AG˹ٷ

STOCK TITAN

[Form 4] VOYA FINANCIAL, INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Rockwell Medical, Inc. (RMTI) � Form 4/A amendment reports that Senior Vice President & Chief Financial Officer Jesse Neri sold 886 common shares on 01-Jul-2025 at a weighted-average price of $0.82 per share. The filing clarifies that the trade was executed pursuant to a Rule 10b5-1 trading plan adopted on 13-Dec-2024; this checkbox was inadvertently left blank in the original Form 4 filed 02-Jul-2025.

After the disposition, Neri directly owns 126,614 shares of RMTI. No derivative securities were bought or sold, and there are no other changes to his ownership stake.

The transaction represents roughly 0.7 % of the executive’s reported holdings and is immaterial relative to the company’s total shares outstanding. Because the sale was pre-arranged and the amendment is purely administrative, the filing carries limited fundamental significance but may still interest investors who monitor insider activity for sentiment cues.

Rockwell Medical, Inc. (RMTI) � Emendamento al Modulo 4/A segnala che il Senior Vice President e Chief Financial Officer Jesse Neri ha venduto 886 azioni ordinarie il 01-lug-2025 ad un prezzo medio ponderato di $0,82 per azione. La comunicazione chiarisce che l’operazione è stata eseguita in base a un piano di trading Rule 10b5-1 adottato il 13-dic-2024; questa casella era stata lasciata accidentalmente vuota nel modulo 4 originale presentato il 02-lug-2025.

Dopo la vendita, Neri detiene direttamente 126.614 azioni di RMTI. Non sono stati acquistati o venduti strumenti derivati e non ci sono altri cambiamenti nella sua partecipazione azionaria.

La transazione rappresenta circa il 0,7% delle partecipazioni dichiarate dell’esecutivo ed è irrilevante rispetto al totale delle azioni in circolazione della società. Poiché la vendita era predefinita e l’emendamento è di natura puramente amministrativa, la comunicazione ha una significatività fondamentale limitata, ma potrebbe comunque interessare gli investitori che monitorano l’attività degli insider per segnali di sentiment.

Rockwell Medical, Inc. (RMTI) � Enmienda al Formulario 4/A informa que el Vicepresidente Senior y Director Financiero Jesse Neri Ի徱ó 886 acciones comunes el 01-jul-2025 a un precio promedio ponderado de $0.82 por acción. La presentación aclara que la operación se realizó conforme a un plan de negociación bajo la Regla 10b5-1 adoptado el 13-dic-2024; esta casilla se dejó en blanco por error en el Formulario 4 original presentado el 02-jul-2025.

Tras la venta, Neri posee directamente 126,614 acciones de RMTI. No se compraron ni vendieron valores derivados y no hay otros cambios en su participación accionaria.

La transacción representa aproximadamente el 0.7% de las participaciones declaradas del ejecutivo y es irrelevante en relación con el total de acciones en circulación de la compañía. Dado que la venta fue preestablecida y la enmienda es meramente administrativa, la presentación tiene una importancia fundamental limitada, aunque podría interesar a los inversores que monitorean la actividad de los insiders para obtener señales de sentimiento.

Rockwell Medical, Inc. (RMTI) � Form 4/A 수정 보고�� 따르� 수석 부사장이자 최고재무책임�(CFO)� Jesse Neri2025� 7� 1�886�� 보통주를 주당 갶중평� 갶� $0.82� 매도했습니다. � 보고서는 해당 거래갶 2024� 12� 13� 채택� Rule 10b5-1 거래 계획� 따라 이루어졌음을 명확� 하며, 원래 2025� 7� 2� 제출� Form 4에서 � 항목� 실수� 비워� 있었다고 설명합니�.

매도 �, Neri� RMTI 주식 126,614�� 직접 보유하고 있습니다. 파생 증권� 매매� 없었으며 소유 지분에 다른 변화도 없습니다.

이번 거래� 임원� 보고� 보유 지분의 � 0.7%� 해당하며 회사� � 발행 주식 수에 비해 미미� 수준입니�. 매도갶 사전� 계획� 것이� 수정 보고서갶� 단순 행정� 성격이므�, � 보고서는 중대� 기본� 의미� 제한�이지� 내부� 거래 동향� 통해 투자 심리� 파악하는 투자자에게는 여전� 관심을 � � 있습니다.

