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STOCK TITAN

[Form 4] Super Micro Computer, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Super Micro Computer, Inc. (SMCI) � Form 4 filing (06/30/2025): Director Tally C. Liu converted 1,580 restricted stock units (RSUs) that fully vested on 06/30/2025 into an equal number of common shares. The RSUs had previously been reported at one-tenth the size but were adjusted for SMCI’s 10-for-1 forward split effective 09/30/2024. Following the transaction, Liu now holds 285,300 SMCI common shares directly and no remaining derivative units. Transaction code “M� indicates the shares were acquired through the settlement of an equity award rather than an open-market purchase. The filing signals continued insider equity ownership alignment but does not involve cash outlay or a sale of shares, and the magnitude (<1% of Liu’s holdings and immaterial to SMCI’s float) is modest.

Super Micro Computer, Inc. (SMCI) � Comunicazione Form 4 (30/06/2025): Il direttore Tally C. Liu ha convertito 1.580 unità azionarie vincolate (RSU) completamente maturate il 30/06/2025 in un pari numero di azioni ordinarie. Le RSU erano state precedentemente segnalate a un decimo della quantità, ma sono state adeguate in seguito allo split azionario 10-per-1 di SMCI, effettivo dal 30/09/2024. Dopo questa operazione, Liu detiene direttamente 285.300 azioni ordinarie SMCI e non ha più unità derivate. Il codice di transazione “M� indica che le azioni sono state acquisite tramite il regolamento di un premio azionario e non tramite acquisto sul mercato aperto. La comunicazione riflette un continuo allineamento della proprietà azionaria interna, senza coinvolgimento di esborsi in contanti o vendita di azioni, e la portata (<1% delle partecipazioni di Liu e irrilevante rispetto al flottante di SMCI) è modesta.

Super Micro Computer, Inc. (SMCI) � Presentación del Formulario 4 (30/06/2025): El director Tally C. Liu convirtió 1,580 unidades restringidas de acciones (RSU) que se consolidaron completamente el 30/06/2025 en un número igual de acciones comunes. Las RSU se habían reportado previamente a una décima parte, pero se ajustaron debido a la división a favor 10-por-1 de SMCI efectiva el 30/09/2024. Tras la transacción, Liu posee directamente 285,300 acciones comunes de SMCI y no tiene unidades derivadas restantes. El código de transacción “M� indica que las acciones fueron adquiridas mediante la liquidación de un premio en acciones y no por compra en el mercado abierto. La presentación señala una continua alineación en la propiedad accionaria interna, sin desembolso de efectivo ni venta de acciones, y la magnitud (<1% de las participaciones de Liu e insignificante para el flotante de SMCI) es modesta.

슈퍼 마이크로 컴퓨�, Inc. (SMCI) � Form 4 제출 (2025� 6� 30�): 이사 Tally C. Liu가 2025� 6� 30일에 완전� 베스팅된 1,580개의 제한 주식 단위(RSU)� 동일� 수의 보통주로 전환했습니다. RSU� 이전� 10분의 1 크기� 보고되었으나, 2024� 9� 30� 발효� SMCI� 10대 1 주식 분할� 따라 조정되었습니�. 거래 � Liu� 직접 285,300주의 SMCI 보통주를 보유하며 파생 단위� 남아 있지 않습니다. 거래 코드 “M”은 주식� 공개 시장 매수가 아닌 주식 보상 정산� 통해 취득되었음을 나타냅니�. 이번 제출은 내부� 주식 소유� 지속적� 정렬� 보여주지� 현금 지출이� 주식 매도� 없으�, 규모� Liu 보유분의 1% 미만으로 SMCI 유통 주식 수에 미미� 수준입니�.

Super Micro Computer, Inc. (SMCI) � Dépôt du formulaire 4 (30/06/2025) : Le directeur Tally C. Liu a converti 1 580 unités d’actions restreintes (RSU) entièrement acquises au 30/06/2025 en un nombre égal d’actions ordinaires. Les RSU avaient été précédemment déclarées à un dixième de leur taille, mais ont été ajustées suite au fractionnement d’actions 10 pour 1 de SMCI effectif au 30/09/2024. Après la transaction, Liu détient désormais directement 285 300 actions ordinaires SMCI et aucune unité dérivée restante. Le code de transaction « M » indique que les actions ont été acquises par règlement d’une attribution d’actions et non par achat sur le marché ouvert. Ce dépôt témoigne d’un alignement continu de la propriété interne, sans sortie de trésorerie ni vente d’actions, et l’ampleur (<1 % des avoirs de Liu et insignifiante pour le flottant de SMCI) est modeste.

