AG˹ٷ

STOCK TITAN

[Form 4] Performant Healthcare, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Performant Healthcare Inc. (PHLT) � Form 4 filing

Director Shantanu Agrawal disclosed the award of 35,616 restricted stock units (RSUs) on 28-Jul-2025. Each RSU carries a one-for-one conversion right into common stock at no cost. The grant vests in full on the earlier of the company’s 2026 annual shareholder meeting or a defined change-in-control event, thereby aligning the director’s incentives with long-term shareholder outcomes.

Post-transaction, Agrawal holds 35,616 derivative securities; no common shares were bought or sold and ownership is reported as direct. Because settlement occurs only upon vesting, the filing triggers no immediate cash movement or share-count dilution. The disclosure is routine board-level equity compensation and does not signal operational or financial changes.

Performant Healthcare Inc. (PHLT) � Comunicazione Modulo 4

Il direttore Shantanu Agrawal ha comunicato l'assegnazione di 35.616 unità azionarie vincolate (RSU) il 28 luglio 2025. Ogni RSU conferisce il diritto di conversione uno a uno in azioni ordinarie senza alcun costo. Il conferimento si completa integralmente al momento della prima delle due condizioni: l'assemblea annuale degli azionisti del 2026 o un evento definito di cambio di controllo, allineando così gli incentivi del direttore agli interessi a lungo termine degli azionisti.

Dopo la transazione, Agrawal detiene 35.616 titoli derivati; non sono state acquistate né vendute azioni ordinarie e la proprietà è segnalata come diretta. Poiché il regolamento avviene solo al momento della maturazione, la comunicazione non comporta movimenti di cassa immediati né diluizione del numero di azioni. La divulgazione rappresenta una normale compensazione azionaria a livello di consiglio e non indica cambiamenti operativi o finanziari.

Performant Healthcare Inc. (PHLT) � Presentación del Formulario 4

El director Shantanu Agrawal reveló la concesión de 35,616 unidades de acciones restringidas (RSU) el 28 de julio de 2025. Cada RSU otorga el derecho a convertir una unidad en una acción común sin costo alguno. La concesión se consolida completamente en la fecha que ocurra primero entre la reunión anual de accionistas de la empresa en 2026 o un evento definido de cambio de control, alineando así los incentivos del director con los resultados a largo plazo para los accionistas.

Después de la transacción, Agrawal posee 35,616 valores derivados; no se compraron ni vendieron acciones comunes y la propiedad se reporta como directa. Dado que la liquidación ocurre solo al momento del otorgamiento, la presentación no genera movimientos inmediatos de efectivo ni dilución en el número de acciones. La divulgación es una compensación accionaria rutinaria a nivel de junta y no indica cambios operativos o financieros.

Performant Healthcare Inc. (PHLT) � Form 4 제출

이사 Shantanu Agrawal은 2025� 7� 28일에 35,616개의 제한 주식 단위(RSU) 수여 사실� 공개했습니다. � RSU� 비용 없이 보통� 1주로 전환� � 있는 권리� 가집니�. � 수여� 회사� 2026� 연례 주주총회 또는 정의� 경영� 변� 이벤� � 빠른 시점� 전부 확정되어, 이사� 인센티브� 장기 주주 성과와 일치시킵니다.

거래 � Agrawal은 35,616개의 파생 증권� 보유하며, 보통주는 매수 또는 매도하지 않았� 소유권은 직접 소유� 보고됩니�. 정산은 권리 확정 시에� 이루어지므�, 제출은 즉각적인 현금 이동이나 주식 � 희석� 발생시키지 않습니다. � 공시� 이사� 수준� 일반적인 주식 보상으로, 운영 또는 재무상의 변화를 나타내지 않습니다.

Performant Healthcare Inc. (PHLT) � Dépôt du formulaire 4

Le directeur Shantanu Agrawal a déclaré l’attribution de 35 616 unités d’actions restreintes (RSU) le 28 juillet 2025. Chaque RSU donne le droit de conversion un pour un en actions ordinaires sans frais. L’attribution devient pleinement acquise lors de la première des deux échéances suivantes : l’assemblée annuelle des actionnaires de 2026 ou un événement défini de changement de contrôle, alignant ainsi les incitations du directeur sur les résultats à long terme des actionnaires.

