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STOCK TITAN

[Form 4] Principal Financial Group, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Principal Financial Group, Inc. (PFG) � Form 4 filing: EVP & Chief Growth Officer Vivek Agrawal reported the grant of 192 restricted stock units (RSUs) on 06/27/2025. The RSUs were recorded at a transaction price of $0, indicating they were part of the company’s equity-based compensation program rather than an open-market purchase. Following this award, Agrawal’s direct beneficial ownership rose to 32,865 common shares. No derivative transactions were disclosed. The filing is a routine Section 16 disclosure with no indication of open-market buying or selling and therefore carries limited market impact.

Principal Financial Group, Inc. (PFG) � Comunicazione Form 4: Il Vicepresidente Esecutivo e Chief Growth Officer Vivek Agrawal ha segnalato la concessione di 192 unità azionarie vincolate (RSU) il 27/06/2025. Le RSU sono state registrate a un prezzo di transazione di $0, indicando che facevano parte del programma di compensazione azionaria della società e non di un acquisto sul mercato aperto. Dopo questo riconoscimento, la proprietà diretta di Agrawal è salita a 32.865 azioni ordinarie. Non sono state dichiarate transazioni derivate. La comunicazione è una normale segnalazione ai sensi della Sezione 16 senza indicazioni di acquisti o vendite sul mercato aperto e quindi ha un impatto limitato sul mercato.

Principal Financial Group, Inc. (PFG) � Presentación del Formulario 4: El Vicepresidente Ejecutivo y Director de Crecimiento Vivek Agrawal reportó la concesión de 192 unidades de acciones restringidas (RSU) el 27/06/2025. Las RSU se registraron a un precio de transacción de $0, lo que indica que formaban parte del programa de compensación basado en acciones de la empresa y no de una compra en el mercado abierto. Tras esta concesión, la propiedad directa beneficiaria de Agrawal aumentó a 32,865 acciones ordinarias. No se divulgaron transacciones derivadas. La presentación es una divulgación rutinaria bajo la Sección 16 sin indicios de compra o venta en el mercado abierto, por lo que tiene un impacto limitado en el mercado.

Principal Financial Group, Inc. (PFG) â€� Form 4 제출: EVP ê²� 최고성장책임ìž� Vivek Agrawalì� 2025ë…� 6ì›� 27ì¼ì— 192ê°œì˜ ì œí•œ ì£¼ì‹ ë‹¨ìœ„(RSU) ë¶€ì—�ë¥� 보고했습니다. RSUëŠ� 거래 ê°€ê²� $0ë¡� 기ë¡ë˜ì–´, ì´ëŠ” 회사ì� ì§€ë¶� 기반 ë³´ìƒ í”„ë¡œê·¸ëž¨ì� ì¼ë¶€ìž„ì„ ë‚˜íƒ€ë‚´ë©°, 공개 시장ì—서ì� 매수가 아님ì� ì˜ë¯¸í•©ë‹ˆë‹�. ì� 수여 ì´í›„ Agrawalì� ì§ì ‘ ì§€ë¶� 보유ëŠ� 32,865 보통ì£�ë¡� ì¦ê°€í–ˆìŠµë‹ˆë‹¤. íŒŒìƒ ê±°ëž˜ëŠ� 공개ë˜ì§€ 않았습니ë‹�. ì� ì œì¶œì€ ì„¹ì…˜ 16ì� 정기 ë³´ê³ ë¡� 공개 시장ì—서ì� 매수 ë˜ëŠ” ë§¤ë„ ì‹ í˜¸ê°€ 없으ë©� ë”°ë¼ì„� 시장ì—� 미치ëŠ� ì˜í–¥ì€ 제한ì ìž…니다.

