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[Form 4] Triumph Financial, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Triumph Financial, Inc. (TFIN) â€� Form 4 insider filing

Director Laura Easley reported the July 1, 2025 receipt of 653 fully-vested common shares granted under the company’s 2014 Omnibus Incentive Plan. The award was recorded at $0 cost, indicating a standard equity compensation grant rather than an open-market purchase. Following the transaction, Easley’s direct holdings rose to 8,301 shares. She also reports 1,895 shares held indirectly as trustee of the Easley Family Trust, for total beneficial ownership of 10,196 shares.

No derivative securities were involved, and there were no dispositions. This filing reflects routine board-level compensation and represents a modest increase in insider ownership (approximately 0.04% of TFIN’s 25 million share count, assuming prior public float). While not financially material to the company, insider accumulation can be viewed as a modestly positive governance signal.

Triumph Financial, Inc. (TFIN) � Comunicazione interna Form 4

La direttrice Laura Easley ha segnalato il ricevimento, in data 1 luglio 2025, di 653 azioni ordinarie completamente maturate concesse nell’ambito del Piano Incentivi Omnibus 2014 della società. Il premio è stato registrato a costo zero, indicando una consueta assegnazione di azioni come compenso azionario e non un acquisto sul mercato aperto. Dopo questa operazione, la detenzione diretta di Easley è salita a 8.301 azioni. Inoltre, detiene 1.895 azioni indirettamente come fiduciaria del Easley Family Trust, per una proprietà beneficiaria totale di 10.196 azioni.

Non sono stati coinvolti strumenti derivati né ci sono state cessioni. Questa comunicazione riflette una normale remunerazione a livello di consiglio e rappresenta un modesto aumento della proprietà interna (circa lo 0,04% del totale di 25 milioni di azioni di TFIN, considerando il flottante pubblico precedente). Sebbene non abbia un impatto finanziario rilevante per la società, l’accumulo da parte degli insider può essere interpretato come un segnale positivo, seppur contenuto, di governance.

Triumph Financial, Inc. (TFIN) � Presentación interna Formulario 4

La directora Laura Easley informó la recepción, el 1 de julio de 2025, de 653 acciones ordinarias totalmente adquiridas otorgadas bajo el Plan de Incentivos Omnibus 2014 de la compañía. La adjudicación se registró a costo cero, lo que indica una concesión estándar de compensación en acciones y no una compra en el mercado abierto. Tras la transacción, las participaciones directas de Easley aumentaron a 8.301 acciones. También reporta 1.895 acciones mantenidas indirectamente como fideicomisaria del Easley Family Trust, para una propiedad beneficiaria total de 10.196 acciones.

No se involucraron valores derivados ni hubo disposiciones. Esta presentación refleja una compensación rutinaria a nivel del consejo y representa un modesto aumento en la propiedad interna (aproximadamente el 0,04% del total de 25 millones de acciones de TFIN, asumiendo la flotación pública previa). Aunque no es financieramente material para la empresa, la acumulación interna puede verse como una señal de gobernanza modestamente positiva.

Triumph Financial, Inc. (TFIN) � 내부� 보고� Form 4 제출

ì´ì‚¬ Laura Easleyê°¶Ä 2025ë…� 7ì›� 1ì�ì—� 회사ì� 2014ë…� 종합 ì¸ì„¼í‹°ë¸Œ 플랜ì—� ë”°ë¼ ë¶€ì—¬ëœ 653ì£¼ì˜ ì™„ì „ ì·¨ë“ ë³´í†µì£�ë¥� 수령했다ê³� 보고했습니다. ì� 수여ëŠ� 비용 0달러ë¡� 기ë¡ë˜ì–´, 공개 시장ì—서ì� ë§¤ìˆ˜ê°¶Ä ì•„ë‹Œ 표준 ì£¼ì‹ ë³´ìƒ ë¶€ì—¬ìž„ì� 나타냅니ë‹�. 거래 í›� Easleyì� ì§ì ‘ 보유 주ì‹ì€ 8,301ì£�ë¡� ì¦ê°¶Ä했습니ë‹�. ë˜í•œ Easley Family Trustì� 수íƒìžë¡œì„� 1,895주를 ê°„ì ‘ 보유하고 있어 ì´� 실질 소유 주ì‹ì€ 10,196ì£�입니ë‹�.

