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[Form 4] Principal Financial Group, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Principal Financial Group, Inc. (PFG) � Form 4 filing dated 07/01/2025. Executive Vice-President, Principal Asia, Wee Yee Cheong reported the award of 617 restricted stock units (treated as an acquisition of common stock at a stated price of $0) on 06/27/2025. Following the grant, the executive’s direct beneficial ownership totals 82,684 common shares, which already includes 1,730 shares accumulated through the company’s Employee Stock Purchase Plan. No derivative securities transactions were reported, and there was no open-market buying or selling activity disclosed. The filing reflects routine equity compensation designed to align management incentives with shareholder interests rather than a discretionary purchase. No other insiders were listed, and no amendments to prior filings were noted.

Principal Financial Group, Inc. (PFG) � Comunicazione Form 4 datata 01/07/2025. Il Vicepresidente Esecutivo di Principal Asia, Wee Yee Cheong, ha segnalato il conferimento di 617 unità di azioni vincolate (considerate come acquisizione di azioni ordinarie a un prezzo nominale di $0) in data 27/06/2025. A seguito della concessione, la posizione diretta di proprietà effettiva dell’esecutivo ammonta a 82.684 azioni ordinarie, comprensive di 1.730 azioni accumulate tramite il Piano di Acquisto Azionario per Dipendenti della società. Non sono state riportate transazioni su titoli derivati né attività di acquisto o vendita sul mercato aperto. La comunicazione riflette una normale compensazione azionaria finalizzata ad allineare gli incentivi del management con gli interessi degli azionisti, e non un acquisto discrezionale. Non sono stati indicati altri insider né modifiche a comunicazioni precedenti.

Principal Financial Group, Inc. (PFG) � Presentación del Formulario 4 con fecha 01/07/2025. El Vicepresidente Ejecutivo de Principal Asia, Wee Yee Cheong, reportó la adjudicación de 617 unidades de acciones restringidas (tratadas como adquisición de acciones ordinarias a un precio declarado de $0) el 27/06/2025. Tras la concesión, la posesión directa y beneficiosa del ejecutivo suma 82,684 acciones ordinarias, que ya incluyen 1,730 acciones acumuladas a través del Plan de Compra de Acciones para Empleados de la compañía. No se reportaron transacciones con valores derivados ni actividad de compra o venta en el mercado abierto. La presentación refleja una compensación accionaria rutinaria diseñada para alinear los incentivos de la gerencia con los intereses de los accionistas, más que una compra discrecional. No se listaron otros insiders ni se señalaron enmiendas a presentaciones previas.

Principal Financial Group, Inc. (PFG) � 2025� 7� 1일자 Form 4 제출. Principal Asia� 부사장 Wee Yee Cheong가 2025� 6� 27일에 617개의 제한 주식 단위 수여� 신고하였습니�(명시� 가� $0� 보통� 취득으로 처리�). 수여 �, 해당 임원� 직접 실질 소유 주식 수는 82,684��, � 중에� 회사� 직원 주식 구매 계획� 통해 누적� 1,730�가 포함되어 있습니다. 파생 증권 거래� 보고되지 않았으며, 공개 시장에서� 매수 또는 매도 활동� 없었습니�. 이번 제출은 경영� 인센티브� 주주 이익� 일치시키� 위한 일상적인 주식 보상으로, 임의 매입� 아님� 반영합니�. 다른 내부자는 명시되지 않았�, 이전 제출� 수정 사항� 없었습니�.

Principal Financial Group, Inc. (PFG) � Dépôt du formulaire 4 daté du 01/07/2025. Le vice-président exécutif de Principal Asia, Wee Yee Cheong, a déclaré l�attribution de 617 unités d’actions restreintes (considérées comme une acquisition d’actions ordinaires à un prix déclaré de 0 $) le 27/06/2025. Suite à cette attribution, la possession directe bénéficiaire de l’exécutif s’élève à 82 684 actions ordinaires, incluant déjà 1 730 actions accumulées via le Plan d’Achat d’Actions des Employés de la société. Aucune transaction sur titres dérivés n’a été signalée, et aucune activité d’achat ou de vente sur le marché ouvert n’a été divulguée. Le dépôt reflète une rémunération en actions de routine destinée à aligner les incitations de la direction avec les intérêts des actionnaires, plutôt qu’un achat discrétionnaire. Aucun autre initié n’a été mentionné, et aucune modification des dépôts antérieurs n’a été notée.

Principal Financial Group, Inc. (PFG) � Form 4 Einreichung vom 01.07.2025. Der Executive Vice President von Principal Asia, Wee Yee Cheong, meldete die Zuteilung von 617 Restricted Stock Units (behandelt als Erwerb von Stammaktien zu einem angegebenen Preis von 0 $) am 27.06.2025. Nach der Zuteilung beträgt das direkte wirtschaftliche Eigentum des Executives insgesamt 82.684 Stammaktien, einschließlich 1.730 Aktien, die über den Mitarbeiteraktienkaufplan des Unternehmens erworben wurden. Es wurden keine Transaktionen mit Derivaten gemeldet, und es gab keine Offenmarkt-Käufe oder -Verkäufe. Die Meldung spiegelt eine routinemäßige Aktienvergütung wider, die darauf abzielt, die Anreize des Managements mit den Interessen der Aktionäre in Einklang zu bringen, und stellt keinen diskretionären Kauf dar. Keine weiteren Insider wurden aufgeführt, und es wurden keine Änderungen zu früheren Meldungen vermerkt.

Positive
  • Executive equity alignment: Ownership rises to 82,684 shares, reinforcing incentive linkage between EVP Cheong and PFG shareholders.
Negative
  • None.

Insights

TL;DR: Small RSU grant; typical incentive award; neutral market impact.

The 617-share RSU grant to EVP Cheong is standard annual equity compensation. At today’s share count, it is immaterial to both insider ownership concentration and the company’s float. Because the shares cost the executive $0, it does not signal incremental capital commitment. Nevertheless, continued share accumulation supports management–shareholder alignment. No dilution concerns arise given PFG’s regular buyback capacity and the de-minimis size of the award.

TL;DR: Routine Form 4; governance compliant; no red flags.

This filing shows timely reporting, attorney-in-fact sign-off, and clear footnotes explaining plan participation—meeting Section 16 requirements. The lack of sales suggests no insider pessimism, but the volume is too small to infer confidence. Overall governance posture remains intact, and investors should view the event as administratively neutral.

Principal Financial Group, Inc. (PFG) � Comunicazione Form 4 datata 01/07/2025. Il Vicepresidente Esecutivo di Principal Asia, Wee Yee Cheong, ha segnalato il conferimento di 617 unità di azioni vincolate (considerate come acquisizione di azioni ordinarie a un prezzo nominale di $0) in data 27/06/2025. A seguito della concessione, la posizione diretta di proprietà effettiva dell’esecutivo ammonta a 82.684 azioni ordinarie, comprensive di 1.730 azioni accumulate tramite il Piano di Acquisto Azionario per Dipendenti della società. Non sono state riportate transazioni su titoli derivati né attività di acquisto o vendita sul mercato aperto. La comunicazione riflette una normale compensazione azionaria finalizzata ad allineare gli incentivi del management con gli interessi degli azionisti, e non un acquisto discrezionale. Non sono stati indicati altri insider né modifiche a comunicazioni precedenti.

Principal Financial Group, Inc. (PFG) � Presentación del Formulario 4 con fecha 01/07/2025. El Vicepresidente Ejecutivo de Principal Asia, Wee Yee Cheong, reportó la adjudicación de 617 unidades de acciones restringidas (tratadas como adquisición de acciones ordinarias a un precio declarado de $0) el 27/06/2025. Tras la concesión, la posesión directa y beneficiosa del ejecutivo suma 82,684 acciones ordinarias, que ya incluyen 1,730 acciones acumuladas a través del Plan de Compra de Acciones para Empleados de la compañía. No se reportaron transacciones con valores derivados ni actividad de compra o venta en el mercado abierto. La presentación refleja una compensación accionaria rutinaria diseñada para alinear los incentivos de la gerencia con los intereses de los accionistas, más que una compra discrecional. No se listaron otros insiders ni se señalaron enmiendas a presentaciones previas.

