AG˹ٷ

STOCK TITAN

[Form 4] Symbotic Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Symbotic Inc. (SYM) director Andrew D. Ross received restricted stock unit grants recorded on Form 4. The filing shows two grants totaling 12,809 restricted stock units that each convert into one share of Class A common stock upon settlement.

The first grant of 5,104 RSUs vests in full upon the earliest of August 26, 2026, the 2026 annual meeting, or a change of control, subject to continued service. The second grant of 7,705 RSUs vests in three equal annual installments on August 26, 2026, 2027, and 2028, subject to continued service. Both grants have an effective transaction date of 08/26/2025 and report a $0 price per unit. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Ross on 08/28/2025.

Andrew D. Ross, membro del consiglio di amministrazione di Symbotic Inc. (SYM), ha ricevuto assegnazioni di restricted stock unit riportate nel Modulo 4. La comunicazione indica due assegnazioni per un totale di 12.809 restricted stock unit, ciascuna convertibile in una azione di classe A al momento del regolamento.

La prima assegnazione di 5.104 RSU matura integralmente al verificarsi della prima delle seguenti condizioni: 26/08/2026, l'assemblea annuale 2026, oppure un cambio di controllo, subordinatamente alla continuazione del servizio. La seconda assegnazione di 7.705 RSU matura in tre rate annuali uguali il 26/08/2026, 2027 e 2028, subordinatamente alla continuazione del servizio. Entrambe le assegnazioni riportano data di transazione effettiva 08/26/2025 e un prezzo per unità pari a $0. Il Modulo 4 è stato firmato per procura a nome del Sig. Ross il 28/08/2025.

Andrew D. Ross, miembro del consejo de Symbotic Inc. (SYM), recibió adjudicaciones de unidades de acciones restringidas registradas en el Formulario 4. La presentación muestra dos adjudicaciones que suman 12.809 unidades de acciones restringidas, cada una convertible en una acción de la Clase A al liquidarse.

La primera adjudicación de 5.104 RSU vence por completo ante la primera de estas condiciones: 26/08/2026, la junta anual de 2026, o un cambio de control, sujeto a la continuidad del servicio. La segunda adjudicación de 7.705 RSU vence en tres cuotas anuales iguales el 26/08/2026, 2027 y 2028, sujeto a la continuidad del servicio. Ambas adjudicaciones tienen fecha efectiva de transacción 08/26/2025 e informan un precio por unidad de $0. El Formulario 4 fue firmado por un apoderado en nombre del Sr. Ross el 28/08/2025.

Symbotic Inc.(SYM) 이사� Andrew D. Ross가 Form 4� 등재� 제한부주식단위(RSU) 부여를 받았습니�. 제출서류에는 � 12,809개의 제한부주식단위� 대� � 건의 부여가 기재되어 있으�, � 단위� 정산 � 클래� A 보통� 1주로 전환됩니�.

� 번째 부여분 5,104 RSU� 2026� 8� 26�, 2026� 연례총회 또는 경영� 변� � 가� 빠른 시점� 전부 베스팅되� 계속 근무가 조건입니�. � 번째 부여분 7,705 RSU� 2026�, 2027�, 2028� 8� 26일에 걸쳐 연간 동일 비율� � 번에 나누� 베스팅되� 역시 계속 근무가 조건입니�. � 부� 모두 거래 유효일을 08/26/2025� 기재했고 단위� 가격은 $0� 보고되었습니�. Form 4� 2025� 08� 28� Ross 씨를 대신한 대리인� 서명했습니다.

Andrew D. Ross, administrateur de Symbotic Inc. (SYM), a reçu des attributions d'unités d'actions restreintes (RSU) déclarées sur le Formulaire 4. Le dépôt indique deux attributions totalisant 12 809 RSU, chacune convertible en une action de catégorie A lors du règlement.

La première attribution de 5 104 RSU vest entièrement à la première des dates suivantes : 26/08/2026, l'assemblée annuelle 2026, ou en cas de changement de contrôle, sous réserve de la poursuite du service. La seconde attribution de 7 705 RSU vest en trois versements annuels égaux les 26/08/2026, 2027 et 2028, sous réserve de la poursuite du service. Les deux attributions indiquent une date de transaction effective 08/26/2025 et un prix unitaire de 0 $. Le Formulaire 4 a été signé par un mandataire au nom de M. Ross le 28/08/2025.

Andrew D. Ross, Direktor von Symbotic Inc. (SYM), erhielt im Formular 4 gemeldete Restricted Stock Unit-Zuweisungen. Die Meldung weist zwei Zuweisungen mit insgesamt 12.809 Restricted Stock Units aus, die bei Fälligkeit jeweils in eine Aktie der Klasse A umgewandelt werden.

