[8-K] Rocky Mountain Chocolate Factory, Inc. Reports Material Event
Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) disclosed in this Form 8-K that it temporarily fell out of compliance with Nasdaq Listing Rule 5250(c)(1) after missing the deadline for its FY 2025 Form 10-K, which was due for the period ended 28 Feb 2025. Nasdaq issued a delinquency notice on 17 Jun 2025.
The company filed the outstanding 10-K on 20 Jun 2025, and Nasdaq confirmed on 23 Jun 2025 that RMCF had regained full listing compliance. The notice had no immediate effect on trading and the company鈥檚 shares remained listed on the Nasdaq Global Market throughout the process.
While the swift remediation limits near-term listing risk, the late filing highlights potential internal reporting or audit-related weaknesses that investors may wish to monitor.
Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) ha comunicato tramite questo Modulo 8-K di essere temporaneamente non conforme alla Regola di quotazione Nasdaq 5250(c)(1) a seguito del mancato rispetto della scadenza per la presentazione del Modulo 10-K relativo all鈥檈sercizio fiscale 2025, con periodo chiuso il 28 febbraio 2025. Nasdaq ha emesso un avviso di inadempienza il 17 giugno 2025.
L鈥檃zienda ha depositato il 10-K in sospeso il 20 giugno 2025 e Nasdaq ha confermato il 23 giugno 2025 che RMCF aveva riacquisito la piena conformit脿 ai requisiti di quotazione. L鈥檃vviso non ha avuto effetti immediati sul trading e le azioni della societ脿 sono rimaste quotate sul Nasdaq Global Market per tutta la durata del processo.
Nonostante la pronta risoluzione riduca il rischio di sospensione a breve termine, il ritardo nella presentazione evidenzia possibili debolezze interne nei processi di reporting o di revisione che gli investitori potrebbero voler monitorare.
Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) inform贸 en este Formulario 8-K que temporalmente incumpli贸 la Regla de Listado Nasdaq 5250(c)(1) tras no presentar a tiempo su Formulario 10-K del a帽o fiscal 2025, correspondiente al per铆odo finalizado el 28 de febrero de 2025. Nasdaq emiti贸 un aviso de incumplimiento el 17 de junio de 2025.
La compa帽铆a present贸 el 10-K pendiente el 20 de junio de 2025, y Nasdaq confirm贸 el 23 de junio de 2025 que RMCF hab铆a recuperado el cumplimiento total de los requisitos de listado. El aviso no tuvo efecto inmediato en la negociaci贸n y las acciones de la empresa permanecieron listadas en el Nasdaq Global Market durante todo el proceso.
Aunque la r谩pida correcci贸n limita el riesgo de listado a corto plazo, la presentaci贸n tard铆a pone de manifiesto posibles debilidades internas en los procesos de reporte o auditor铆a que los inversores podr铆an desear vigilar.
Rocky Mountain Chocolate Factory, Inc. (雮橃姢雼�: RMCF)電� 鞚� Form 8-K毳� 韱淀暣 2025 須岅硠鞐半弰 10-K 氤搓碃靹� 鞝滌稖 毵堦皭鞚�(2025雲� 2鞗� 28鞚� 膦呺 旮瓣皠)鞚� 雴撿硱 雮橃姢雼� 靸侅灔 攴滌箼 5250(c)(1) 欷�靾橃棎靹� 鞚检嫓鞝侅溂搿� 氩楈柎雮潓鞚� 瓿店皽頄堨姷雼堧嫟. 雮橃姢雼レ潃 2025雲� 6鞗� 17鞚� 鞐办泊 韱奠毳� 氚滍枆頄堨姷雼堧嫟.