Après la transaction, Agrawal détient 35 616 titres dérivés ; aucune action ordinaire n’a été achetée ou vendue et la propriété est déclarée comme directe. Comme le règlement n’a lieu qu’� l’acquisition, le dépôt ne déclenche aucun mouvement de trésorerie immédiat ni dilution du nombre d’actions. Cette divulgation correspond à une rémunération en actions habituelle au niveau du conseil d’administration et ne signale aucun changement opérationnel ou financier.

Performant Healthcare Inc. (PHLT) � Form 4 Einreichung

Direktor Shantanu Agrawal gab die Zuteilung von 35.616 Restricted Stock Units (RSUs) am 28. Juli 2025 bekannt. Jede RSU berechtigt zur kostenfreien Umwandlung im Verhältnis eins zu eins in Stammaktien. Die Zuteilung wird vollständig wirksam bei der früheren der beiden Ereignisse: der Hauptversammlung 2026 oder einem definierten Kontrollwechsel, wodurch die Anreize des Direktors mit den langfristigen Interessen der Aktionäre in Einklang gebracht werden.

Nach der Transaktion hält Agrawal 35.616 derivativen Wertpapiere; es wurden keine Stammaktien gekauft oder verkauft, und das Eigentum wird als direkt gemeldet. Da die Abwicklung erst bei der Vesting erfolgt, löst die Einreichung keine sofortigen Geldbewegungen oder eine Verwässerung der Aktienanzahl aus. Die Offenlegung stellt eine routinemäßige Vergütung auf Vorstandsebene dar und signalisiert keine betrieblichen oder finanziellen Veränderungen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine RSU grant to director; negligible financial impact.

This Form 4 shows a standard equity award�35,616 RSUs—to Director Shantanu Agrawal. Such grants strengthen alignment between board and shareholders, but the amount is immaterial relative to PHLT’s float and does not alter voting control. Vesting on the earlier of the 2026 AGM or a change-in-control is typical for director compensation, offering some retention value during strategic events. No cash cost, no sale, and no option exercise mean no P&L or balance-sheet effect today. Overall, a governance disclosure with neutral investment impact.

TL;DR: Insider received equity; no buy/sell signal.

The filing lacks purchase or sale activity; it’s purely an RSU issuance. I view it as neutral because it neither reflects bullish insider buying nor bearish selling. Dilution upon settlement is minimal given the company’s market cap. Unless additional insider accumulation occurs, this event does not change position sizing or valuation models.

Performant Healthcare Inc. (PHLT) � Comunicazione Modulo 4

Il direttore Shantanu Agrawal ha comunicato l'assegnazione di 35.616 unità azionarie vincolate (RSU) il 28 luglio 2025. Ogni RSU conferisce il diritto di conversione uno a uno in azioni ordinarie senza alcun costo. Il conferimento si completa integralmente al momento della prima delle due condizioni: l'assemblea annuale degli azionisti del 2026 o un evento definito di cambio di controllo, allineando così gli incentivi del direttore agli interessi a lungo termine degli azionisti.

Dopo la transazione, Agrawal detiene 35.616 titoli derivati; non sono state acquistate né vendute azioni ordinarie e la proprietà è segnalata come diretta. Poiché il regolamento avviene solo al momento della maturazione, la comunicazione non comporta movimenti di cassa immediati né diluizione del numero di azioni. La divulgazione rappresenta una normale compensazione azionaria a livello di consiglio e non indica cambiamenti operativi o finanziari.

Performant Healthcare Inc. (PHLT) � Presentación del Formulario 4

El director Shantanu Agrawal reveló la concesión de 35,616 unidades de acciones restringidas (RSU) el 28 de julio de 2025. Cada RSU otorga el derecho a convertir una unidad en una acción común sin costo alguno. La concesión se consolida completamente en la fecha que ocurra primero entre la reunión anual de accionistas de la empresa en 2026 o un evento definido de cambio de control, alineando así los incentivos del director con los resultados a largo plazo para los accionistas.

Después de la transacción, Agrawal posee 35,616 valores derivados; no se compraron ni vendieron acciones comunes y la propiedad se reporta como directa. Dado que la liquidación ocurre solo al momento del otorgamiento, la presentación no genera movimientos inmediatos de efectivo ni dilución en el número de acciones. La divulgación es una compensación accionaria rutinaria a nivel de junta y no indica cambios operativos o financieros.

Performant Healthcare Inc. (PHLT) � Form 4 제출

이사 Shantanu Agrawal은 2025� 7� 28일에 35,616개의 제한 주식 단위(RSU) 수여 사실� 공개했습니다. � RSU� 비용 없이 보통� 1주로 전환� � 있는 권리� 가집니�. � 수여� 회사� 2026� 연례 주주총회 또는 정의� 경영� 변� 이벤� � 빠른 시점� 전부 확정되어, 이사� 인센티브� 장기 주주 성과와 일치시킵니다.

