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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
July
9, 2025
SURO
CAPITAL CORP.
(Exact
name of registrant as specified in its charter)
Maryland |
|
1-35156 |
|
27-4443543 |
(State or other jurisdiction
of
incorporation) |
|
(Commission
File Number) |
|
(I.R.S. Employer
Identification No.) |
640
Fifth Avenue
12th
Floor
New
York, NY 10019
(Address
of principal executive offices and zip code)
Registrant’s
telephone number, including area code: (212) 931-6331
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
|
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class: |
|
Trading
symbol: |
|
Name
of each exchange on which registered: |
Common
Stock, par value $0.01 per share |
|
SSSS |
|
Nasdaq
Global Select Market |
6.00%
Notes due 2026 |
|
SSSSL |
|
Nasdaq
Global Select Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405)
or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Investor
Presentation
On
July 9, 2025, SuRo Capital Corp. (“SuRo Capital” or “the Company”) issued an Investor Presentation (the “Investor
Presentation”), which the Company expects to post on its website. A copy of the Investor Presentation is included as Exhibit 99.1
to this Current Report on Form 8-K and is incorporated into this Item 8.01 by reference.
Forward-Looking
Statements
Statements
in this Current Report on Form 8-K (including the exhibit), including statements regarding SuRo Capital’s beliefs, expectations,
intentions or strategies for the future, may constitute forward-looking statements. SuRo Capital cautions you that forward-looking statements
are not guarantees of future performance and that actual results or developments may differ materially from those projected or implied
in these statements. All forward-looking statements involve a number of risks and uncertainties that could cause actual results to differ
materially from the plans, intentions and expectations reflected in or suggested by the forward-looking statements. Risk factors, cautionary
statements and other conditions which could cause SuRo Capital’s actual results to differ from management’s current expectations
are contained in SuRo Capital’s filings with the Securities and Exchange Commission. SuRo Capital undertakes no obligation to update
any forward-looking statement to reflect events or circumstances that may arise after the date of this filing.
Item
9.01. |
|
Financial
Statements and Exhibits. |
|
|
|
Exhibit
No. |
|
Description |
|
|
|
Exhibit
99.1 |
|
Investor Presentation dated July 9, 2025 |
Exhibit
104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
Date:
July 9, 2025 |
SURO
CAPITAL CORP. |
|
|
|
By: |
/s/
Allison Green |
|
|
Allison
Green |
|
|
Chief
Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary |