Welcome to our dedicated page for Minim SEC filings (Ticker: MINM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tracking Minim Inc鈥檚 progress in automated grid stability often means sifting through hundreds of pages of engineering jargon and regulatory detail. Whether you need capital-expenditure breakdowns for new control hardware or clarity on licensing revenue, the company鈥檚 disclosures can feel overwhelming.
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SEC Form 4 filing for Ecolab Inc. (ECL) discloses two transactions by Director David W. MacLennan on 30 Jun 2025.
- Dividend reinvestment: 126.18 common shares acquired at $0 under the company鈥檚 Non-Employee Director Stock Option and Deferred Compensation Plan, which automatically reinvests cash dividends.
- Open-market purchase: 43.23 common shares acquired at $267.48 per share.
Following these transactions, MacLennan鈥檚 direct holdings rise to 19,653.49 shares. He also reports indirect ownership of 3,500 shares through the Kathleen F. MacLennan Revocable Trust and 709 shares held in sibling trusts, bringing total reported beneficial ownership to 23,862.49 shares.
No derivative securities were involved, and no dispositions were reported. The filing was signed on 2 Jul 2025 by an attorney-in-fact.
Barclays Bank PLC is marketing Partial Principal at Risk Securities linked to the S&P 500庐 Index. The $1,000-denominated notes will be priced on 30 June 2025 and mature on 5 January 2027. They offer a 100% participation rate in any positive index return, but total upside is capped at a maximum payment of at least $1,127 (鈮� 112.7% of principal). If the index ends below its initial level, holders receive principal reduced by the index鈥檚 percentage decline, subject to a minimum payment of $850; the worst-case loss is therefore 15% of invested capital.
The notes pay no periodic interest, are senior unsecured obligations of Barclays, and are exposed to both the bank鈥檚 credit risk and potential U.K. bail-in. Barclays鈥� own pricing models value the securities at $919.90鈥�$969.90, noticeably below the $1,000 issue price, reflecting dealer compensation, hedging costs and structuring margin.
No exchange listing is planned, so liquidity will depend on Barclays making markets, and resale prices may be well below both issue price and model value. Additional risks disclosed include limited upside, potential negative impact of Barclays鈥� hedging, model uncertainty, and possible early acceleration upon regulatory change-in-law events.
These notes may suit investors seeking moderate, capped equity exposure with partial downside protection over an 18-month horizon, but investors give up dividends, accept limited upside and bear issuer and market liquidity risk.
FiEE (Nasdaq: MINM) filed a Form 8-K reporting that director David Lazar will resign effective June 30 2025. The company states the departure is not due to any disagreement regarding its operations, policies, or practices. No other board or management changes, financial data, or strategic updates were disclosed. Investors should watch how the vacancy is filled and whether committee compositions or governance ratings are affected.
FiEE (formerly Minim) (NASDAQ: MINM) has successfully regained compliance with Nasdaq's minimum bid price requirement, as announced in an 8-K filing dated June 28, 2025. The company received formal notification from Nasdaq on June 18, 2025, confirming that its common stock maintained a bid price above $1.00 for 12 consecutive business days from June 2-17, 2025.
Key points:
- Company has satisfied Listing Rule 5550(a)(2) requirements
- Compliance matter has been officially closed by Nasdaq
- Trading continues on the Nasdaq Capital Market
- Company maintains Delaware incorporation with headquarters in Hong Kong
This development represents a positive milestone for FiEE, removing the risk of potential delisting and affirming its continued presence on the Nasdaq Capital Market. The filing was signed by CEO Li Wai Chung.
FiEE, Inc. has distributed a Definitive Information Statement dated June 23 2025 describing a charter amendment approved on May 9 2025 by holders of a majority of its Common Stock and Series A Convertible Preferred Stock, acting by written consent.
- Authorized preferred stock corrected to 10,000,000 shares, par $0.001, replacing the erroneous 3,000,000 shares at $0.01.
- Series A voting rights reset: each preferred share now votes as if converted at a ratio equal to its $1.40 stated value divided by the Nasdaq Rule 5635(d) 鈥淢inimum Price,鈥� still ignoring conversion limits.
- Anti-dilution adjustment capped so any change in stated value that would require shareholder approval under Rule 5635(d) is avoided.
- Waiver provision: a simple majority of Series A voting power may waive full-ratchet anti-dilution protection.
No proxies are solicited; the amendment becomes effective at least 20 days after mailing, in accordance with Rule 14c-2. No further shareholder action is required.