Super Micro Computer, Inc. (SMCI) � Form 4 Einreichung (30.06.2025): Direktor Tally C. Liu wandelte 1.580 vollständig am 30.06.2025 fällige Restricted Stock Units (RSUs) in dieselbe Anzahl von Stammaktien um. Die RSUs waren zuvor mit einem Zehntel der Menge gemeldet worden, wurden jedoch an den 10-zu-1 Aktiensplit von SMCI zum 30.09.2024 angepasst. Nach der Transaktion hält Liu nun direkt 285.300 SMCI-Stammaktien und keine verbleibenden Derivateinheiten. Der Transaktionscode „M� zeigt an, dass die Aktien durch die Abwicklung einer Aktienprämie und nicht durch einen Kauf am offenen Markt erworben wurden. Die Meldung signalisiert eine weiterhin bestehende Ausrichtung der Insider-Beteiligung, beinhaltet jedoch keinen Geldaufwand oder Verkauf von Aktien, und das Volumen (<1 % von Lius Bestand und unerheblich für den Streubesitz von SMCI) ist gering.

Positive
  • Director increased direct ownership by 1,580 shares, bringing total holdings to 285,300, with no shares sold.
  • All RSUs fully vested and settled, eliminating derivative overhang and simplifying ownership structure.
Negative
  • None.

Insights

TL;DR: Routine RSU vesting; insider stake rises by 1,580 shares, now 285,300 total—no market-moving signal.

The Form 4 shows a standard equity-award settlement. Code “M� confirms conversion of RSUs, not an open-market buy, therefore no incremental cash investment. The post-transaction stake represents board-level alignment but the additional 1,580 shares are immaterial relative to SMCI’s ~53 million share count. No share sales occurred, which avoids bearish optics, yet the event is too small to alter valuation or liquidity metrics.

TL;DR: Vested RSUs reinforce compensation alignment; neutral impact on governance risk profile.

The filing reflects completion of a previously disclosed 2025 service-based RSU grant. Adjustments for the 10-for-1 split were handled correctly, and the director continues to hold all shares received, indicating no immediate profit-taking. From a governance standpoint, this supports incentive alignment but does not change board independence or ownership concentration in a material way.

Super Micro Computer, Inc. (SMCI) � Comunicazione Form 4 (30/06/2025): Il direttore Tally C. Liu ha convertito 1.580 unità azionarie vincolate (RSU) completamente maturate il 30/06/2025 in un pari numero di azioni ordinarie. Le RSU erano state precedentemente segnalate a un decimo della quantità, ma sono state adeguate in seguito allo split azionario 10-per-1 di SMCI, effettivo dal 30/09/2024. Dopo questa operazione, Liu detiene direttamente 285.300 azioni ordinarie SMCI e non ha più unità derivate. Il codice di transazione “M� indica che le azioni sono state acquisite tramite il regolamento di un premio azionario e non tramite acquisto sul mercato aperto. La comunicazione riflette un continuo allineamento della proprietà azionaria interna, senza coinvolgimento di esborsi in contanti o vendita di azioni, e la portata (<1% delle partecipazioni di Liu e irrilevante rispetto al flottante di SMCI) è modesta.

Super Micro Computer, Inc. (SMCI) � Presentación del Formulario 4 (30/06/2025): El director Tally C. Liu convirtió 1,580 unidades restringidas de acciones (RSU) que se consolidaron completamente el 30/06/2025 en un número igual de acciones comunes. Las RSU se habían reportado previamente a una décima parte, pero se ajustaron debido a la división a favor 10-por-1 de SMCI efectiva el 30/09/2024. Tras la transacción, Liu posee directamente 285,300 acciones comunes de SMCI y no tiene unidades derivadas restantes. El código de transacción “M� indica que las acciones fueron adquiridas mediante la liquidación de un premio en acciones y no por compra en el mercado abierto. La presentación señala una continua alineación en la propiedad accionaria interna, sin desembolso de efectivo ni venta de acciones, y la magnitud (<1% de las participaciones de Liu e insignificante para el flotante de SMCI) es modesta.