Die erste Zuweisung von 5.104 RSUs wird vollständig fällig bei dem jeweils frühesten Zeitpunkt von: 26.08.2026, der Hauptversammlung 2026 oder einem Kontrollwechsel, vorbehaltlich fortgesetzter Dienstzeit. Die zweite Zuweisung von 7.705 RSUs wird in drei gleichen jährlichen Raten am 26.08.2026, 2027 und 2028 fällig, vorbehaltlich fortgesetzter Dienstzeit. Beide Zuweisungen haben ein wirksames Transaktionsdatum 08/26/2025 und geben einen Preis pro Einheit von $0 an. Das Formular 4 wurde am 28.08.2025 von einem Bevollmächtigten im Namen von Herrn Ross unterzeichnet.

Positive
  • Total grant of 12,809 RSUs is clearly disclosed with share-equivalent amounts
  • Detailed vesting schedules provided: full cliff vesting for 5,104 RSUs and 3-year graded vesting for 7,705 RSUs
  • Grants filed promptly with transaction date 08/26/2025 and signed filing 08/28/2025
  • Reporting person identified as a director, clarifying role and governance context
Negative
  • None.

Insights

TL;DR: Director received time-based and event-based RSUs aligning compensation with service and potential corporate milestones.

The 12,809 RSU awards combine cliff and graded vesting: 5,104 cliff-vesting tied to service, annual meeting, or change of control; 7,705 graded over three years. These structures are common for non-employee directors and aim to retain senior governance personnel while linking payout to tenure or corporate events. The grants are documented as having a $0 per-unit price, reflecting restricted equity instruments rather than open-market purchases. From a governance perspective, disclosures are complete for the grant details provided and consistently report direct beneficial ownership.

TL;DR: The Form 4 reports routine equity compensation to a director with no immediate cash proceeds or exercises.

The transaction codes indicate acquisition of derivative securities in the form of RSUs that convert to Class A shares. There is no exercise price and no sale or disposition reported, so there is no immediate cash flow or liquidity event. Vesting dates span through 2028, creating multi-year potential share issuance. For investors, this is a standard compensation disclosure rather than an operational or financial development that directly alters near-term earnings or cash position.

Andrew D. Ross, membro del consiglio di amministrazione di Symbotic Inc. (SYM), ha ricevuto assegnazioni di restricted stock unit riportate nel Modulo 4. La comunicazione indica due assegnazioni per un totale di 12.809 restricted stock unit, ciascuna convertibile in una azione di classe A al momento del regolamento.

La prima assegnazione di 5.104 RSU matura integralmente al verificarsi della prima delle seguenti condizioni: 26/08/2026, l'assemblea annuale 2026, oppure un cambio di controllo, subordinatamente alla continuazione del servizio. La seconda assegnazione di 7.705 RSU matura in tre rate annuali uguali il 26/08/2026, 2027 e 2028, subordinatamente alla continuazione del servizio. Entrambe le assegnazioni riportano data di transazione effettiva 08/26/2025 e un prezzo per unità pari a $0. Il Modulo 4 è stato firmato per procura a nome del Sig. Ross il 28/08/2025.

Andrew D. Ross, miembro del consejo de Symbotic Inc. (SYM), recibió adjudicaciones de unidades de acciones restringidas registradas en el Formulario 4. La presentación muestra dos adjudicaciones que suman 12.809 unidades de acciones restringidas, cada una convertible en una acción de la Clase A al liquidarse.

La primera adjudicación de 5.104 RSU vence por completo ante la primera de estas condiciones: 26/08/2026, la junta anual de 2026, o un cambio de control, sujeto a la continuidad del servicio. La segunda adjudicación de 7.705 RSU vence en tres cuotas anuales iguales el 26/08/2026, 2027 y 2028, sujeto a la continuidad del servicio. Ambas adjudicaciones tienen fecha efectiva de transacción 08/26/2025 e informan un precio por unidad de $0. El Formulario 4 fue firmado por un apoderado en nombre del Sr. Ross el 28/08/2025.

Symbotic Inc.(SYM) 이사� Andrew D. Ross가 Form 4� 등재� 제한부주식단위(RSU) 부여를 받았습니�. 제출서류에는 � 12,809개의 제한부주식단위� 대� � 건의 부여가 기재되어 있으�, � 단위� 정산 � 클래� A 보통� 1주로 전환됩니�.

