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Super Micro Computer Inc SEC Filings

SMCI NASDAQ

Welcome to our dedicated page for Super Micro Computer SEC filings (Ticker: SMCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

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Super Micro Computer, Inc. (SMCI) 鈥� Form 4 insider activity dated 07/01/2025

Director and 10% owner Sara Liu reported two routine restricted-stock-unit (RSU) vesting events. She acquired 820 and 510 common shares through option/RSU exercises (transaction code M). To satisfy withholding taxes she disposed of 442 and 275 shares at $47.20 per share (code F). Net of the tax sales, her direct holdings increased by approximately 613 shares.

After the transactions, Liu鈥檚 records show:

  • Direct ownership: 2,684鈥�2,959 shares (depending on the specific line item reported)
  • Derivative (unvested RSUs) remaining: 1,660 units
  • Indirect ownership (held by spouse): 66,903,640 shares

The RSU counts reflect the company鈥檚 10-for-1 forward split effective 09/30/2024. Vesting on the remaining RSUs will occur in equal annual installments each 1 July through 2028, subject to continued service.

No open-market purchases or large dispositions occurred; activity was administrative and immaterial relative to Liu鈥檚 66.9 million-share indirect stake and SMCI鈥檚 public float.

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Super Micro Computer, Inc. (SMCI) 鈥� Form 4 insider filing

President & CEO Charles Liang reported routine changes in indirect holdings through his spouse on 1 July 2025:

  • RSU vesting (Code 鈥淢鈥�): 820 and 510 restricted stock units converted into the same number of common shares (total 1,330 shares).
  • Shares withheld for taxes (Code 鈥淔鈥�): 442 and 275 shares sold at $47.20 per share (total 717 shares; 鈮� $33.8 k).
  • Post-transaction holdings: Liang still owns 66,903,640 shares directly; spouse now holds 2,891, 2,449, 2,959, and 2,684 shares in various lots plus 3,190 RSUs outstanding.

The transactions stem from scheduled RSU vesting and associated tax withholding following the company鈥檚 10-for-1 forward split effective 30 Sep 2024. The volumes are immaterial relative to Liang鈥檚 ~66.9 million-share stake and do not alter insider control.

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Super Micro Computer, Inc. (SMCI) filed a Form 4 reporting director Wally Yih-Shyan Liaw鈥檚 transactions on 1 July 2025. Liaw exercised 1,393 restricted stock units (RSUs)鈥�800 units from a 2024-granted award and 593 units from a 2025-granted award (transaction code 鈥淢鈥�). To cover withholding taxes, 500 shares were automatically sold (transaction code 鈥淔鈥�) at a price of $47.20, resulting in a net increase of 893 shares.

After the transactions, Liaw holds 73,497 shares directly. Indirectly, he controls 14,990,450 shares through the Liaw Family Trust and 193,770 shares through his spouse, underscoring a sizable insider stake that remains largely intact. The RSU awards vest in four equal annual tranches each 1 July, provided continued service, and reflect the 10-for-1 forward split effective 30 September 2024.

The filing signals routine equity-based compensation vesting with limited sales for tax purposes. No open-market sales occurred, and total insider ownership remains substantial, implying continued alignment with shareholder interests. The event is considered neutral-to-slightly positive in impact given the net share accumulation and absence of discretionary selling.

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Super Micro Computer, Inc. (SMCI) filed a Form 4 reporting director Wally Yih-Shyan Liaw鈥檚 transactions on 1 July 2025. Liaw exercised 1,393 restricted stock units (RSUs)鈥�800 units from a 2024-granted award and 593 units from a 2025-granted award (transaction code 鈥淢鈥�). To cover withholding taxes, 500 shares were automatically sold (transaction code 鈥淔鈥�) at a price of $47.20, resulting in a net increase of 893 shares.

After the transactions, Liaw holds 73,497 shares directly. Indirectly, he controls 14,990,450 shares through the Liaw Family Trust and 193,770 shares through his spouse, underscoring a sizable insider stake that remains largely intact. The RSU awards vest in four equal annual tranches each 1 July, provided continued service, and reflect the 10-for-1 forward split effective 30 September 2024.

