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[SCHEDULE 13G/A] Rocket Companies, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A
Rhea-AI Filing Summary

Amendment No. 3 to Schedule 13G reveals that JPMorgan Chase & Co. holds 8,475,048 Class A shares of Rocket Companies (RKT) as of 31 Jul 2025. The stake equals 3.3 % of the outstanding class, keeping the bank below the 5 % threshold that would require a Schedule 13D. JPMorgan reports sole voting power over 8,016,061 shares and sole dispositive power over 8,435,125 shares; only 698 shares carry shared dispositive power, and there is no shared voting power. Filed under Rule 13d-1(b), the company identifies itself as a parent holding company/control person (HC) and lists subsidiaries such as J.P. Morgan Securities LLC and JPMorgan Chase Bank, N.A., which directly hold or manage the position. The filing states the shares were acquired in the ordinary course of business with no intent to influence control of the issuer. Vice President Rachel Tsvaygoft signed the certification on 5 Aug 2025.

L'emendamento n. 3 al Schedule 13G rivela che JPMorgan Chase & Co. detiene 8.475.048 azioni di Classe A di Rocket Companies (RKT) al 31 luglio 2025. La partecipazione corrisponde al 3,3% della classe in circolazione, mantenendo la banca sotto la soglia del 5% che richiederebbe la presentazione del Schedule 13D. JPMorgan dichiara di avere il potere di voto esclusivo su 8.016.061 azioni e il potere dispositivi esclusivo su 8.435.125 azioni; solo 698 azioni hanno un potere dispositivi condiviso, mentre non vi è alcun potere di voto condiviso. Presentato ai sensi della Regola 13d-1(b), la società si identifica come una holding madre/persona di controllo (HC) e elenca sussidiarie come J.P. Morgan Securities LLC e JPMorgan Chase Bank, N.A., che detengono o gestiscono direttamente la posizione. La comunicazione afferma che le azioni sono state acquisite nell'ordinario corso degli affari senza l'intento di influenzare il controllo dell'emittente. La certificazione è stata firmata dalla Vicepresidente Rachel Tsvaygoft il 5 agosto 2025.

La Enmienda Nº 3 al Schedule 13G revela que JPMorgan Chase & Co. posee 8.475.048 acciones Clase A de Rocket Companies (RKT) al 31 de julio de 2025. La participación equivale al 3,3 % de la clase en circulación, manteniendo al banco por debajo del umbral del 5 % que requeriría un Schedule 13D. JPMorgan reporta poder de voto exclusivo sobre 8.016.061 acciones y poder dispositivo exclusivo sobre 8.435.125 acciones; solo 698 acciones tienen poder dispositvo compartido y no hay poder de voto compartido. Presentado bajo la Regla 13d-1(b), la compañía se identifica como una compañía holding matriz/persona de control (HC) y lista subsidiarias como J.P. Morgan Securities LLC y JPMorgan Chase Bank, N.A., que poseen o gestionan directamente la posición. El documento indica que las acciones fueron adquiridas en el curso normal del negocio sin intención de influir en el control del emisor. La certificación fue firmada por la Vicepresidenta Rachel Tsvaygoft el 5 de agosto de 2025.

스케� 13G� 대� 수정 �3호는 JPMorgan Chase & Co.가 2025� 7� 31� 기준으로 Rocket Companies (RKT)� 클래� A 주식 8,475,048�� 보유하고 있음� 밝힙니다. � 지분은 발행� 클래스의 3.3%� 해당하며, 은행이 Schedule 13D 제출� 요구하는 5% 기준 이하임을 유지합니�. JPMorgan은 8,016,061주에 대� 단독 의결�8,435,125주에 대� 단독 처분�� 보고하며, 698주만� 공동 처분�� 가지� 공동 의결권은 없습니다. 규칙 13d-1(b)� 따라 제출� � 문서에서 회사� 모회�/통제�(Parent Holding Company/Control Person, HC)� 식별되며, J.P. Morgan Securities LLC � JPMorgan Chase Bank, N.A.와 같은 자회사가 직접 � 지분을 보유하거� 관리한다고 명시합니�. 문서에는 주식� 발행자의 통제� 영향� 미칠 의도 없이 정상적인 사업 과정에서 취득되었음이 명시되어 있습니다. 부사장 Rachel Tsvaygoft가 2025� 8� 5일에 인증서에 서명했습니다.

