Welcome to our dedicated page for Plug Power SEC filings (Ticker: PLUG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hydrogen trailblazer Plug Power鈥檚 disclosures dive deep into capex-heavy plant build-outs, evolving subsidy frameworks, and multi-year supply contracts鈥攄etails that stretch its annual filings beyond 300 pages. If you鈥檝e ever typed 鈥淧lug Power SEC filings explained simply鈥� into a search bar, you already know the struggle of locating cash-runway tables or hydrogen production forecasts inside dense technical language.
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- Plug Power executive stock transactions Form 4 aggregated by quarter
From capital raises to electrolyzer backlog shifts, you鈥檒l see every data point without wading through PDFs. All filings update as soon as EDGAR posts, and AI-powered summaries translate complexity into clarity so you can act quickly.
UBS AG is offering $230,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. (CRWD) that mature on 12 July 2027. The notes are unsecured senior obligations of UBS AG鈥檚 London branch and are not listed on any exchange or covered by deposit insurance.
Key economics
- Issue price: $10.00 per note (minimum purchase = 100 notes)
- Estimated initial value (UBS models): $9.80
- Underwriting discount: $0.15 (1.5%) per note
- Principal at risk: repayment of $10 is contingent on underlying performance
- Term: 鈮� 2 years (trade 9 Jul 2025, maturity 12 Jul 2027) unless called early
- Contingent coupon rate: 12.92% p.a. (鈮� $0.2153 every two months) paid only if CRWD closes 鈮� $308.11 (60% of initial)
- Automatic call: if CRWD closes 鈮� initial level of $513.51 on any observation date prior to final valuation, investors receive par plus that period鈥檚 coupon and the note terminates
- Downside threshold / Coupon barrier: $308.11 (60% of initial level)
Pay-off profile
- Called early: investor receives $10 + accrued coupon; maximum holding period could be as short as ~2 months.
- Held to maturity & CRWD 鈮� $308.11: receive principal plus final coupon.
- Held to maturity & CRWD < $308.11: repay $10 脳 (1 + price change). Losses are one-for-one with CRWD beyond the 40% buffer; total loss possible.
Risk highlights
- No guaranteed coupons; missing the coupon barrier on any observation date means no income for that period.
- Investors face full downside exposure below the 60% threshold and credit risk of UBS AG.
- Estimated initial value is 2.0% below issue price, reflecting dealer compensation, hedge costs and UBS鈥檚 lower internal funding rate.
- The notes are expected to be illiquid; any secondary sales will likely occur at a price materially below the issue price.
Key dates
- Bimonthly observation dates starting 9 Sep 2025; final valuation 8 Jul 2027.
- Coupons (if earned) pay two business days after each observation; maturity payment on 12 Jul 2027.
Tax treatment is uncertain; UBS intends to treat the notes as prepaid derivatives with ordinary income on coupons. Investors should review detailed risk factors and consult advisers before investing.
On July 8, 2025, Longeveron Inc. (Nasdaq: LGVN) filed a Form 8-K announcing a U.S. FDA clearance of its Investigational New Drug (IND) application for laromestrocel, an allogeneic mesenchymal stem cell therapy derived from young, healthy donor bone marrow. The clearance authorizes the Company to initiate a Phase 2 clinical trial in pediatric dilated cardiomyopathy (DCM), a life-threatening heart condition with limited treatment options. No start-date, enrollment targets, or financial terms were included in the filing. The event represents a key regulatory milestone that advances Longeveron鈥檚 lead asset into mid-stage development and broadens its clinical program into the pediatric arena. Aside from the attached press release (Exhibit 99.1), the 8-K contains no additional financial statements, earnings data, or transactional disclosures.
Plug Power Inc. filed a Form 8-K under Item 7.01 (Regulation FD Disclosure) to furnish a transcript (Exhibit 99.1) of a conference call and webcast held on July 7, 2025. During the call, management discussed the recently enacted reconciliation legislation, H.R. 1 鈥� the 鈥淥ne Big Beautiful Bill Act,鈥� and its anticipated impact on the Company鈥檚 business.
The Company clarifies that the furnished information, including Exhibit 99.1, is not deemed 鈥渇iled鈥� for purposes of Section 18 of the Exchange Act and will not be incorporated into future SEC filings unless specifically referenced. A recording of the call is available on the investor relations section of Plug Power鈥檚 website.
The filing includes standard forward-looking statement disclaimers, emphasizing that projections regarding the legislation鈥檚 effects are subject to significant risks and uncertainties, such as potential changes to government subsidies for alternative energy products. Investors are directed to the Company鈥檚 most recent Form 10-K and Form 10-Q filings for a full discussion of risk factors.
No financial statements, earnings data, or material transactions accompany this 8-K; it serves solely to provide equal access to the conference-call content under Regulation FD.
ICF International (ICFI) Form 4 filing: Director Michael J. Van Handel acquired 1,720 shares of common stock on 1 Jul 2025 through a restricted stock unit (RSU) grant under the company鈥檚 Amended and Restated 2018 Omnibus Incentive Plan. The RSUs carry a zero-dollar exercise price and will vest in equal quarterly increments on Sept 1, Dec 1, Mar 1 and Jun 1. Following the award, the director鈥檚 direct holdings rise to 16,254 shares. No derivative security activity was reported.