The filing signals routine equity-based compensation vesting with limited sales for tax purposes. No open-market sales occurred, and total insider ownership remains substantial, implying continued alignment with shareholder interests. The event is considered neutral-to-slightly positive in impact given the net share accumulation and absence of discretionary selling.

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Super Micro Computer, Inc. (SMCI) 鈥� Form 4 insider transaction filed 07/02/2025

Chief Financial Officer David E. Weigand reported multiple transactions dated 07/01/2025 related to the vesting of previously granted Restricted Stock Units (RSUs) that were adjusted for SMCI鈥檚 10-for-1 stock split effective 09/30/2024.

  • Conversions (Code M): 18,571 RSUs were converted into an equal number of common shares in four tranches (9,380; 5,120; 1,080; 2,991).
  • Tax withholding sales (Code F): 9,024 shares were automatically withheld/sold at $47.20 per share to satisfy statutory tax obligations.
  • Net result: The reporting person鈥檚 direct common-stock holdings increased by 鈮�9,547 shares, bringing total direct ownership to 鈮�98,146 shares after the transactions.
  • Weigand continues to hold unvested RSUs totaling 9,380; 5,120; 1,080; 2,991 units under three separate grant schedules that vest annually on 1 July 2023-2028, subject to continued service.

No open-market purchases or discretionary sales were reported; all transactions stem from programmed equity-compensation events. The filing does not contain operational or financial-performance data and is therefore routine from a corporate-governance perspective.

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Form 4 overview 鈥� Super Micro Computer, Inc. (SMCI)

On 07/01/2025, Don W. Clegg, the company鈥檚 Senior Vice President of Worldwide Sales, reported a series of routine equity transactions linked to previously granted restricted stock units (RSUs). Key points:

  • RSU vesting & exercises (Code 鈥淢鈥�): Four tranches of RSUs were converted into a total of 11,305 common shares (7,960 + 800 + 660 + 1,885).
  • Shares withheld for taxes (Code 鈥淔鈥�): 5,163 shares were automatically surrendered at $47.20 per share to satisfy statutory tax-withholding obligations.
  • Net change in ownership: After the transactions, Clegg鈥檚 direct holdings increased by 6,142 shares to 41,447 shares.
  • Split adjustment: Footnote 2 clarifies that the RSU amounts reflect the 10-for-1 forward stock split effective 09/30/2024.
  • Remaining un-vested RSUs: Clegg still beneficially owns derivative interests covering 7,960; 1,600; 1,320; and 5,657 RSUs that continue to vest annually through 2028, contingent on continued service.

No open-market sales were reported; all disposals were tax-related. The filing signals continued equity accumulation by a key executive but does not indicate a change in strategic outlook or corporate fundamentals.

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Universal Electronics Inc. (UEIC) 鈥� Form 4 insider activity

Director Sue Ann Hamilton filed a Form 4 covering transactions dated 07/01/2025. She acquired 1,250 common shares when previously awarded restricted stock units (RSUs) converted to stock (transaction code 鈥淢鈥�). The shares are held indirectly through the Sue Ann R. Hamilton Trust, bringing the trust鈥檚 reported holdings to 34,337 shares.

On the same date the director also received a new grant of 18,437 RSUs as part of director compensation; these units will vest on 07/01/2026. In addition, Hamilton continues to hold stock options on 20,000 shares previously disclosed. No shares were sold in this filing.

The filing reflects routine equity-based compensation and a modest increase in the director鈥檚 indirect ownership. The transactions do not alter control or disclose any material corporate developments beyond the reported awards.

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Cardlytics, Inc. (CDLX) 鈥� Form 4 insider activity for CEO Amit Gupta

On July 1 2025 Mr. Gupta acquired 14,349 common shares through the conversion of restricted stock units (code 鈥淢鈥�). The RSUs are part of a previously disclosed 114,796-unit award that vests in eight equal quarterly installments from July 1 2024 through April 1 2026.

