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STOCK TITAN

[Form 4] Upstart Holdings, Inc. Common stock Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

GeneDx Holdings Corp. (WGS) � Form 4 insider transaction

Chief Financial Officer Kevin Feeley disclosed the sale of 1,344 Class A common shares on 1 July 2025 under a pre-arranged Rule 10b5-1 trading plan adopted on 21 Aug 2024. The shares were sold in two blocks:

  • 998 shares at a weighted-average price of $90.8621 (Բ&Բ;$90.366�$91.2988)
  • 346 shares at a weighted-average price of $91.8811 (Բ&Բ;$91.44�$92.44)

After the transactions, Feeley’s direct ownership declined from 7,771 to 7,425 shares. At the reported prices, aggregate proceeds are roughly $122,500. No derivative transactions were reported.

The filing represents a ~17% reduction in Feeley’s directly-held shares and is relatively small in absolute dollar terms. Because the sales were executed pursuant to a 10b5-1 plan, they do not necessarily indicate a change in the executive’s outlook; however, investors often monitor insider activity as a sentiment gauge.

GeneDx Holdings Corp. (WGS) � Transazione interna Form 4

Il Chief Financial Officer Kevin Feeley ha comunicato la vendita di 1.344 azioni ordinarie di Classe A il 1° luglio 2025 nell'ambito di un piano di trading predefinito Rule 10b5-1 adottato il 21 agosto 2024. Le azioni sono state vendute in due blocchi:

  • 998 azioni a un prezzo medio ponderato di 90,8621 $ (intervallo 90,366�91,2988 $)
  • 346 azioni a un prezzo medio ponderato di 91,8811 $ (intervallo 91,44�92,44 $)

Dopo le transazioni, la partecipazione diretta di Feeley è diminuita da 7.771 a 7.425 azioni. Ai prezzi riportati, il ricavato totale è di circa 122.500 $. Non sono state segnalate transazioni su strumenti derivati.

La comunicazione rappresenta una riduzione di circa il 17% delle azioni detenute direttamente da Feeley ed è relativamente modesta in termini assoluti. Poiché le vendite sono state effettuate secondo un piano 10b5-1, non indicano necessariamente un cambiamento nella visione dell'esecutivo; tuttavia, gli investitori spesso monitorano l’attività degli insider come indicatore di sentiment.

GeneDx Holdings Corp. (WGS) � Transacción interna Formulario 4

El Director Financiero Kevin Feeley informó la venta de 1,344 acciones ordinarias Clase A el 1 de julio de 2025 bajo un plan de negociación Rule 10b5-1 preestablecido adoptado el 21 de agosto de 2024. Las acciones se vendieron en dos bloques:

  • 998 acciones a un precio promedio ponderado de $90.8621 (rango $90.366�$91.2988)
  • 346 acciones a un precio promedio ponderado de $91.8811 (rango $91.44�$92.44)

Después de las transacciones, la propiedad directa de Feeley disminuyó de 7,771 a 7,425 acciones. A los precios reportados, los ingresos totales son aproximadamente $122,500. No se reportaron transacciones con derivados.

La presentación representa una reducción de aproximadamente el 17% en las acciones directamente poseídas por Feeley y es relativamente pequeña en términos absolutos. Debido a que las ventas se realizaron conforme a un plan 10b5-1, no indican necesariamente un cambio en la perspectiva del ejecutivo; sin embargo, los inversores suelen monitorear la actividad interna como un indicador de sentimiento.

GeneDx Holdings Corp. (WGS) � Form 4 내부� 거래

최고재무책임� 케� 필리(Kevin Feeley)� 2025� 7� 1일에 2024� 8� 21� 채택� Rule 10b5-1 거래 계획� 따라 1,344� 클래� A 보통�� 매도했다� 공시했습니다. 주식은 � 차례� 걸쳐 매도되었습니�:

  • 998주를 가중평� 가� $90.8621 (범위 $90.366�$91.2988)� 매도
  • 346주를 가중평� 가� $91.8811 (범위 $91.44�$92.44)� 매도

거래 � 필리� 직접 소유 주식 수는 7,771주에� 7,425�� 감소했습니다. 보고� 가� 기준으로 � 매출은 � $122,500입니�. 파생상품 거래� 보고되지 않았습니�.