L'amendement n° 3 au Schedule 13G révèle que JPMorgan Chase & Co. éپԳ 8 475 048 actions de Classe A de Rocket Companies (RKT) au 31 juillet 2025. La participation représente 3,3 % de la classe en circulation, maintenant la banque en dessous du seuil de 5 % qui obligerait à déposer un Schedule 13D. JPMorgan déclare avoir le pouvoir de vote exclusif sur 8 016 061 actions et le pouvoir discrétionnaire exclusif sur 8 435 125 actions ; seules 698 actions sont soumises à un pouvoir discrétionnaire partagé, et il n'y a aucun pouvoir de vote partagé. Déposé en vertu de la règle 13d-1(b), la société s'identifie comme une société mère/personne de contrôle (HC) et liste des filiales telles que J.P. Morgan Securities LLC et JPMorgan Chase Bank, N.A., qui détiennent ou gèrent directement la position. Le dépôt indique que les actions ont été acquises dans le cours normal des affaires sans intention d'influencer le contrôle de l'émetteur. La certification a été signée par la vice-présidente Rachel Tsvaygoft le 5 août 2025.

Nachtrag Nr. 3 zum Schedule 13G zeigt, dass JPMorgan Chase & Co. zum 31. Juli 2025 8.475.048 Class-A-Aktien von Rocket Companies (RKT) hält. Der Anteil entspricht 3,3 % der ausstehenden Aktien dieser Klasse und hält die Bank somit unter der 5 %-Grenze, ab der ein Schedule 13D erforderlich wäre. JPMorgan meldet alleinige Stimmrechte über 8.016.061 Aktien sowie alleinige Verfügungsgewalt über 8.435.125 Aktien; lediglich 698 Aktien unterliegen geteilter Verfügungsgewalt, und es gibt keine geteilten Stimmrechte. Eingereicht gemäß Regel 13d-1(b) identifiziert sich das Unternehmen als Mutterholding/Kontrollperson (HC) und nennt Tochtergesellschaften wie J.P. Morgan Securities LLC und JPMorgan Chase Bank, N.A., die die Position direkt halten oder verwalten. Die Einreichung gibt an, dass die Aktien im normalen Geschäftsverlauf ohne Absicht, die Kontrolle über den Emittenten zu beeinflussen, erworben wurden. Die Zertifizierung wurde am 5. August 2025 von der Vizepräsidentin Rachel Tsvaygoft unterzeichnet.

Positive
  • Institutional support: JPMorgan still holds 8.5 million RKT shares, indicating continued though reduced institutional involvement.
Negative
  • Reduced influence: Stake is only 3.3 %, suggesting JPMorgan may have trimmed its position or remains below levels that confer greater influence.

Insights

TL;DR: JPMorgan’s stake drops to 3.3%; routine reporting, limited impact on RKT valuation.

JPMorgan’s filing mainly confirms it now owns 3.3 % of Rocket Companies� Class A shares—below the 5 % level that might signal active influence. From a portfolio perspective, the reduction (or continued sub-5 % position) suggests the bank is treating RKT as a modest holding rather than a strategic core asset. Liquidity remains high, and no activist language appears. Net impact on share price should be minimal unless the market interprets the lower ownership level as diminished institutional conviction.

TL;DR: Filing is informational; confirms 8.5 m shares, no control intent—neutral for investors.

The 13G/A discloses 8,475,048 shares with sole voting power over 8 m. Because JPMorgan stays under 5 %, governance implications are negligible, and no new risk factors emerge. The bank’s ordinary-course certification and absence of shared voting power indicate a passive stance. Unless prior filings showed materially higher ownership, the update carries little strategic weight. I classify the event as non-impactful to earnings, leverage, or near-term catalysts.

L'emendamento n. 3 al Schedule 13G rivela che JPMorgan Chase & Co. detiene 8.475.048 azioni di Classe A di Rocket Companies (RKT) al 31 luglio 2025. La partecipazione corrisponde al 3,3% della classe in circolazione, mantenendo la banca sotto la soglia del 5% che richiederebbe la presentazione del Schedule 13D. JPMorgan dichiara di avere il potere di voto esclusivo su 8.016.061 azioni e il potere dispositivi esclusivo su 8.435.125 azioni; solo 698 azioni hanno un potere dispositivi condiviso, mentre non vi è alcun potere di voto condiviso. Presentato ai sensi della Regola 13d-1(b), la società si identifica come una holding madre/persona di controllo (HC) e elenca sussidiarie come J.P. Morgan Securities LLC e JPMorgan Chase Bank, N.A., che detengono o gestiscono direttamente la posizione. La comunicazione afferma che le azioni sono state acquisite nell'ordinario corso degli affari senza l'intento di influenzare il controllo dell'emittente. La certificazione è stata firmata dalla Vicepresidente Rachel Tsvaygoft il 5 agosto 2025.

La Enmienda Nº 3 al Schedule 13G revela que JPMorgan Chase & Co. posee 8.475.048 acciones Clase A de Rocket Companies (RKT) al 31 de julio de 2025. La participación equivale al 3,3 % de la clase en circulación, manteniendo al banco por debajo del umbral del 5 % que requeriría un Schedule 13D. JPMorgan reporta poder de voto exclusivo sobre 8.016.061 acciones y poder dispositivo exclusivo sobre 8.435.125 acciones; solo 698 acciones tienen poder dispositvo compartido y no hay poder de voto compartido. Presentado bajo la Regla 13d-1(b), la compañía se identifica como una compañía holding matriz/persona de control (HC) y lista subsidiarias como J.P. Morgan Securities LLC y JPMorgan Chase Bank, N.A., que poseen o gestionan directamente la posición. El documento indica que las acciones fueron adquiridas en el curso normal del negocio sin intención de influir en el control del emisor. La certificación fue firmada por la Vicepresidenta Rachel Tsvaygoft el 5 de agosto de 2025.