슈퍼 마이크로 컴퓨�, Inc. (SMCI) � Form 4 제출 (2025� 6� 30�): 이사 Tally C. Liu가 2025� 6� 30일에 완전� 베스팅된 1,580개의 제한 주식 단위(RSU)� 동일� 수의 보통주로 전환했습니다. RSU� 이전� 10분의 1 크기� 보고되었으나, 2024� 9� 30� 발효� SMCI� 10대 1 주식 분할� 따라 조정되었습니�. 거래 � Liu� 직접 285,300주의 SMCI 보통주를 보유하며 파생 단위� 남아 있지 않습니다. 거래 코드 “M”은 주식� 공개 시장 매수가 아닌 주식 보상 정산� 통해 취득되었음을 나타냅니�. 이번 제출은 내부� 주식 소유� 지속적� 정렬� 보여주지� 현금 지출이� 주식 매도� 없으�, 규모� Liu 보유분의 1% 미만으로 SMCI 유통 주식 수에 미미� 수준입니�.

Super Micro Computer, Inc. (SMCI) � Dépôt du formulaire 4 (30/06/2025) : Le directeur Tally C. Liu a converti 1 580 unités d’actions restreintes (RSU) entièrement acquises au 30/06/2025 en un nombre égal d’actions ordinaires. Les RSU avaient été précédemment déclarées à un dixième de leur taille, mais ont été ajustées suite au fractionnement d’actions 10 pour 1 de SMCI effectif au 30/09/2024. Après la transaction, Liu détient désormais directement 285 300 actions ordinaires SMCI et aucune unité dérivée restante. Le code de transaction « M » indique que les actions ont été acquises par règlement d’une attribution d’actions et non par achat sur le marché ouvert. Ce dépôt témoigne d’un alignement continu de la propriété interne, sans sortie de trésorerie ni vente d’actions, et l’ampleur (<1 % des avoirs de Liu et insignifiante pour le flottant de SMCI) est modeste.

Super Micro Computer, Inc. (SMCI) � Form 4 Einreichung (30.06.2025): Direktor Tally C. Liu wandelte 1.580 vollständig am 30.06.2025 fällige Restricted Stock Units (RSUs) in dieselbe Anzahl von Stammaktien um. Die RSUs waren zuvor mit einem Zehntel der Menge gemeldet worden, wurden jedoch an den 10-zu-1 Aktiensplit von SMCI zum 30.09.2024 angepasst. Nach der Transaktion hält Liu nun direkt 285.300 SMCI-Stammaktien und keine verbleibenden Derivateinheiten. Der Transaktionscode „M� zeigt an, dass die Aktien durch die Abwicklung einer Aktienprämie und nicht durch einen Kauf am offenen Markt erworben wurden. Die Meldung signalisiert eine weiterhin bestehende Ausrichtung der Insider-Beteiligung, beinhaltet jedoch keinen Geldaufwand oder Verkauf von Aktien, und das Volumen (<1 % von Lius Bestand und unerheblich für den Streubesitz von SMCI) ist gering.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LIU TALLY C

(Last) (First) (Middle)
980 ROCK AVENUE

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super Micro Computer, Inc. [ SMCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/30/2025 M 1,580 A (1) 285,300 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 06/30/2025 M 1,580(2) (3) (3) Common Stock 1,580(2) $0 0 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
2. This RSU was previously reported on August 13, 2024 as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024.
3. The restricted stock units were granted with respect to the Reporting Person's continued service to SMCI in fiscal 2025. The restricted stock units fully vested on June 30, 2025. Vested units are settled in shares of common stock.
Remarks:
/s/ David E Weigand, Attorney-In-Fact 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many SMCI shares did Director Tally C. Liu acquire on 06/30/2025?

He acquired 1,580 common shares through the conversion of vested RSUs.

What is the total SMCI ownership of Tally C. Liu after the transaction?

Post-transaction, Liu directly owns 285,300 SMCI shares.

Was this an open-market purchase or an equity-award conversion?

It was an equity-award conversion (Transaction Code “M�), not an open-market buy.

Did the 10-for-1 stock split affect the reported RSU amount?

Yes. RSUs were previously reported at one-tenth the size and were adjusted for the 10-for-1 split effective 09/30/2024.

Are any derivative securities remaining after this Form 4 filing?

No. Liu reports 0 remaining RSUs after settlement.
Super Micro Computer Inc

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Computer Hardware
Electronic Computers
United States
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