� 번째 부여분 5,104 RSU� 2026� 8� 26�, 2026� 연례총회 또는 경영� 변� � 가� 빠른 시점� 전부 베스팅되� 계속 근무가 조건입니�. � 번째 부여분 7,705 RSU� 2026�, 2027�, 2028� 8� 26일에 걸쳐 연간 동일 비율� � 번에 나누� 베스팅되� 역시 계속 근무가 조건입니�. � 부� 모두 거래 유효일을 08/26/2025� 기재했고 단위� 가격은 $0� 보고되었습니�. Form 4� 2025� 08� 28� Ross 씨를 대신한 대리인� 서명했습니다.

Andrew D. Ross, administrateur de Symbotic Inc. (SYM), a reçu des attributions d'unités d'actions restreintes (RSU) déclarées sur le Formulaire 4. Le dépôt indique deux attributions totalisant 12 809 RSU, chacune convertible en une action de catégorie A lors du règlement.

La première attribution de 5 104 RSU vest entièrement à la première des dates suivantes : 26/08/2026, l'assemblée annuelle 2026, ou en cas de changement de contrôle, sous réserve de la poursuite du service. La seconde attribution de 7 705 RSU vest en trois versements annuels égaux les 26/08/2026, 2027 et 2028, sous réserve de la poursuite du service. Les deux attributions indiquent une date de transaction effective 08/26/2025 et un prix unitaire de 0 $. Le Formulaire 4 a été signé par un mandataire au nom de M. Ross le 28/08/2025.

Andrew D. Ross, Direktor von Symbotic Inc. (SYM), erhielt im Formular 4 gemeldete Restricted Stock Unit-Zuweisungen. Die Meldung weist zwei Zuweisungen mit insgesamt 12.809 Restricted Stock Units aus, die bei Fälligkeit jeweils in eine Aktie der Klasse A umgewandelt werden.

Die erste Zuweisung von 5.104 RSUs wird vollständig fällig bei dem jeweils frühesten Zeitpunkt von: 26.08.2026, der Hauptversammlung 2026 oder einem Kontrollwechsel, vorbehaltlich fortgesetzter Dienstzeit. Die zweite Zuweisung von 7.705 RSUs wird in drei gleichen jährlichen Raten am 26.08.2026, 2027 und 2028 fällig, vorbehaltlich fortgesetzter Dienstzeit. Beide Zuweisungen haben ein wirksames Transaktionsdatum 08/26/2025 und geben einen Preis pro Einheit von $0 an. Das Formular 4 wurde am 28.08.2025 von einem Bevollmächtigten im Namen von Herrn Ross unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ross Andrew D

(Last) (First) (Middle)
C/O SYMBOTIC INC.
200 RESEARCH DRIVE

(Street)
WILMINGTON MA 01887

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 08/26/2025 A 5,104 (2) (2) Class A Common Stock 5,104 $0 5,104 D
Restricted Stock Units (1) 08/26/2025 A 7,705 (3) (3) Class A Common Stock 7,705 $0 7,705 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
2. The restricted stock units vest in full upon the earliest of: (1) August 26, 2026, (2) the Issuer's 2026 Annual Meeting of Stockholders or (3) a change of control of the Issuer, subject to the Reporting Person's continued service with the Issuer on the vesting date.
3. The restricted stock units vest as follows: 1/3 of the restricted stock units vest on each of August 26, 2026, August 26, 2027 and August 26, 2028, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.
Remarks:
/s/ Corey Dufresne, as Attorney-in-Fact for Andrew D. Ross 08/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What RSUs were reported on the Symbotic (SYM) Form 4 filed in August 2025?

The Form 4 reports two RSU grants totaling 12,809 restricted stock units: 5,104 RSUs and 7,705 RSUs, each converting to one share of Class A common stock upon settlement.

When do the restricted stock units granted to Andrew D. Ross vest?

The 5,104 RSUs vest in full upon the earliest of August 26, 2026, the 2026 annual meeting, or a change of control, subject to continued service. The 7,705 RSUs vest 1/3 on each of August 26, 2026, 2027, and 2028, subject to continued service.

What price was paid for the RSUs reported on the Form 4 for SYM?

The reported price per restricted stock unit is $0, reflecting that these are equity awards rather than purchased shares.

Who filed the Form 4 on behalf of Andrew D. Ross and when was it signed?

The Form 4 was signed by Corey Dufresne as Attorney-in-Fact for Andrew D. Ross on 08/28/2025.

Does the Form 4 show any sales or dispositions of Symbotic stock by Andrew D. Ross?

No. The filing only discloses acquisitions of restricted stock units and does not report any sales or dispositions.
SYMBOTIC INC

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5.31B
93.82M
15.7%
80.3%
12.13%
Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
United States
WILMINGTON