Principal Financial Group, Inc. (PFG) � Dépôt du formulaire 4 : Le EVP et Chief Growth Officer Vivek Agrawal a déclaré l'octroi de 192 unités d’actions restreintes (RSU) le 27/06/2025. Les RSU ont été enregistrées à un prix de transaction de 0 $, indiquant qu’elles faisaient partie du programme de rémunération en actions de la société et non d’un achat sur le marché libre. Suite à cette attribution, la propriété bénéficiaire directe d’Agrawal est passée à 32 865 actions ordinaires. Aucune transaction dérivée n’a été divulguée. Ce dépôt est une divulgation de routine en vertu de la Section 16 sans indication d’achat ou de vente sur le marché libre et a donc un impact limité sur le marché.

Principal Financial Group, Inc. (PFG) � Form 4 Einreichung: EVP & Chief Growth Officer Vivek Agrawal meldete die Zuteilung von 192 Restricted Stock Units (RSUs) am 27.06.2025. Die RSUs wurden zu einem Transaktionspreis von $0 verbucht, was darauf hinweist, dass sie Teil des aktienbasierten Vergütungsprogramms des Unternehmens und kein Kauf am offenen Markt waren. Nach dieser Zuteilung stieg Agrawals direkte wirtschaftliche Eigentümerschaft auf 32.865 Stammaktien. Es wurden keine Derivatgeschäfte offengelegt. Die Meldung ist eine routinemäßige Offenlegung gemäß Abschnitt 16 ohne Anzeichen für Käufe oder Verkäufe am offenen Markt und hat daher nur begrenzte Auswirkungen auf den Markt.

Positive
  • Insider ownership increases: Agrawal’s holdings rose to 32,865 shares, marginally enhancing alignment with shareholders.
Negative
  • Minimal signaling value: A 192-share RSU grant is too small and non-open-market to meaningfully indicate insider sentiment.

Insights

TL;DR: Small RSU grant; routine compensation; negligible market impact.

The 192-share RSU award marginally increases executive ownership but represents an immaterial fraction of PFG’s outstanding shares. Because it is a zero-cost, non-open-market grant, it provides little incremental insight into management’s view of valuation. The filing satisfies compliance requirements and does not alter the company’s capital structure or guidance.

TL;DR: Standard incentive grant aligns EVP interests with shareholders.

Issuing RSUs continues PFG’s practice of stock-based pay to align executive incentives with long-term performance. While the award size is modest, cumulative grants can strengthen alignment over time. No red flags appear in reporting timeliness or form accuracy.

Principal Financial Group, Inc. (PFG) � Comunicazione Form 4: Il Vicepresidente Esecutivo e Chief Growth Officer Vivek Agrawal ha segnalato la concessione di 192 unità azionarie vincolate (RSU) il 27/06/2025. Le RSU sono state registrate a un prezzo di transazione di $0, indicando che facevano parte del programma di compensazione azionaria della società e non di un acquisto sul mercato aperto. Dopo questo riconoscimento, la proprietà diretta di Agrawal è salita a 32.865 azioni ordinarie. Non sono state dichiarate transazioni derivate. La comunicazione è una normale segnalazione ai sensi della Sezione 16 senza indicazioni di acquisti o vendite sul mercato aperto e quindi ha un impatto limitato sul mercato.

Principal Financial Group, Inc. (PFG) � Presentación del Formulario 4: El Vicepresidente Ejecutivo y Director de Crecimiento Vivek Agrawal reportó la concesión de 192 unidades de acciones restringidas (RSU) el 27/06/2025. Las RSU se registraron a un precio de transacción de $0, lo que indica que formaban parte del programa de compensación basado en acciones de la empresa y no de una compra en el mercado abierto. Tras esta concesión, la propiedad directa beneficiaria de Agrawal aumentó a 32,865 acciones ordinarias. No se divulgaron transacciones derivadas. La presentación es una divulgación rutinaria bajo la Sección 16 sin indicios de compra o venta en el mercado abierto, por lo que tiene un impacto limitado en el mercado.

