktie offengelegt wird. Der Handel wurde im Rahmen eines am 29.11.2024 angenommenen Rule 10b5-1-Plans durchgeführt, was darauf hinweist, dass er vorab geplant war. Nach der Transaktion besitzt die Führungskraft direkt 24.251 Aktien. Es wurden keine derivativen Wertpapiere gemeldet.

Die Veräußerung ist geringfügig � etwa 107.000 US-Dollar � und stellt keinen wesentlichen Anteil an den Beständen des Insiders oder der insgesamt ausstehenden Aktien von NetApp dar. Folglich wird die Meldung als routinemäßiges Compliance-Ereignis betrachtet und nicht als Signal für strategische oder finanzielle Veränderungen im Unternehmen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Small, pre-planned insider sale—neutral impact.

This Form 4 reflects an immaterial sale (~1,000 shares) by a senior executive under a Rule 10b5-1 plan. The remaining 24,251-share stake suggests continued alignment with shareholders. Given NetApp’s market capitalization, the dollar value is negligible and provides no directional insight into operating fundamentals or near-term performance. I classify the event as routine and not impactful to the investment thesis.

TL;DR: Proper Rule 10b5-1 disclosure; governance practices intact.

The filing demonstrates adherence to best practices: advance adoption of a 10b5-1 trading plan (11/29/2024) and timely Form 4 submission. The small sale size and clear documentation reduce concerns about opportunistic trading. From a governance standpoint, transparency is adequate and no red flags emerge. Impact on shareholder perception is neutral.

Elizabeth M. O'Callahan, EVP e Chief Administrative Officer di NetApp, Inc. (NTAP), ha presentato un Modulo 4 comunicando la vendita di 1.000 azioni ordinarie avvenuta il 10/07/2025 a 106,84 $ per azione. L'operazione è stata eseguita nell'ambito di un piano Rule 10b5-1 adottato il 29/11/2024, indicando che era programmata in anticipo. Dopo la transazione, la dirigente possiede direttamente 24.251 azioni. Non sono stati segnalati titoli derivati.

La cessione è modesta—circa 107.000 dollari USA—e non rappresenta una percentuale significativa né rispetto alle partecipazioni dell’insider né al totale delle azioni in circolazione di NetApp. Di conseguenza, la comunicazione è considerata un evento di conformità ordinario piuttosto che un segnale di cambiamento strategico o finanziario nell’azienda.

Elizabeth M. O'Callahan, EVP y Chief Administrative Officer de NetApp, Inc. (NTAP), ha presentado un Formulario 4 revelando la venta de 1,000 acciones ordinarias el 10/07/2025 a $106.84 por acción. La operación se realizó bajo un plan Rule 10b5-1 adoptado el 29/11/2024, lo que indica que fue programada previamente. Tras la transacción, la ejecutiva posee directamente 24,251 acciones. No se reportaron valores derivados.

La disposición es modesta—alrededor de 107,000 dólares estadounidenses—y no representa un porcentaje material ni de las participaciones del insider ni del total de acciones en circulación de NetApp. Por lo tanto, la presentación se considera un evento rutinario de cumplimiento más que una señal de cambio estratégico o financiero en la compañía.

NetApp, Inc. (NTAP) EVP ê²� ìµœê³ ê´€ë¦¬ì±…ìž„ìž Elizabeth M. O'Callahanì� 2025ë…� 7ì›� 10ì¼ì— 1,000ì£� 보통ì£� 매ë„ë¥� 신고하는 Form 4ë¥� 제출했습니다. 해당 거래ëŠ� 2024ë…� 11ì›� 29ì¼ì— 채íƒë� Rule 10b5-1 계íšì—� ë”°ë¼ ì‚¬ì „ 예약ë� ê±°ëž˜ìž„ì„ ë‚˜íƒ€ëƒ…ë‹ˆë‹�. 거래 í›� ìž„ì›ì€ ì§ì ‘ 24,251주를 보유하고 있으ë©�, 파ìƒì¦ê¶Œì€ ë³´ê³ ë˜ì§€ 않았습니ë‹�.

