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Stonex Group Inc SEC Filings

SNEX NASDAQ

Welcome to our dedicated page for Stonex Group SEC filings (Ticker: SNEX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Commodity hedges, cross-border payments, and derivative exposures make StoneX Group Inc.’s disclosures some of the densest in the brokerage world. A single 10-K can exceed 300 pages, and Form 4 filings for multiple trading desks appear almost every session. If you’ve ever tried mapping segment revenues or tracking counter-party risk across divisions, you know the complexity.

Stock Titan solves that challenge. Our AI reads every StoneX quarterly earnings report 10-Q filing within seconds, then highlights revenue swings, margin shifts, and capital adequacy ratios in plain English. Need the latest StoneX insider trading Form 4 transactions? You’ll receive alerts the moment the document hits EDGAR. The platform also stitches together StoneX 8-K material events explained, delivers a StoneX annual report 10-K simplified summary, and flags any StoneX proxy statement executive compensation surprises—a±ô±ô while linking you to the source pages for deeper review.

Investors use these insights to:

  • Compare clearing-house capital trends quarter over quarter
  • Spot StoneX executive stock transactions Form 4 before price moves
  • Understand foreign-exchange payment volumes without scrolling through footnotes
  • Export data for your own StoneX earnings report filing analysis

Whether you’re monitoring credit exposure or understanding StoneX SEC documents with AI, our coverage is complete: every 10-K, 10-Q, 8-K, and StoneX Form 4 insider transactions real-time—a±ô±ô StoneX SEC filings explained simply.

Filing
Rhea-AI Summary

StoneX Group Inc. (SNEX) has received a Form 144 notice indicating a proposed sale of 1,125 common shares, valued at roughly $108,000 (â‰� $96/share). The seller, identified as John Fowler, plans to execute the transaction through Merrill Lynch (Greenwich, CT) on or after 01 Aug 2025. The shares represent only 0.0023 % of the 49.9 million shares outstanding, suggesting an immaterial impact on float.

The filing shows the same individual already sold 1,125 shares on 15 May 2025 for gross proceeds of $98,718.75. All shares were originally granted as bonuses on 13 Feb 2019, 31 Jul 2020 and 31 Oct 2020, with cash payments recorded on the respective dates.

No adverse information about StoneX’s operations is referenced; the filer certifies compliance with Rule 144 and states no undisclosed material information. While insider selling can be a cautious signal, the small size and previous orderly sale suggest minimal market impact.

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PSTG � Form 144 filing dated 07/31/2025 discloses a proposed sale of 163,925 common shares of Pure Storage, Inc. through Morgan Stanley Smith Barney on the NYSE. At the 07/30/2025 closing price implied by the filing, the transaction is valued at � $9.71 million. The shares represent roughly 0.05 % of the company’s 326.8 million shares outstanding.

The shares were originally acquired on 10 Oct 2009 as “Founders Shares.� The seller plans to rely on Rule 10b5-1 and affirms possession of no undisclosed material information.

Recent activity: trusts identified as “THE COLGROVE FAM CHARITABLE REM TR� and “THE COLGROVE FAM LIVING TR� executed five 10b5-1 trades over the past three months, selling a combined 301,251 shares for � $17.28 million.

Investor take-away: The filing signals continued insider monetization but involves a small fraction of outstanding equity. While not dilutive, the size and cadence of sales could modestly pressure near-term sentiment.

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StoneX Group Inc. (NASDAQ: SNEX) disclosed via Form 8-K that its newly formed subsidiary, StoneX Escrow Issuer LLC, has priced and sold $625 million of 6.875% Senior Secured Notes due 2032. The proceeds are being placed in a segregated escrow account to fund the proposed acquisition of RTS Investor Corp. (the “Mergerâ€�). If the Merger closes by 20 Oct 2025, the escrow issuer will merge into StoneX and the parent will assume the notes; otherwise, a special mandatory redemption at par (plus accrued interest) will be executed.

Key terms include: (1) semi-annual interest payments starting 15 Jan 2026; (2) optional redemption at par plus a make-whole premium before 15 Jul 2028, with stepped-down call prices thereafter; (3) up to 40 % equity-clawback at 106.875 % before 2028; and (4) a 101 % change-of-control put. Prior to escrow release, the notes are secured solely by the escrow account; once released, they will be second-lien obligations and fully and unconditionally guaranteed by StoneX’s restricted subsidiaries that already back the company’s senior secured credit facility.

The Indenture imposes customary high-yield covenants restricting additional debt, liens, dividends, asset sales, affiliate transactions and mergers, with standard carve-outs. Events of default trigger acceleration if 30 % of holders (or the trustee) act.

Implications for investors: StoneX secures large, fixed-rate capital at a relatively high coupon, increasing leverage but locking in long-dated financing for a strategic acquisition. Escrow mechanics shelter noteholders if the deal stalls, yet the notes will rank behind existing first-lien debt once released. No earnings data were included in this filing.