须岇偓电� 2025雲� 6鞗� 20鞚� 氙胳牅於� 10-K毳� 鞝滌稖頄堨溂氅�, 雮橃姢雼レ潃 2025雲� 6鞗� 23鞚� RMCF臧� 鞕勳爠頃� 靸侅灔 攴滌爼 欷�靾橂ゼ 須岆车頄堧嫟瓿� 頇曥澑頄堨姷雼堧嫟. 鞚� 韱奠電� 瓯半灅鞐� 歃夑皝鞝侅澑 鞓來枼鞚� 氙胳箻歆� 鞎婌晿鞙茧┌, 須岇偓 欤检嫕鞚� 鞝勳泊 瓿检爼 霃欖晥 雮橃姢雼� 旮�搿滊矊 毵堨紦鞐� 瓿勳啀 靸侅灔霅橃柎 鞛堨棃鞀惦媹雼�.
鞁犾啀頃� 臁办箻搿� 雼赴 靸侅灔 鞙勴棙鞚� 鞝滍暅霅橃棃歆�毵�, 電潃 鞝滌稖鞚� 韴瀽鞛愲摛鞚� 欤检嫓頃� 靾� 鞛堧姅 雮措秬 氤搓碃 霕愲姅 臧愳偓 甏�霠� 鞛犾灛鞝� 鞎届爯鞚� 霌滊煬雰呺媹雼�.
Rocky Mountain Chocolate Factory, Inc. (Nasdaq : RMCF) a r茅v茅l茅 dans ce formulaire 8-K qu鈥檈lle 茅tait temporairement en non-conformit茅 avec la r猫gle de cotation Nasdaq 5250(c)(1) apr猫s avoir manqu茅 la date limite pour son formulaire 10-K de l鈥檈xercice fiscal 2025, couvrant la p茅riode se terminant le 28 f茅vrier 2025. Nasdaq a 茅mis un avis de retard le 17 juin 2025.
La soci茅t茅 a d茅pos茅 le 10-K en attente le 20 juin 2025, et Nasdaq a confirm茅 le 23 juin 2025 que RMCF avait r茅tabli sa pleine conformit茅 aux exigences de cotation. Cet avis n鈥檃 eu aucun effet imm茅diat sur les 茅changes et les actions de la soci茅t茅 sont rest茅es cot茅es sur le Nasdaq Global Market tout au long du processus.
Bien que la correction rapide limite le risque de radiation 脿 court terme, ce d茅p么t tardif souligne des faiblesses potentielles dans les processus internes de reporting ou d鈥檃udit que les investisseurs pourraient souhaiter surveiller.
Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) gab in diesem Formular 8-K bekannt, dass das Unternehmen vor眉bergehend gegen die Nasdaq-Listing-Regel 5250(c)(1) versto脽en hat, nachdem es die Frist f眉r die Einreichung des 10-K-Berichts f眉r das Gesch盲ftsjahr 2025, das am 28. Februar 2025 endete, verpasst hatte. Nasdaq erteilte am 17. Juni 2025 eine Mahnung wegen Versp盲tung.
Das Unternehmen reichte den ausstehenden 10-K am 20. Juni 2025 ein, und Nasdaq best盲tigte am 23. Juni 2025, dass RMCF die vollst盲ndige Einhaltung der Listing-Anforderungen wiedererlangt hatte. Die Mitteilung hatte keine unmittelbaren Auswirkungen auf den Handel, und die Aktien des Unternehmens blieben w盲hrend des gesamten Prozesses am Nasdaq Global Market gelistet.
Obwohl die schnelle Behebung das kurzfristige Listing-Risiko begrenzt, weist die versp盲tete Einreichung auf m枚gliche Schw盲chen in internen Berichtswesen- oder Pr眉fungsprozessen hin, die Investoren beobachten sollten.
- Regained Nasdaq compliance within three days of receiving the delinquency notice.
- No interruption to trading or listing status during the compliance period.
- Received a Nasdaq delinquency notice due to late Form 10-K filing, indicating potential reporting/control weaknesses.
Insights
TL;DR 鈥� Regained compliance quickly; governance controls still under scrutiny.