On July 2 2025 he sold 6,725 shares at a weighted-average price of $1.7826 solely to cover tax-withholding obligations associated with the vesting event. No other purpose for the sale was indicated.

After the transactions Mr. Gupta directly owns 378,704 common shares and retains 43,049 unvested RSUs. Net of the tax sale, his direct equity stake increased by 7,624 shares.

The activity does not involve new option grants, cash compensation or changes to company fundamentals; it is a routine vesting-and-withholding event that modestly raises the CEO鈥檚 long-term exposure to the stock.

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Super Micro Computer, Inc. (SMCI) 鈥� Form 4 insider filing

Director Judy L. Lin reported the routine conversion of 1,580 restricted stock units (RSUs) into common shares on 06/30/2025 (transaction code M). The RSUs, originally granted for FY-2025 service, fully vested on the same date and were settled on a one-for-one basis at a $0 exercise price. Following the transaction, Lin鈥檚 direct ownership increased to 54,940 SMCI shares. All derivative holdings related to this grant are now exhausted.

The grant and resulting share totals reflect SMCI鈥檚 10-for-1 forward stock split effective 09/30/2024; prior disclosures were restated accordingly. No open-market purchases or sales were reported, indicating the filing documents an automatic equity award settlement rather than an elective trade.

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Super Micro Computer, Inc. (SMCI) 鈥� Form 4 filing (06/30/2025): Director Tally C. Liu converted 1,580 restricted stock units (RSUs) that fully vested on 06/30/2025 into an equal number of common shares. The RSUs had previously been reported at one-tenth the size but were adjusted for SMCI鈥檚 10-for-1 forward split effective 09/30/2024. Following the transaction, Liu now holds 285,300 SMCI common shares directly and no remaining derivative units. Transaction code 鈥淢鈥� indicates the shares were acquired through the settlement of an equity award rather than an open-market purchase. The filing signals continued insider equity ownership alignment but does not involve cash outlay or a sale of shares, and the magnitude (<1% of Liu鈥檚 holdings and immaterial to SMCI鈥檚 float) is modest.

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FAQ

What is the current stock price of Super Micro Computer (SMCI)?

The current stock price of Super Micro Computer (SMCI) is $48.74 as of July 2, 2025.

What is the market cap of Super Micro Computer (SMCI)?

The market cap of Super Micro Computer (SMCI) is approximately 27.8B.

What does Super Micro Computer Inc specialize in?

Super Micro Computer Inc specializes in high-performance server technology and modular IT solutions for data centers, cloud computing, HPC, AI, and embedded markets.

How does the company approach product design?

The company employs a building block design strategy that emphasizes modularity and customization, enabling a wide range of configurable server systems and IT components.

What cooling technologies are used in Supermicro products?

Supermicro integrates both air-cooled and liquid-cooled solutions, using advanced cooling distribution systems and custom-designed cold plates to optimize thermal management.

How does Super Micro ensure energy efficiency?

Through innovative green computing practices and efficient thermal designs, Supermicro minimizes power consumption and reduces the total cost of ownership for data center operations.

What markets does Super Micro Computer Inc serve?

Its solutions cater to diverse markets including enterprise IT, cloud and data centers, HPC, AI, Big Data analytics, and IoT, among others.

How does the company support customized IT solutions?

Supermicro offers a broad array of configurations and end-to-end services鈥攆rom hardware design and integration to management software and on-site support鈥攅nsuring tailored, application-specific solutions.

What role does innovation play in its operations?

Innovation is integral to Supermicro鈥檚 operations, driving advancements in modular architectures, cooling technologies, and system integration which keep its solutions at the forefront of modern IT demands.

How does Supermicro maintain quality and scalability?

By designing and manufacturing key components in-house and leveraging global operations, Supermicro ensures high quality, reliability, and scalable performance across its comprehensive product portfolio.
Super Micro Computer Inc

NASDAQ:SMCI

SMCI Rankings

SMCI Stock Data

27.82B
512.82M
14.22%
51.83%
17.35%
Computer Hardware
Electronic Computers
United States
SAN JOSE