스케� 13G� 대� 수정 �3호는 JPMorgan Chase & Co.가 2025� 7� 31� 기준으로 Rocket Companies (RKT)� 클래� A 주식 8,475,048�� 보유하고 있음� 밝힙니다. � 지분은 발행� 클래스의 3.3%� 해당하며, 은행이 Schedule 13D 제출� 요구하는 5% 기준 이하임을 유지합니�. JPMorgan은 8,016,061주에 대� 단독 의결�8,435,125주에 대� 단독 처분�� 보고하며, 698주만� 공동 처분�� 가지� 공동 의결권은 없습니다. 규칙 13d-1(b)� 따라 제출� � 문서에서 회사� 모회�/통제�(Parent Holding Company/Control Person, HC)� 식별되며, J.P. Morgan Securities LLC � JPMorgan Chase Bank, N.A.와 같은 자회사가 직접 � 지분을 보유하거� 관리한다고 명시합니�. 문서에는 주식� 발행자의 통제� 영향� 미칠 의도 없이 정상적인 사업 과정에서 취득되었음이 명시되어 있습니다. 부사장 Rachel Tsvaygoft가 2025� 8� 5일에 인증서에 서명했습니다.

L'amendement n° 3 au Schedule 13G révèle que JPMorgan Chase & Co. éپԳ 8 475 048 actions de Classe A de Rocket Companies (RKT) au 31 juillet 2025. La participation représente 3,3 % de la classe en circulation, maintenant la banque en dessous du seuil de 5 % qui obligerait à déposer un Schedule 13D. JPMorgan déclare avoir le pouvoir de vote exclusif sur 8 016 061 actions et le pouvoir discrétionnaire exclusif sur 8 435 125 actions ; seules 698 actions sont soumises à un pouvoir discrétionnaire partagé, et il n'y a aucun pouvoir de vote partagé. Déposé en vertu de la règle 13d-1(b), la société s'identifie comme une société mère/personne de contrôle (HC) et liste des filiales telles que J.P. Morgan Securities LLC et JPMorgan Chase Bank, N.A., qui détiennent ou gèrent directement la position. Le dépôt indique que les actions ont été acquises dans le cours normal des affaires sans intention d'influencer le contrôle de l'émetteur. La certification a été signée par la vice-présidente Rachel Tsvaygoft le 5 août 2025.

Nachtrag Nr. 3 zum Schedule 13G zeigt, dass JPMorgan Chase & Co. zum 31. Juli 2025 8.475.048 Class-A-Aktien von Rocket Companies (RKT) hält. Der Anteil entspricht 3,3 % der ausstehenden Aktien dieser Klasse und hält die Bank somit unter der 5 %-Grenze, ab der ein Schedule 13D erforderlich wäre. JPMorgan meldet alleinige Stimmrechte über 8.016.061 Aktien sowie alleinige Verfügungsgewalt über 8.435.125 Aktien; lediglich 698 Aktien unterliegen geteilter Verfügungsgewalt, und es gibt keine geteilten Stimmrechte. Eingereicht gemäß Regel 13d-1(b) identifiziert sich das Unternehmen als Mutterholding/Kontrollperson (HC) und nennt Tochtergesellschaften wie J.P. Morgan Securities LLC und JPMorgan Chase Bank, N.A., die die Position direkt halten oder verwalten. Die Einreichung gibt an, dass die Aktien im normalen Geschäftsverlauf ohne Absicht, die Kontrolle über den Emittenten zu beeinflussen, erworben wurden. Die Zertifizierung wurde am 5. August 2025 von der Vizepräsidentin Rachel Tsvaygoft unterzeichnet.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G



JPMORGAN CHASE & CO.
Signature:Rachel Tsvaygoft
Name/Title:Vice President
Date:08/05/2025

FAQ

How many Rocket Companies (RKT) shares does JPMorgan hold?

JPMorgan reports 8,475,048 Class A shares beneficially owned.

What percentage of RKT’s Class A shares does this represent?

The holding equals 3.3 % of the outstanding class.

Did JPMorgan exceed the 5 % ownership threshold?

No. The filing shows ownership below 5 %, so Schedule 13G is appropriate.

Does JPMorgan have shared voting power over any RKT shares?

It reports no shared voting power; all voting power is sole.

Under which rule was this Schedule 13G filed?

The filing was made pursuant to Rule 13d-1(b).

Who signed the certification and when?

Vice President Rachel Tsvaygoft signed on 05 Aug 2025.
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