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StoneX Group (SNEX) has announced the pricing of a $625 million senior secured notes offering due 2032 through its wholly-owned subsidiary, StoneX Escrow Issuer LLC. This debt offering is directly connected to StoneX's previously announced acquisition of R.J. O'Brien ("the Merger").

Key details of the filing include:

  • The notes offering is being conducted under Rule 135c of the Securities Act
  • StoneX Escrow Issuer LLC will merge with StoneX upon closing of the R.J. O'Brien acquisition
  • StoneX will assume all obligations under the notes post-merger
  • The company has provided R.J. O'Brien's financial statements: - Audited consolidated statements for FY2024 - Unaudited statements for Q1 2025
  • Pro forma financial information included: - Combined balance sheet as of March 31, 2025 - Combined operations statements for FY2024 and Q1 2025
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StoneX Group (Nasdaq: SNEX) filed a Form 8-K announcing the launch of a private offering of $625 million senior secured notes due 2032 through newly formed subsidiary StoneX Escrow Issuer LLC. The vehicle exists solely to issue the debt in connection with the Company’s proposed acquisition of R.J. O'Brien (the “Mergerâ€�). Upon consummation of the Merger, the escrow issuer will merge into StoneX and StoneX will assume all obligations under the notes.

The Company furnished (i) excerpts of the preliminary offering memorandum (Exhibit 99.1) and (ii) a press release announcing the transaction (Exhibit 99.2). Proceeds are expected to fund the cash portion of the acquisition and for general corporate purposes. The notes and related guarantees are being offered under Securities Act exemptions and will not be registered for resale.

Customary forward-looking-statement language cautions that the completion of both the debt offering and the Merger is subject to uncertainties, regulatory approvals, and market conditions. No additional financial statements or performance updates were included. Investors should monitor final pricing, covenant terms and closing timelines, as the new issuance will materially expand StoneX’s leverage profile while integrating R.J. O'Brien into the corporate structure.

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StoneX Group (SNEX) � Form 4 insider transaction

On 16 June 2025, Chief Information Officer Abigail H. Perkins exercised 16,767 stock options at an exercise price of $27.58 (transaction code “M�), immediately acquiring the same number of common shares. She then sold 10,470 shares on the open market at a $86.2209 average price (transaction code “S�).

� Gross sale proceeds � $0.90 million; option exercise cost � $0.46 million.
� Net result: Perkins retained 6,297 additional shares, raising her direct stake from about 37,616 to 43,913 shares (+17%), plus 337 indirect shares held for her children.
� She continues to hold 241,875 unexercised options.
� No check-box was ticked indicating a Rule 10b5-1 trading plan.

The mixed transaction (partial sale after option exercise) signals both liquidity taking and increased long-term exposure. No other material events were disclosed in this filing.

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FAQ

What is the current stock price of Stonex Group (SNEX)?

The current stock price of Stonex Group (SNEX) is $96.96 as of August 1, 2025.

What is the market cap of Stonex Group (SNEX)?

The market cap of Stonex Group (SNEX) is approximately 4.8B.

What is StoneX Group Inc.?

StoneX Group Inc. is a global financial services and brokerage firm that offers a comprehensive range of services including execution, clearing, advisory, and payment solutions to a diversified clientele.

Which market segments does StoneX serve?

StoneX serves multiple segments including Commercial, Institutional, Self-Directed/Retail, and Payments, catering to a diverse group of clients like commercial banks, investment institutions, governments, and individual traders.

What are the primary services offered by StoneX?

The company offers execution and market-making services, advisory solutions, clearing and physical trading, as well as global payment solutions, all through advanced digital platforms and deep market expertise.

How does StoneX ensure operational excellence?

StoneX combines advanced digital platforms with high-touch personalized services, ensuring efficient trade execution, comprehensive risk management, and reliable clearing services across its global network.

In which regions does StoneX operate?

StoneX has a significant global presence with operations in the United States, South America, Europe, the Middle East, Asia, and other key regions, ensuring broad market connectivity.

How does StoneX differentiate itself from its competitors?

StoneX differentiates itself through its diversified product offerings, robust technology integration, extensive global network, and a unique mix of high-touch services that combine technology with market expertise.

What industries does StoneX primarily cater to?

StoneX caters to a wide array of industries including banking, trading, institutional investing, and financial advisory, connecting various market participants through its integrated service offerings.

How does StoneX's digital platform add value to its services?

The digital platforms provided by StoneX enhance trade execution, market access, and risk management by seamlessly integrating data analytics, digital connectivity, and advanced trading tools for its diverse client base.
Stonex Group Inc

NASDAQ:SNEX

SNEX Rankings

SNEX Stock Data

4.78B
43.73M
10.23%
80.96%
2.12%
Capital Markets
Security & Commodity Brokers, Dealers, Exchanges & Services
United States
NEW YORK