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What: Saratoga Investment Corp. Definitive Proxy Statement for the 2025 Annual Meeting of Stockholders.
When/Who: Meeting on September 25, 2025 at 10:00 a.m. ET; record date July 29, 2025; 15,951,835 shares outstanding as of the record date.
Proposals: (1) Elect Steven M. Looney and Charles S. Whitman III as directors for terms ending 2028 (election by plurality); (2) Ratify Ernst & Young LLP as independent registered public accounting firm for fiscal year ending February 28, 2026 (majority vote). The Board unanimously recommends a vote FOR both proposals.
Material items: Audit fees for FY2025 totaled $961,700 (FY2024: $642,300); total EY fees FY2025 $1,046,050 plus other fees $65,000. Management Agreement with Saratoga Investment Advisors was renewed on July 7, 2025. Chairman/CEO is Christian L. Oberbeck; directors and execs beneficially own 1,667,162 shares (10.0%); Mr. Oberbeck beneficially reported 1,505,809 shares (9.4%) and retains voting rights over 549,183 shares; Mr. Oberbeck has pledged 600,000 shares as collateral.
On 29鈥�30 Jul 2025, SARATOGA INVESTMENT CORP. (SAR) CEO, Chairman and >10% owner Christian L. Oberbeck filed a Form 4 showing non-open-market, $0.00-price transfers of 28,261 and 48 shares (total 28,309) to 17 Saratoga employees as compensation (transaction code 鈥淛鈥�). The shares came from his indirect vehicle CLO Partners LLC, whose stake fell to 89,465.
Post-transaction, Oberbeck holds 650,426 shares directly and about 263,881 shares indirectly via CLO Partners LLC, CLO Partners Holdings LLC, spouse and children, maintaining 10%-plus ownership. No derivative positions were reported. The filing signals no cash sale or market disposal, but it modestly reduces insider ownership while broadening employee equity participation.
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