Principal Financial Group, Inc. (PFG) � 2025� 7� 1일자 Form 4 제출. Principal Asia� 부사장 Wee Yee Cheong가 2025� 6� 27일에 617개의 제한 주식 단위 수여� 신고하였습니�(명시� 가� $0� 보통� 취득으로 처리�). 수여 �, 해당 임원� 직접 실질 소유 주식 수는 82,684��, � 중에� 회사� 직원 주식 구매 계획� 통해 누적� 1,730�가 포함되어 있습니다. 파생 증권 거래� 보고되지 않았으며, 공개 시장에서� 매수 또는 매도 활동� 없었습니�. 이번 제출은 경영� 인센티브� 주주 이익� 일치시키� 위한 일상적인 주식 보상으로, 임의 매입� 아님� 반영합니�. 다른 내부자는 명시되지 않았�, 이전 제출� 수정 사항� 없었습니�.

Principal Financial Group, Inc. (PFG) � Dépôt du formulaire 4 daté du 01/07/2025. Le vice-président exécutif de Principal Asia, Wee Yee Cheong, a déclaré l�attribution de 617 unités d’actions restreintes (considérées comme une acquisition d’actions ordinaires à un prix déclaré de 0 $) le 27/06/2025. Suite à cette attribution, la possession directe bénéficiaire de l’exécutif s’élève à 82 684 actions ordinaires, incluant déjà 1 730 actions accumulées via le Plan d’Achat d’Actions des Employés de la société. Aucune transaction sur titres dérivés n’a été signalée, et aucune activité d’achat ou de vente sur le marché ouvert n’a été divulguée. Le dépôt reflète une rémunération en actions de routine destinée à aligner les incitations de la direction avec les intérêts des actionnaires, plutôt qu’un achat discrétionnaire. Aucun autre initié n’a été mentionné, et aucune modification des dépôts antérieurs n’a été notée.

Principal Financial Group, Inc. (PFG) � Form 4 Einreichung vom 01.07.2025. Der Executive Vice President von Principal Asia, Wee Yee Cheong, meldete die Zuteilung von 617 Restricted Stock Units (behandelt als Erwerb von Stammaktien zu einem angegebenen Preis von 0 $) am 27.06.2025. Nach der Zuteilung beträgt das direkte wirtschaftliche Eigentum des Executives insgesamt 82.684 Stammaktien, einschließlich 1.730 Aktien, die über den Mitarbeiteraktienkaufplan des Unternehmens erworben wurden. Es wurden keine Transaktionen mit Derivaten gemeldet, und es gab keine Offenmarkt-Käufe oder -Verkäufe. Die Meldung spiegelt eine routinemäßige Aktienvergütung wider, die darauf abzielt, die Anreize des Managements mit den Interessen der Aktionäre in Einklang zu bringen, und stellt keinen diskretionären Kauf dar. Keine weiteren Insider wurden aufgeführt, und es wurden keine Änderungen zu früheren Meldungen vermerkt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Friedrich Amy Christine

(Last) (First) (Middle)
711 HIGH STREET

(Street)
DES MOINES IA 50392

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President - Benefits & Protect
3. Date of Earliest Transaction (Month/Day/Year)
06/27/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/27/2025 A 579 A $0(1) 92,061(2) D
Common Stock 3,835 I By 401(k) plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units.
2. Includes 3217 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Chris Agbe-Davies as Attorney-in-Fact 07/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PFG executive Wee Yee Cheong report in the latest Form 4?

Cheong received 617 restricted stock units on 06/27/2025, bringing total direct holdings to 82,684 shares.

Was the Form 4 transaction an open-market purchase?

No. The shares were granted as restricted stock units at $0 cost, not bought on the open market.

How many PFG shares does the executive now own?

After the grant, Cheong directly owns 82,684 common shares, including 1,730 from the Employee Stock Purchase Plan.

Does the filing indicate any insider selling at PFG?

No insider sales were disclosed; only an acquisition via equity award was reported.

Is the transaction likely to affect PFG’s share count or earnings?

Given the small size (617 shares), the impact on share count, dilution, or earnings per share is immaterial.
Principal Financial

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17.28B
221.49M
1.1%
73.61%
1.77%
Asset Management
Accident & Health Insurance
United States
DES MOINES