íŒŒìƒ ì¦ê¶Œì€ í¬í•¨ë˜ì§€ 않았으며, 처분ë� 없었습니ë‹�. ì� ì œì¶œì€ ì´ì‚¬íš� ì°¨ì›ì� ì¼ìƒì ì¸ ë³´ìƒì� ë°˜ì˜í•˜ë©° ë‚´ë¶€ìž� 소유ì� ì†Œí­ ì¦ê°¶Ä를 나타냅니ë‹� (기존 공개 유통 ì£¼ì‹ ìˆ� 2,500ë§� ì£� 기준 ì•� 0.04%). 회사ì—� 재무ì ìœ¼ë¡� 중대í•� ì˜í–¥ì€ 없지ë§�, ë‚´ë¶€ìž� ì§€ë¶� ì¶•ì ì€ 다소 ê¸ì •ì ì¸ 거버넌스 신호ë¡� ë³� ìˆ� 있습니다.

Triumph Financial, Inc. (TFIN) � Déclaration d’initié Formulaire 4

La directrice Laura Easley a déclaré la réception, le 1er juillet 2025, de 653 actions ordinaires entièrement acquises attribuées dans le cadre du Plan d’Incitation Omnibus 2014 de la société. Cette attribution a été enregistrée à coût nul, indiquant une attribution standard de rémunération en actions plutôt qu’un achat sur le marché libre. Après cette opération, la détention directe d’Easley est passée à 8 301 actions. Elle déclare également 1 895 actions détenues indirectement en tant que fiduciaire du Easley Family Trust, pour une propriété bénéficiaire totale de 10 196 actions.

Aucun instrument dérivé n’a été impliqué et aucune cession n’a eu lieu. Cette déclaration reflète une rémunération courante au niveau du conseil d’administration et représente une légère augmentation de la détention interne (environ 0,04 % des 25 millions d’actions de TFIN, en supposant le flottant public antérieur). Bien que cela ne soit pas matériel financièrement pour l’entreprise, l’accumulation par les initiés peut être perçue comme un signe de gouvernance modestement positif.

Triumph Financial, Inc. (TFIN) � Insider-Meldung Form 4

Die Direktorin Laura Easley meldete den Erhalt von 653 vollständig unverfallbaren Stammaktien am 1. Juli 2025, die im Rahmen des Omnibus-Anreizplans 2014 des Unternehmens gewährt wurden. Die Zuteilung wurde mit 0 $ Kosten verbucht, was auf eine übliche Aktienvergütung und keinen Kauf am offenen Markt hinweist. Nach der Transaktion stieg Easleys direkter Bestand auf 8.301 Aktien. Zudem hält sie 1.895 Aktien indirekt als Treuhänderin des Easley Family Trust, was eine gesamte wirtschaftliche Eigentümerschaft von 10.196 Aktien ergibt.

Es waren keine Derivate involviert und es gab keine Veräußerungen. Diese Meldung spiegelt eine routinemäßige Vergütung auf Vorstandsebene wider und stellt eine moderate Steigerung des Insiderbesitzes dar (etwa 0,04 % der 25 Millionen ausstehenden TFIN-Aktien, basierend auf dem bisherigen Streubesitz). Obwohl dies für das Unternehmen finanziell nicht wesentlich ist, kann die Insider-Akkumulation als leicht positives Governance-Signal gewertet werden.

Positive
  • Director increased direct ownership by 653 shares, signaling continued alignment with shareholders.
  • No insider sales reported, avoiding negative perception of insider confidence.
Negative
  • None.

Insights

TL;DR: Routine director grant; negligible dilution; mildly positive insider-confidence signal.

The 653-share grant to Director Easley is standard board compensation, costing the company de minimis dilution. Post-transaction ownership of ~10k shares keeps her economic alignment intact. The absence of sales and continued indirect trust holdings suggest no bearish sentiment from this insider. From a valuation standpoint, the event is immaterial but directionally supportive.

TL;DR: Grant aligns director incentives; no red flags detected.