이번 공시� 필리� 직접 보유 주식� � 17% 감소� 것으�, 절대 금액으로� 비교� 적은 규모입니�. 해당 매도� 10b5-1 계획� 따라 이루어졌� 때문� 경영진의 전망 변화가 반드� 반영� 것은 아니지�, 투자자들은 내부� 거래� 시장 심리� 지표로 자주 참고합니�.

GeneDx Holdings Corp. (WGS) � Transaction d’initié Formulaire 4

Le directeur financier Kevin Feeley a déclaré la vente de 1 344 actions ordinaires de classe A le 1er juillet 2025 dans le cadre d’un plan de négociation Rule 10b5-1 préétabli adopté le 21 août 2024. Les actions ont été vendues en deux lots :

  • 998 actions à un prix moyen pondéré de 90,8621 $ (intervalle 90,366�91,2988 $)
  • 346 actions à un prix moyen pondéré de 91,8811 $ (intervalle 91,44�92,44 $)

Après ces transactions, la détention directe de Feeley est passée de 7 771 à 7 425 actions. Aux prix indiqués, le produit total s’élève à environ 122 500 $. Aucune transaction sur dérivés n’a été signalée.

Cette déclaration représente une réduction d’environ 17 % des actions détenues directement par Feeley et reste relativement modeste en valeur absolue. Étant donné que les ventes ont été effectuées conformément à un plan 10b5-1, elles n’indiquent pas nécessairement un changement dans les perspectives de l’exécutif ; toutefois, les investisseurs surveillent souvent l’activité des initiés comme un indicateur de sentiment.

GeneDx Holdings Corp. (WGS) � Form 4 Insider-Transaktion

Finanzvorstand Kevin Feeley meldete den Verkauf von 1.344 Class A Stammaktien am 1. Juli 2025 im Rahmen eines vorab festgelegten Rule 10b5-1 Handelsplans, der am 21. August 2024 angenommen wurde. Die Aktien wurden in zwei Tranchen verkauft:

  • 998 Aktien zu einem gewichteten Durchschnittspreis von 90,8621 $ (Spanne 90,366�91,2988 $)
  • 346 Aktien zu einem gewichteten Durchschnittspreis von 91,8811 $ (Spanne 91,44�92,44 $)

Nach den Transaktionen sank Feeleys Direktbesitz von 7.771 auf 7.425 Aktien. Bei den gemeldeten Preisen belaufen sich die Gesamterlöse auf etwa 122.500 $. Es wurden keine Derivatgeschäfte gemeldet.

Die Meldung stellt eine Reduzierung von etwa 17% der direkt gehaltenen Aktien von Feeley dar und ist in absoluten Dollarbeträgen relativ gering. Da die Verkäufe im Rahmen eines 10b5-1-Plans durchgeführt wurden, deuten sie nicht zwangsläufig auf eine Änderung der Einschätzung des Managers hin; dennoch beobachten Investoren Insider-Aktivitäten oft als Stimmungsindikator.

Positive
  • Pre-arranged Rule 10b5-1 plan reduces the likelihood of informational advantages behind the sale, lowering governance risk.
Negative
  • Insider selling by the CFO can be interpreted as a mildly negative sentiment signal, although size is limited.

Insights

TL;DR: Minor 10b5-1 sale; neutral signal.

The CFO’s 1,344-share sale, worth about $0.12 million, is modest both in size and percentage of beneficial ownership. Use of a pre-scheduled 10b5-1 plan mitigates concerns about opportunistic selling. The remaining 7,425-share stake maintains exposure to future upside. Unless other executives begin selling in larger quantities, the transaction is unlikely to materially affect valuation or market sentiment. I rate the impact neutral.