거래 � Agrawal은 35,616개의 파생 증권� 보유하며, 보통주는 매수 또는 매도하지 않았� 소유권은 직접 소유� 보고됩니�. 정산은 권리 확정 시에� 이루어지므�, 제출은 즉각적인 현금 이동이나 주식 � 희석� 발생시키지 않습니다. � 공시� 이사� 수준� 일반적인 주식 보상으로, 운영 또는 재무상의 변화를 나타내지 않습니다.

Performant Healthcare Inc. (PHLT) � Dépôt du formulaire 4

Le directeur Shantanu Agrawal a déclaré l’attribution de 35 616 unités d’actions restreintes (RSU) le 28 juillet 2025. Chaque RSU donne le droit de conversion un pour un en actions ordinaires sans frais. L’attribution devient pleinement acquise lors de la première des deux échéances suivantes : l’assemblée annuelle des actionnaires de 2026 ou un événement défini de changement de contrôle, alignant ainsi les incitations du directeur sur les résultats à long terme des actionnaires.

Après la transaction, Agrawal détient 35 616 titres dérivés ; aucune action ordinaire n’a été achetée ou vendue et la propriété est déclarée comme directe. Comme le règlement n’a lieu qu’� l’acquisition, le dépôt ne déclenche aucun mouvement de trésorerie immédiat ni dilution du nombre d’actions. Cette divulgation correspond à une rémunération en actions habituelle au niveau du conseil d’administration et ne signale aucun changement opérationnel ou financier.

Performant Healthcare Inc. (PHLT) � Form 4 Einreichung

Direktor Shantanu Agrawal gab die Zuteilung von 35.616 Restricted Stock Units (RSUs) am 28. Juli 2025 bekannt. Jede RSU berechtigt zur kostenfreien Umwandlung im Verhältnis eins zu eins in Stammaktien. Die Zuteilung wird vollständig wirksam bei der früheren der beiden Ereignisse: der Hauptversammlung 2026 oder einem definierten Kontrollwechsel, wodurch die Anreize des Direktors mit den langfristigen Interessen der Aktionäre in Einklang gebracht werden.

Nach der Transaktion hält Agrawal 35.616 derivativen Wertpapiere; es wurden keine Stammaktien gekauft oder verkauft, und das Eigentum wird als direkt gemeldet. Da die Abwicklung erst bei der Vesting erfolgt, löst die Einreichung keine sofortigen Geldbewegungen oder eine Verwässerung der Aktienanzahl aus. Die Offenlegung stellt eine routinemäßige Vergütung auf Vorstandsebene dar und signalisiert keine betrieblichen oder finanziellen Veränderungen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Agrawal Shantanu

(Last) (First) (Middle)
900 SOUTH PINE ISLAND ROAD
SUITE 150

(Street)
PLANTATION FL 33324

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Performant Healthcare Inc [ PHLT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 07/28/2025 A 35,616 (2) (2) Common Stock(2) 35,616 $0 35,616(2) D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of PHLT's common stock. The units were awarded at no cost to Reporting Person.
2. Restricted Stock Unit Award was granted on July 28, 2025. The Restricted Stock Units will vest with respect to 100% of the shares subject to the award on the earlier of the Registrant's 2026 annual meeting of stockholders or a Change in Control (as defined in the Registrant's Amended and Restated 2012 Stock Incentive Plan). The restricted stock units may be settled only for shares of common stock on a one-for-one basis.
Remarks:
/s/ Rohit Ramchandani, Attorney-in-Fact for Shantanu Agrawal 07/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many RSUs did Director Shantanu Agrawal receive from PHLT?

35,616 restricted stock units were granted on 28-Jul-2025.

When will the RSUs awarded to Agrawal vest?

They vest 100% on the earlier of the 2026 annual meeting or a change-in-control event.

Did the filing report any purchase or sale of PHLT common stock?

No. The Form 4 only discloses an equity grant; no shares were bought or sold.

Does the RSU grant create immediate dilution for PHLT shareholders?

No. Dilution occurs only when the RSUs settle into common shares after vesting.

What is the ownership form reported for the new RSUs?

Agrawal reports direct ownership of the 35,616 RSUs.
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270.16M
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Health Information Services
Services-miscellaneous Business Services
United States
PLANTATION