ì´ë²ˆ 처분 규모ëŠ� ì•� 미화 107,000달러ë¡� 소액ì´ë©°, ë‚´ë¶€ìž� 보유 주ì‹ì´ë‚˜ NetAppì� ì „ì²´ 발행 ì£¼ì‹ ëŒ€ë¹� 중요í•� 비율ì� 차지하지 않습니다. ë”°ë¼ì„� ì� ì‹ ê³ ëŠ� 회사ì� ì „ëžµì � ë˜ëŠ” 재무ì � ë³€í™� 신호보다ëŠ� ì¼ìƒì ì¸ 준ìˆ� ì´ë²¤íŠ¸ë¡œ 간주ë©ë‹ˆë‹�.

Elizabeth M. O'Callahan, EVP et Chief Administrative Officer de NetApp, Inc. (NTAP), a déposé un formulaire 4 révélant la vente de 1 000 actions ordinaires le 10/07/2025 au prix de 106,84 $ par action. La transaction a été réalisée dans le cadre d’un plan Rule 10b5-1 adopté le 29/11/2024, ce qui indique qu’elle était programmée à l’avance. Après la transaction, la dirigeante détient directement 24 251 actions. Aucun titre dérivé n’a été déclaré.

Cette cession est modeste—environ 107 000 dollars américains—et ne représente pas un pourcentage significatif des avoirs de l’initié ni du total des actions en circulation de NetApp. Par conséquent, ce dépôt est considéré comme un événement de conformité de routine plutôt qu’un signe de changement stratégique ou financier au sein de l’entreprise.

Elizabeth M. O'Callahan, EVP und Chief Administrative Officer von NetApp, Inc. (NTAP), hat ein Formular 4 eingereicht, in dem der Verkauf von 1.000 Stammaktien am 10.07.2025 zu 106,84 $ pro Aktie offengelegt wird. Der Handel wurde im Rahmen eines am 29.11.2024 angenommenen Rule 10b5-1-Plans durchgeführt, was darauf hinweist, dass er vorab geplant war. Nach der Transaktion besitzt die Führungskraft direkt 24.251 Aktien. Es wurden keine derivativen Wertpapiere gemeldet.

Die Veräußerung ist geringfügig � etwa 107.000 US-Dollar � und stellt keinen wesentlichen Anteil an den Beständen des Insiders oder der insgesamt ausstehenden Aktien von NetApp dar. Folglich wird die Meldung als routinemäßiges Compliance-Ereignis betrachtet und nicht als Signal für strategische oder finanzielle Veränderungen im Unternehmen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Beauvais Jason B

(Last) (First) (Middle)
1300 POST OAK BLVD, 8TH FLOOR

(Street)
HOUSTON TX 77056

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, GC, SECRETARY
3. Date of Earliest Transaction (Month/Day/Year)
06/27/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/27/2025 J(1) V 119.115 A $59.32 181,645.1509 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
/s/ Jason B. Beauvais 07/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many NetApp (NTAP) shares did EVP Elizabeth O'Callahan sell?

She sold 1,000 common shares on 07/10/2025.

What was the sale price in the NTAP insider trade?

The shares were sold at $106.84 per share.

How many NTAP shares does the insider hold after the transaction?

O'Callahan now directly owns 24,251 shares.

Was the transaction made under a Rule 10b5-1 plan?

Yes. The Form 4 states the trade was executed under a 10b5-1 plan adopted on 11/29/2024.

Does the filing involve any derivative securities?

No derivative securities were acquired or disposed of in this filing.

Is this insider sale significant for NetApp investors?

Given its small size relative to both insider holdings and company float, the sale is considered routine and not materially significant.
Main Str Cap Corp

NYSE:MAIN

MAIN Rankings

MAIN Latest News

MAIN Latest SEC Filings

MAIN Stock Data

5.75B
85.50M
4%
22.7%
3.72%
Asset Management
Crude Petroleum & Natural Gas
United States
HOUSTON