On July 1, 2025, SeaStar Medical Holding Corporation (ICU) Chief Medical Officer Kevin Chung filed a Form 4 disclosing the vesting and conversion of 5,000 restricted stock units (RSUs) into common shares. The transaction was coded 鈥淢,鈥� signifying a conversion of derivative equity awards rather than an open-market purchase, and carried a price of $0 per share.
After the transaction, Dr. Chung now directly owns 48,184 ICU shares. This figure incorporates 25,000 shares that were previously reported as unvested RSUs in Table II and have been moved to Table I. The filing also corrects a prior one-share rounding error, and no derivative RSUs remain reportable from this grant.
The RSUs originated from a November 15, 2024 grant of 15,000 units that vest in three equal annual tranches beginning July 1, 2024; the current filing reflects the first installment. Because the shares were received under a pre-arranged compensation plan at no cost, the event does not inject new capital into the company nor constitute an open-market confidence signal. Nevertheless, it modestly increases insider equity alignment and provides transparency regarding executive compensation.
Form 4 filing 鈥� Plug Power Inc. (PLUG)
Director Kavita Mahtani received an equity award of 15,101 common shares on 07/01/2025 under Plug Power鈥檚 Non-Employee Director Compensation Plan. The shares were acquired at a stated price of $1.49 per share and are held directly. Following the grant, Mahtani鈥檚 total beneficial ownership increased to 132,282 common shares. No derivative securities were reported, and there were no dispositions. The transaction was filed individually by the reporting person and signed on 07/03/2025.
Insider acquisitions鈥攅ven routine director grants鈥攃an be viewed as a modest vote of confidence, but the absolute size (鈮�$22,500 market value) is immaterial relative to Plug Power鈥檚 market capitalization and daily trading volume. Investors typically monitor cumulative insider activity rather than isolated awards when assessing sentiment.
Plug Power Inc. (PLUG) Form 4 filing dated 07/03/2025 reports a routine insider purchase.
Director Patrick Joggerst received 13,423 shares of common stock on 07/01/2025 under the company鈥檚 Non-Employee Director Compensation Plan. The transaction is coded 鈥淎鈥� (acquisition) and valued at an indicated $1.49 per share, increasing the director鈥檚 direct holdings to 101,670 shares. No derivative securities were involved.
This filing signals incremental insider alignment with shareholders; however, the dollar value is modest and does not materially change overall ownership structure.
Form 4 overview: Director Cassandra Santos reported an insider transaction in Omnicom Group Inc. (OMC) dated 07/01/2025.
- Transaction type: Acquisition of 712.4 common shares. The shares were not bought on the open market but represent deferred compensation under the 2021 Incentive Award Plan, therefore recorded at a price of $0.
- Post-transaction holdings: Santos now directly holds 3,837.65 OMC shares, which include reinvested dividends credited on 04/09/2025.
- Ownership form: Direct.
- Signatory: The filing was executed by attorney-in-fact Eric J. Cleary on 07/03/2025.
No derivative securities were reported, and there were no dispositions. The filing does not disclose any monetary consideration, market purchase, or sale, limiting its potential market impact.
Plug Power Inc. (PLUG) 鈥� Form 4 filing dated 07/03/2025
Director Mark J. Bonney reported the acquisition of 15,940 shares of Plug Power common stock on 07/01/2025. The shares were received as non-employee director compensation under the company鈥檚 established plan and were valued at $1.49 per share, implying a total value of roughly $23,755.
Following this grant, Mr. Bonney鈥檚 aggregate beneficial ownership increased to 113,724 shares, held directly. No derivative securities were reported, and there were no dispositions.
The transaction was coded 鈥淎鈥� (acquisition) and conducted under routine compensation provisions rather than an open-market purchase. While insider acquisitions can be viewed as a signal of alignment with shareholder interests, this filing reflects scheduled equity compensation and therefore carries limited incremental information about management鈥檚 view on valuation or business outlook.
On 3 July 2025, ContextLogic Inc. (ticker WISH) filed an 8-K announcing a Second Amended & Restated Agreement and Plan of Reorganization. The sole material change responds to Institutional Shareholder Services鈥� (ISS) recommendation that shareholders vote against the original proposal: the 4.9% Transfer Restrictions on post-reorganization stock will now expire no later than the third anniversary of the reorganization鈥檚 effectiveness. The revised definition is embedded in Article XIV of Easter Parent, Inc.鈥檚 certificate of incorporation.
The amendment, to be voted on at the 10 July 2025 Annual Meeting, will be deemed approved if shareholders vote 鈥淔OR鈥� the Reorganization Proposal. No economic terms, consideration, or capital structure elements were modified. ContextLogic also intends to distribute additional shareholder communications (Exhibit 99.1) urging support.
Key investor takeaways
- The time-limited sunset directly removes ISS鈥檚 primary objection, increasing the likelihood of a favorable proxy-adviser recommendation and passage.
- Liquidity concerns are partially mitigated; holders may exceed 4.9% ownership after three years.
- The filing contains no new financial metrics; therefore near-term valuation remains unchanged.
- Full texts of the amended agreement (Exhibit 2.1) and certificate (Exhibit 3.1) are incorporated by reference.