Nasdaq delisting notices tied to late filings often flag governance lapses. RMCF cured the deficiency within three days by submitting its FY 2025 Form 10-K, demonstrating the board鈥檚 ability to respond rapidly. However, the original delay suggests gaps in internal control over financial reporting or audit coordination. Investors should review the freshly filed 10-K for any disclosed material weaknesses and monitor whether the audit committee undertakes remedial actions. Given the speedy resolution and no trading interruption, the immediate governance impact is neutral, but the event modestly elevates compliance-risk perception.
TL;DR 鈥� Administrative blip; minimal market impact, watch future filings.
The delinquency notice did not affect liquidity, spread, or listing status, and compliance was restored swiftly. From a portfolio standpoint, the episode is unlikely to move valuation multiples or credit metrics. Nonetheless, recurring late filings often precede higher volatility and can limit institutional ownership. I鈥檇 maintain exposure but set an alert for the next reporting cycle; repeated delays could trigger a risk premium expansion.
Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) ha comunicato tramite questo Modulo 8-K di essere temporaneamente non conforme alla Regola di quotazione Nasdaq 5250(c)(1) a seguito del mancato rispetto della scadenza per la presentazione del Modulo 10-K relativo all鈥檈sercizio fiscale 2025, con periodo chiuso il 28 febbraio 2025. Nasdaq ha emesso un avviso di inadempienza il 17 giugno 2025.
L鈥檃zienda ha depositato il 10-K in sospeso il 20 giugno 2025 e Nasdaq ha confermato il 23 giugno 2025 che RMCF aveva riacquisito la piena conformit脿 ai requisiti di quotazione. L鈥檃vviso non ha avuto effetti immediati sul trading e le azioni della societ脿 sono rimaste quotate sul Nasdaq Global Market per tutta la durata del processo.
Nonostante la pronta risoluzione riduca il rischio di sospensione a breve termine, il ritardo nella presentazione evidenzia possibili debolezze interne nei processi di reporting o di revisione che gli investitori potrebbero voler monitorare.
Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) inform贸 en este Formulario 8-K que temporalmente incumpli贸 la Regla de Listado Nasdaq 5250(c)(1) tras no presentar a tiempo su Formulario 10-K del a帽o fiscal 2025, correspondiente al per铆odo finalizado el 28 de febrero de 2025. Nasdaq emiti贸 un aviso de incumplimiento el 17 de junio de 2025.
La compa帽铆a present贸 el 10-K pendiente el 20 de junio de 2025, y Nasdaq confirm贸 el 23 de junio de 2025 que RMCF hab铆a recuperado el cumplimiento total de los requisitos de listado. El aviso no tuvo efecto inmediato en la negociaci贸n y las acciones de la empresa permanecieron listadas en el Nasdaq Global Market durante todo el proceso.
Aunque la r谩pida correcci贸n limita el riesgo de listado a corto plazo, la presentaci贸n tard铆a pone de manifiesto posibles debilidades internas en los procesos de reporte o auditor铆a que los inversores podr铆an desear vigilar.
Rocky Mountain Chocolate Factory, Inc. (雮橃姢雼�: RMCF)電� 鞚� Form 8-K毳� 韱淀暣 2025 須岅硠鞐半弰 10-K 氤搓碃靹� 鞝滌稖 毵堦皭鞚�(2025雲� 2鞗� 28鞚� 膦呺 旮瓣皠)鞚� 雴撿硱 雮橃姢雼� 靸侅灔 攴滌箼 5250(c)(1) 欷�靾橃棎靹� 鞚检嫓鞝侅溂搿� 氩楈柎雮潓鞚� 瓿店皽頄堨姷雼堧嫟. 雮橃姢雼レ潃 2025雲� 6鞗� 17鞚� 鞐办泊 韱奠毳� 氚滍枆頄堨姷雼堧嫟.