The use of fully-vested shares under the 2014 Omnibus Plan is consistent with prevailing governance practices, promoting director-stock alignment without option overhang complexity. No 10b5-1 plan usage was indicated, and the trustee disclosure for the family trust meets transparency standards. Overall governance impact is neutral to slightly positive.

Triumph Financial, Inc. (TFIN) � Comunicazione interna Form 4

La direttrice Laura Easley ha segnalato il ricevimento, in data 1 luglio 2025, di 653 azioni ordinarie completamente maturate concesse nell’ambito del Piano Incentivi Omnibus 2014 della società. Il premio è stato registrato a costo zero, indicando una consueta assegnazione di azioni come compenso azionario e non un acquisto sul mercato aperto. Dopo questa operazione, la detenzione diretta di Easley è salita a 8.301 azioni. Inoltre, detiene 1.895 azioni indirettamente come fiduciaria del Easley Family Trust, per una proprietà beneficiaria totale di 10.196 azioni.

Non sono stati coinvolti strumenti derivati né ci sono state cessioni. Questa comunicazione riflette una normale remunerazione a livello di consiglio e rappresenta un modesto aumento della proprietà interna (circa lo 0,04% del totale di 25 milioni di azioni di TFIN, considerando il flottante pubblico precedente). Sebbene non abbia un impatto finanziario rilevante per la società, l’accumulo da parte degli insider può essere interpretato come un segnale positivo, seppur contenuto, di governance.

Triumph Financial, Inc. (TFIN) � Presentación interna Formulario 4

La directora Laura Easley informó la recepción, el 1 de julio de 2025, de 653 acciones ordinarias totalmente adquiridas otorgadas bajo el Plan de Incentivos Omnibus 2014 de la compañía. La adjudicación se registró a costo cero, lo que indica una concesión estándar de compensación en acciones y no una compra en el mercado abierto. Tras la transacción, las participaciones directas de Easley aumentaron a 8.301 acciones. También reporta 1.895 acciones mantenidas indirectamente como fideicomisaria del Easley Family Trust, para una propiedad beneficiaria total de 10.196 acciones.

No se involucraron valores derivados ni hubo disposiciones. Esta presentación refleja una compensación rutinaria a nivel del consejo y representa un modesto aumento en la propiedad interna (aproximadamente el 0,04% del total de 25 millones de acciones de TFIN, asumiendo la flotación pública previa). Aunque no es financieramente material para la empresa, la acumulación interna puede verse como una señal de gobernanza modestamente positiva.

Triumph Financial, Inc. (TFIN) � 내부� 보고� Form 4 제출

ì´ì‚¬ Laura Easleyê°¶Ä 2025ë…� 7ì›� 1ì�ì—� 회사ì� 2014ë…� 종합 ì¸ì„¼í‹°ë¸Œ 플랜ì—� ë”°ë¼ ë¶€ì—¬ëœ 653ì£¼ì˜ ì™„ì „ ì·¨ë“ ë³´í†µì£�ë¥� 수령했다ê³� 보고했습니다. ì� 수여ëŠ� 비용 0달러ë¡� 기ë¡ë˜ì–´, 공개 시장ì—서ì� ë§¤ìˆ˜ê°¶Ä ì•„ë‹Œ 표준 ì£¼ì‹ ë³´ìƒ ë¶€ì—¬ìž„ì� 나타냅니ë‹�. 거래 í›� Easleyì� ì§ì ‘ 보유 주ì‹ì€ 8,301ì£�ë¡� ì¦ê°¶Ä했습니ë‹�. ë˜í•œ Easley Family Trustì� 수íƒìžë¡œì„� 1,895주를 ê°„ì ‘ 보유하고 있어 ì´� 실질 소유 주ì‹ì€ 10,196ì£�입니ë‹�.