Principal Financial Group, Inc. (PFG) â€� Form 4 제출: EVP ê²� 최고성장책임ìž� Vivek Agrawalì� 2025ë…� 6ì›� 27ì¼ì— 192ê°œì˜ ì œí•œ ì£¼ì‹ ë‹¨ìœ„(RSU) ë¶€ì—�ë¥� 보고했습니다. RSUëŠ� 거래 ê°€ê²� $0ë¡� 기ë¡ë˜ì–´, ì´ëŠ” 회사ì� ì§€ë¶� 기반 ë³´ìƒ í”„ë¡œê·¸ëž¨ì� ì¼ë¶€ìž„ì„ ë‚˜íƒ€ë‚´ë©°, 공개 시장ì—서ì� 매수가 아님ì� ì˜ë¯¸í•©ë‹ˆë‹�. ì� 수여 ì´í›„ Agrawalì� ì§ì ‘ ì§€ë¶� 보유ëŠ� 32,865 보통ì£�ë¡� ì¦ê°€í–ˆìŠµë‹ˆë‹¤. íŒŒìƒ ê±°ëž˜ëŠ� 공개ë˜ì§€ 않았습니ë‹�. ì� ì œì¶œì€ ì„¹ì…˜ 16ì� 정기 ë³´ê³ ë¡� 공개 시장ì—서ì� 매수 ë˜ëŠ” ë§¤ë„ ì‹ í˜¸ê°€ 없으ë©� ë”°ë¼ì„� 시장ì—� 미치ëŠ� ì˜í–¥ì€ 제한ì ìž…니다.

Principal Financial Group, Inc. (PFG) � Dépôt du formulaire 4 : Le EVP et Chief Growth Officer Vivek Agrawal a déclaré l'octroi de 192 unités d’actions restreintes (RSU) le 27/06/2025. Les RSU ont été enregistrées à un prix de transaction de 0 $, indiquant qu’elles faisaient partie du programme de rémunération en actions de la société et non d’un achat sur le marché libre. Suite à cette attribution, la propriété bénéficiaire directe d’Agrawal est passée à 32 865 actions ordinaires. Aucune transaction dérivée n’a été divulguée. Ce dépôt est une divulgation de routine en vertu de la Section 16 sans indication d’achat ou de vente sur le marché libre et a donc un impact limité sur le marché.

Principal Financial Group, Inc. (PFG) � Form 4 Einreichung: EVP & Chief Growth Officer Vivek Agrawal meldete die Zuteilung von 192 Restricted Stock Units (RSUs) am 27.06.2025. Die RSUs wurden zu einem Transaktionspreis von $0 verbucht, was darauf hinweist, dass sie Teil des aktienbasierten Vergütungsprogramms des Unternehmens und kein Kauf am offenen Markt waren. Nach dieser Zuteilung stieg Agrawals direkte wirtschaftliche Eigentümerschaft auf 32.865 Stammaktien. Es wurden keine Derivatgeschäfte offengelegt. Die Meldung ist eine routinemäßige Offenlegung gemäß Abschnitt 16 ohne Anzeichen für Käufe oder Verkäufe am offenen Markt und hat daher nur begrenzte Auswirkungen auf den Markt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Agrawal Vivek

(Last) (First) (Middle)
711 HIGH STREET

(Street)
DES MOINES IA 50392

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Growth Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/27/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/27/2025 A 192 A $0(1) 32,865 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units.
Chris Agbe-Davies as Attorney-in-Fact 07/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many PFG shares did EVP Vivek Agrawal acquire?

He received 192 restricted stock units on 06/27/2025.

What is Agrawal’s total PFG ownership after the transaction?

His direct beneficial ownership is now 32,865 common shares.

Was the transaction an open-market purchase?

No. It was a zero-cost RSU grant under the company’s compensation plan.

Were any derivative securities exercised or disposed of?

No derivative transactions were reported in this Form 4.

Does this Form 4 filing materially impact PFG’s share count?

No. The 192-share grant is immaterial relative to PFG’s total shares outstanding.
Principal Financial

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PFG Stock Data

17.28B
221.49M
1.1%
73.61%
1.77%
Asset Management
Accident & Health Insurance
United States
DES MOINES