须岇偓电� 2025雲� 6鞗� 20鞚� 氙胳牅於� 10-K毳� 鞝滌稖頄堨溂氅�, 雮橃姢雼レ潃 2025雲� 6鞗� 23鞚� RMCF臧� 鞕勳爠頃� 靸侅灔 攴滌爼 欷�靾橂ゼ 須岆车頄堧嫟瓿� 頇曥澑頄堨姷雼堧嫟. 鞚� 韱奠電� 瓯半灅鞐� 歃夑皝鞝侅澑 鞓來枼鞚� 氙胳箻歆� 鞎婌晿鞙茧┌, 須岇偓 欤检嫕鞚� 鞝勳泊 瓿检爼 霃欖晥 雮橃姢雼� 旮�搿滊矊 毵堨紦鞐� 瓿勳啀 靸侅灔霅橃柎 鞛堨棃鞀惦媹雼�.
鞁犾啀頃� 臁办箻搿� 雼赴 靸侅灔 鞙勴棙鞚� 鞝滍暅霅橃棃歆�毵�, 電潃 鞝滌稖鞚� 韴瀽鞛愲摛鞚� 欤检嫓頃� 靾� 鞛堧姅 雮措秬 氤搓碃 霕愲姅 臧愳偓 甏�霠� 鞛犾灛鞝� 鞎届爯鞚� 霌滊煬雰呺媹雼�.
Rocky Mountain Chocolate Factory, Inc. (Nasdaq : RMCF) a r茅v茅l茅 dans ce formulaire 8-K qu鈥檈lle 茅tait temporairement en non-conformit茅 avec la r猫gle de cotation Nasdaq 5250(c)(1) apr猫s avoir manqu茅 la date limite pour son formulaire 10-K de l鈥檈xercice fiscal 2025, couvrant la p茅riode se terminant le 28 f茅vrier 2025. Nasdaq a 茅mis un avis de retard le 17 juin 2025.
La soci茅t茅 a d茅pos茅 le 10-K en attente le 20 juin 2025, et Nasdaq a confirm茅 le 23 juin 2025 que RMCF avait r茅tabli sa pleine conformit茅 aux exigences de cotation. Cet avis n鈥檃 eu aucun effet imm茅diat sur les 茅changes et les actions de la soci茅t茅 sont rest茅es cot茅es sur le Nasdaq Global Market tout au long du processus.
Bien que la correction rapide limite le risque de radiation 脿 court terme, ce d茅p么t tardif souligne des faiblesses potentielles dans les processus internes de reporting ou d鈥檃udit que les investisseurs pourraient souhaiter surveiller.
Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) gab in diesem Formular 8-K bekannt, dass das Unternehmen vor眉bergehend gegen die Nasdaq-Listing-Regel 5250(c)(1) versto脽en hat, nachdem es die Frist f眉r die Einreichung des 10-K-Berichts f眉r das Gesch盲ftsjahr 2025, das am 28. Februar 2025 endete, verpasst hatte. Nasdaq erteilte am 17. Juni 2025 eine Mahnung wegen Versp盲tung.
Das Unternehmen reichte den ausstehenden 10-K am 20. Juni 2025 ein, und Nasdaq best盲tigte am 23. Juni 2025, dass RMCF die vollst盲ndige Einhaltung der Listing-Anforderungen wiedererlangt hatte. Die Mitteilung hatte keine unmittelbaren Auswirkungen auf den Handel, und die Aktien des Unternehmens blieben w盲hrend des gesamten Prozesses am Nasdaq Global Market gelistet.
Obwohl die schnelle Behebung das kurzfristige Listing-Risiko begrenzt, weist die versp盲tete Einreichung auf m枚gliche Schw盲chen in internen Berichtswesen- oder Pr眉fungsprozessen hin, die Investoren beobachten sollten.
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.
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Date: June 23, 2025
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By:
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/s/ Jeffrey R. Geygan
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Jeffrey R. Geygan
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Interim Chief Executive Officer
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FAQ
Why did Rocky Mountain Chocolate Factory (RMCF) receive a Nasdaq delinquency notice?
When did RMCF file the delayed Form 10-K?
Has RMCF regained compliance with Nasdaq listing rules?
Did the delinquency notice affect RMCF鈥檚 stock trading?
What rule was RMCF cited for violating?