GeneDx Holdings Corp. (WGS) � Transazione interna Form 4

Il Chief Financial Officer Kevin Feeley ha comunicato la vendita di 1.344 azioni ordinarie di Classe A il 1° luglio 2025 nell'ambito di un piano di trading predefinito Rule 10b5-1 adottato il 21 agosto 2024. Le azioni sono state vendute in due blocchi:

  • 998 azioni a un prezzo medio ponderato di 90,8621 $ (intervallo 90,366�91,2988 $)
  • 346 azioni a un prezzo medio ponderato di 91,8811 $ (intervallo 91,44�92,44 $)

Dopo le transazioni, la partecipazione diretta di Feeley è diminuita da 7.771 a 7.425 azioni. Ai prezzi riportati, il ricavato totale è di circa 122.500 $. Non sono state segnalate transazioni su strumenti derivati.

La comunicazione rappresenta una riduzione di circa il 17% delle azioni detenute direttamente da Feeley ed è relativamente modesta in termini assoluti. Poiché le vendite sono state effettuate secondo un piano 10b5-1, non indicano necessariamente un cambiamento nella visione dell'esecutivo; tuttavia, gli investitori spesso monitorano l’attività degli insider come indicatore di sentiment.

GeneDx Holdings Corp. (WGS) � Transacción interna Formulario 4

El Director Financiero Kevin Feeley informó la venta de 1,344 acciones ordinarias Clase A el 1 de julio de 2025 bajo un plan de negociación Rule 10b5-1 preestablecido adoptado el 21 de agosto de 2024. Las acciones se vendieron en dos bloques:

  • 998 acciones a un precio promedio ponderado de $90.8621 (rango $90.366�$91.2988)
  • 346 acciones a un precio promedio ponderado de $91.8811 (rango $91.44�$92.44)

Después de las transacciones, la propiedad directa de Feeley disminuyó de 7,771 a 7,425 acciones. A los precios reportados, los ingresos totales son aproximadamente $122,500. No se reportaron transacciones con derivados.

La presentación representa una reducción de aproximadamente el 17% en las acciones directamente poseídas por Feeley y es relativamente pequeña en términos absolutos. Debido a que las ventas se realizaron conforme a un plan 10b5-1, no indican necesariamente un cambio en la perspectiva del ejecutivo; sin embargo, los inversores suelen monitorear la actividad interna como un indicador de sentimiento.

GeneDx Holdings Corp. (WGS) � Form 4 내부� 거래

최고재무책임� 케� 필리(Kevin Feeley)� 2025� 7� 1일에 2024� 8� 21� 채택� Rule 10b5-1 거래 계획� 따라 1,344� 클래� A 보통�� 매도했다� 공시했습니다. 주식은 � 차례� 걸쳐 매도되었습니�:

  • 998주를 가중평� 가� $90.8621 (범위 $90.366�$91.2988)� 매도
  • 346주를 가중평� 가� $91.8811 (범위 $91.44�$92.44)� 매도

거래 � 필리� 직접 소유 주식 수는 7,771주에� 7,425�� 감소했습니다. 보고� 가� 기준으로 � 매출은 � $122,500입니�. 파생상품 거래� 보고되지 않았습니�.

이번 공시� 필리� 직접 보유 주식� � 17% 감소� 것으�, 절대 금액으로� 비교� 적은 규모입니�. 해당 매도� 10b5-1 계획� 따라 이루어졌� 때문� 경영진의 전망 변화가 반드� 반영� 것은 아니지�, 투자자들은 내부� 거래� 시장 심리� 지표로 자주 참고합니�.

GeneDx Holdings Corp. (WGS) � Transaction d’initié Formulaire 4

Le directeur financier Kevin Feeley a déclaré la vente de 1 344 actions ordinaires de classe A le 1er juillet 2025 dans le cadre d’un plan de négociation Rule 10b5-1 préétabli adopté le 21 août 2024. Les actions ont été vendues en deux lots :

  • 998 actions à un prix moyen pondéré de 90,8621 $ (intervalle 90,366�91,2988 $)
  • 346 actions à un prix moyen pondéré de 91,8811 $ (intervalle 91,44�92,44 $)

Après ces transactions, la détention directe de Feeley est passée de 7 771 à 7 425 actions. Aux prix indiqués, le produit total s’élève à environ 122 500 $. Aucune transaction sur dérivés n’a été signalée.