íŒŒìƒ ì¦ê¶Œì€ í¬í•¨ë˜ì§€ 않았으며, 처분ë� 없었습니ë‹�. ì� ì œì¶œì€ ì´ì‚¬íš� ì°¨ì›ì� ì¼ìƒì ì¸ ë³´ìƒì� ë°˜ì˜í•˜ë©° ë‚´ë¶€ìž� 소유ì� ì†Œí­ ì¦ê°¶Ä를 나타냅니ë‹� (기존 공개 유통 ì£¼ì‹ ìˆ� 2,500ë§� ì£� 기준 ì•� 0.04%). 회사ì—� 재무ì ìœ¼ë¡� 중대í•� ì˜í–¥ì€ 없지ë§�, ë‚´ë¶€ìž� ì§€ë¶� ì¶•ì ì€ 다소 ê¸ì •ì ì¸ 거버넌스 신호ë¡� ë³� ìˆ� 있습니다.

Triumph Financial, Inc. (TFIN) � Déclaration d’initié Formulaire 4

La directrice Laura Easley a déclaré la réception, le 1er juillet 2025, de 653 actions ordinaires entièrement acquises attribuées dans le cadre du Plan d’Incitation Omnibus 2014 de la société. Cette attribution a été enregistrée à coût nul, indiquant une attribution standard de rémunération en actions plutôt qu’un achat sur le marché libre. Après cette opération, la détention directe d’Easley est passée à 8 301 actions. Elle déclare également 1 895 actions détenues indirectement en tant que fiduciaire du Easley Family Trust, pour une propriété bénéficiaire totale de 10 196 actions.

Aucun instrument dérivé n’a été impliqué et aucune cession n’a eu lieu. Cette déclaration reflète une rémunération courante au niveau du conseil d’administration et représente une légère augmentation de la détention interne (environ 0,04 % des 25 millions d’actions de TFIN, en supposant le flottant public antérieur). Bien que cela ne soit pas matériel financièrement pour l’entreprise, l’accumulation par les initiés peut être perçue comme un signe de gouvernance modestement positif.

Triumph Financial, Inc. (TFIN) � Insider-Meldung Form 4

Die Direktorin Laura Easley meldete den Erhalt von 653 vollständig unverfallbaren Stammaktien am 1. Juli 2025, die im Rahmen des Omnibus-Anreizplans 2014 des Unternehmens gewährt wurden. Die Zuteilung wurde mit 0 $ Kosten verbucht, was auf eine übliche Aktienvergütung und keinen Kauf am offenen Markt hinweist. Nach der Transaktion stieg Easleys direkter Bestand auf 8.301 Aktien. Zudem hält sie 1.895 Aktien indirekt als Treuhänderin des Easley Family Trust, was eine gesamte wirtschaftliche Eigentümerschaft von 10.196 Aktien ergibt.

Es waren keine Derivate involviert und es gab keine Veräußerungen. Diese Meldung spiegelt eine routinemäßige Vergütung auf Vorstandsebene wider und stellt eine moderate Steigerung des Insiderbesitzes dar (etwa 0,04 % der 25 Millionen ausstehenden TFIN-Aktien, basierend auf dem bisherigen Streubesitz). Obwohl dies für das Unternehmen finanziell nicht wesentlich ist, kann die Insider-Akkumulation als leicht positives Governance-Signal gewertet werden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Easley Laura

(Last) (First) (Middle)
12700 PARK CENTRAL CENTRAL DRIVE
SUITE 1700

(Street)
DALLAS TX 75251

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Triumph Financial, Inc. [ TFIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2025 A 653(1) A $0(1) 8,301 D
Common Stock 1,895 I Easley Family Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
2. These 1,895 shares are beneficially owned by reporting person as trustee of the Easley Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Remarks:
/s/ Adam D. Nelson, Attorney-in-fact 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Triumph Financial (TFIN) shares did Director Laura Easley acquire?

She received 653 fully-vested common shares on July 1, 2025.

What was the purchase price of the shares acquired by the director?

The shares were granted at $0 cost as part of the 2014 Omnibus Incentive Plan.

What is Laura Easley’s total Triumph Financial ownership after the transaction?

She directly owns 8,301 shares and indirectly controls 1,895 shares, totaling 10,196 shares.

Did the Form 4 report any dispositions or sales by the director?

No. The filing only lists an equity grant; there were no sales or disposals.

Are any derivative securities reported in this Form 4?

No derivative securities were acquired or disposed; only common stock was involved.
Triumph Financial Inc

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1.49B
22.36M
5.5%
93.76%
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Banks - Regional
State Commercial Banks
United States
DALLAS