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[Form 4] The Charles Schwab Corporation Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Paul V. Woolway, Managing Director and Chief Banking Officer of Charles Schwab, reported significant insider transactions on June 18, 2025:

  • Exercised 10,129 non-qualified stock options at $46.81 per share under the company's 2013 Stock Incentive Plan
  • Subsequently sold 10,129 shares at weighted average price of $90.0073 (range: $90.00-$90.045) through a Rule 10b5-1 trading plan established November 15, 2024
  • Contributed exercised shares to a revocable trust

Post-transaction holdings include:

  • 33,767 shares held directly
  • 39,154 shares in trust
  • 7,464 shares in ESPP
  • 2,277 shares through two sons (1,138.624 each)
  • 10,131 remaining stock options exercisable until March 1, 2029
Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Woolway Paul V
(Last) (First) (Middle)
3000 SCHWAB WAY
(Street)
WESTLAKE TX 76262
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
MD, Chief Banking Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/18/2025 M 10,129 A $46.81 33,767(1) D
Common Stock 06/18/2025 S(2) 10,129 D $90.0073(3) 39,154.1078 I by Trust
Common Stock 7,464 I by ESPP
Common Stock 1,138.624 I by Son 1
Common Stock 1,138.624 I by Son 2
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Nonqualified Stock Option (right to buy) $46.81 06/18/2025 M 10,129 (4) 03/01/2029 Common Stock 10,129 $0 10,131 D
Explanation of Responses:
1. Reflects the contribution of 10,129 shares received upon exercise of the options to a revocable trust.
2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 15, 2024.
3. This transaction was executed in multiple trades at prices ranging from $90.00 to $90.045. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
Remarks:
/s/ Jeffrey E. Salvesen, Attorney-in-Fact 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

What SCHW stock transactions did Paul Woolway execute on June 18, 2025?

On June 18, 2025, Paul Woolway (Chief Banking Officer) exercised 10,129 stock options at $46.81 per share and subsequently sold the same number of shares at an average price of $90.0073 through a trust. The shares were sold pursuant to a Rule 10b5-1 trading plan established on November 15, 2024.

How many shares of SCHW does Paul Woolway own after the reported transactions?

After the transactions, Paul Woolway beneficially owns: 33,767 shares directly, 39,154.1078 shares through a trust, 7,464 shares through ESPP, and 2,277.248 shares through his two sons (1,138.624 each). He also retains 10,131 stock options.

What was the exercise price of SCHW stock options exercised by Paul Woolway?

Paul Woolway exercised nonqualified stock options with an exercise price of $46.81 per share. These options were originally granted under the company's 2013 Stock Incentive Plan and had an expiration date of March 1, 2029.

What is Paul Woolway's position at Charles Schwab (SCHW)?

Paul Woolway serves as Managing Director and Chief Banking Officer at Charles Schwab Corporation, as indicated in the Form 4 filing.

Was the SCHW stock sale by Paul Woolway part of a planned transaction?

Yes, the stock sale was executed pursuant to a Rule 10b5-1 trading plan that Paul Woolway had established on November 15, 2024. This type of plan provides a predetermined trading schedule to help avoid allegations of insider trading.
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[Form 4] The Charles Schwab Corporation Insider Trading Activity
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[Form 4] The Charles Schwab Corporation Insider Trading Activity
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SCHW Stock Data

179.10B
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Security Brokers, Dealers & Flotation Companies
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WESTLAKE