Cette déclaration représente une réduction d’environ 17 % des actions détenues directement par Feeley et reste relativement modeste en valeur absolue. Étant donné que les ventes ont été effectuées conformément à un plan 10b5-1, elles n’indiquent pas nécessairement un changement dans les perspectives de l’exécutif ; toutefois, les investisseurs surveillent souvent l’activité des initiés comme un indicateur de sentiment.

GeneDx Holdings Corp. (WGS) � Form 4 Insider-Transaktion

Finanzvorstand Kevin Feeley meldete den Verkauf von 1.344 Class A Stammaktien am 1. Juli 2025 im Rahmen eines vorab festgelegten Rule 10b5-1 Handelsplans, der am 21. August 2024 angenommen wurde. Die Aktien wurden in zwei Tranchen verkauft:

  • 998 Aktien zu einem gewichteten Durchschnittspreis von 90,8621 $ (Spanne 90,366�91,2988 $)
  • 346 Aktien zu einem gewichteten Durchschnittspreis von 91,8811 $ (Spanne 91,44�92,44 $)

Nach den Transaktionen sank Feeleys Direktbesitz von 7.771 auf 7.425 Aktien. Bei den gemeldeten Preisen belaufen sich die Gesamterlöse auf etwa 122.500 $. Es wurden keine Derivatgeschäfte gemeldet.

Die Meldung stellt eine Reduzierung von etwa 17% der direkt gehaltenen Aktien von Feeley dar und ist in absoluten Dollarbeträgen relativ gering. Da die Verkäufe im Rahmen eines 10b5-1-Plans durchgeführt wurden, deuten sie nicht zwangsläufig auf eine Änderung der Einschätzung des Managers hin; dennoch beobachten Investoren Insider-Aktivitäten oft als Stimmungsindikator.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Darling Scott

(Last) (First) (Middle)
C/O UPSTART HOLDINGS, INC.
2950 S. DELAWARE STREET, SUITE 410

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Upstart Holdings, Inc. [ UPST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2025 M(1) 2,000 A $13.22 139,014(2) D
Common Stock 07/01/2025 S(1) 2,000 D $63.56 137,014 D
Common Stock 07/02/2025 M(1) 5,000 A $13.22 142,014 D
Common Stock 07/02/2025 S(1) 5,000 D $70.0352(3) 137,014 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to buy) $13.22 07/01/2025 M 2,000 (4) 12/31/2032 Common Stock 2,000 $13.22 218,527 D
Employee Stock Option (Right to buy) $13.22 07/02/2025 M 5,000 (4) 12/31/2032 Common Stock 5,000 $13.22 213,527 D
Explanation of Responses:
1. The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024.
2. Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
4. 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Remarks:
/s/ Jessica Jeong, by power of attorney 07/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many GeneDx (WGS) shares did the CFO sell?

Kevin Feeley sold 1,344 Class A common shares on 1 July 2025.

At what prices were the GeneDx shares sold?

Weighted-average prices were $90.8621 for 998 shares and $91.8811 for 346 shares.

Does the filing indicate the sale was part of a 10b5-1 plan?

Yes, the Form 4 states the trades were executed under a Rule 10b5-1 plan adopted on 21 Aug 2024.

How many GeneDx shares does the CFO own after the transaction?

Following the sale, Feeley directly owns 7,425 shares of GeneDx Class A common stock.

Is this insider transaction considered material to investors?

Given its small size (~$122k) and pre-scheduled nature, the impact is viewed as neutral to immaterial.
Upstart Holdings, Inc.

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6.03B
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Credit Services
Finance Services
United States
SAN MATEO