Rockwell Medical, Inc. (RMTI) � Amendement du formulaire 4/A rapporte que le Vice-Président Senior et Directeur Financier Jesse Neri a vendu 886 actions ordinaires le 01-juil-2025 à un prix moyen pondéré de 0,82 $ par action. Le dépôt précise que la transaction a été réalisée conformément à un plan de négociation Rule 10b5-1 adopté le 13-déc-2024 ; cette case avait été laissée vide par inadvertance dans le formulaire 4 original déposé le 02-juil-2025.

Après la cession, Neri détient directement 126 614 actions de RMTI. Aucun titre dérivé n’a été acheté ou vendu, et il n’y a pas d’autres changements dans sa participation.

La transaction représente environ 0,7 % des avoirs déclarés de l’exécutif et est négligeable par rapport au nombre total d’actions en circulation de la société. Étant donné que la vente était préalablement planifiée et que l’amendement est purement administratif, le dépôt a une signification fondamentale limitée, mais peut néanmoins intéresser les investisseurs qui surveillent l’activité des initiés pour détecter des indices de sentiment.

Rockwell Medical, Inc. (RMTI) � Änderung des Formulars 4/A berichtet, dass der Senior Vice President und Chief Financial Officer Jesse Neri am 01. Juli 2025 886 Stammaktien zu einem gewichteten Durchschnittspreis von 0,82 $ pro Aktie verkauft hat. Die Meldung stellt klar, dass der Handel im Rahmen eines am 13. Dezember 2024 angenommenen Rule 10b5-1 Handelsplans erfolgte; dieses Kontrollkästchen war im ursprünglich am 2. Juli 2025 eingereichten Formular 4 versehentlich leer geblieben.

Nach dem Verkauf besitzt Neri direkt 126.614 Aktien von RMTI. Es wurden keine Derivate gekauft oder verkauft, und es gibt keine weiteren Änderungen an seinem Eigentumsanteil.

Die Transaktion entspricht etwa 0,7 % der gemeldeten Beteiligungen des Geschäftsführers und ist im Verhältnis zu den insgesamt ausstehenden Aktien der Gesellschaft unerheblich. Da der Verkauf vorab geplant war und die Änderung rein administrativer Natur ist, besitzt die Meldung begrenzte fundamentale Bedeutung, könnte aber dennoch für Investoren von Interesse sein, die Insideraktivitäten zur Stimmungsanalyse verfolgen.

Positive
  • None.
Negative
  • Insider sale by CFO: Although small (886 shares), any executive selling can be viewed cautiously by sentiment-focused investors.

Insights

TL;DR Minor insider sale under 10b5-1 plan; administrative amendment; neutral investor impact.

The amended Form 4 simply documents that the 886-share sale by CFO Jesse Neri occurred within a pre-scheduled Rule 10b5-1 framework, mitigating any concerns about opportunistic timing. The disposal equals less than 1 % of his holdings and is insignificant compared with Rockwell Medical’s float. No new economic transactions or derivative positions are disclosed, and beneficial ownership remains sizable at 126,614 shares. Given the small volume and procedural nature of the amendment, I view the event as neutral for valuation and governance risk assessments.

Rockwell Medical, Inc. (RMTI) � Emendamento al Modulo 4/A segnala che il Senior Vice President e Chief Financial Officer Jesse Neri ha venduto 886 azioni ordinarie il 01-lug-2025 ad un prezzo medio ponderato di $0,82 per azione. La comunicazione chiarisce che l’operazione è stata eseguita in base a un piano di trading Rule 10b5-1 adottato il 13-dic-2024; questa casella era stata lasciata accidentalmente vuota nel modulo 4 originale presentato il 02-lug-2025.

Dopo la vendita, Neri detiene direttamente 126.614 azioni di RMTI. Non sono stati acquistati o venduti strumenti derivati e non ci sono altri cambiamenti nella sua partecipazione azionaria.

La transazione rappresenta circa il 0,7% delle partecipazioni dichiarate dell’esecutivo ed è irrilevante rispetto al totale delle azioni in circolazione della società. Poiché la vendita era predefinita e l’emendamento è di natura puramente amministrativa, la comunicazione ha una significatività fondamentale limitata, ma potrebbe comunque interessare gli investitori che monitorano l’attività degli insider per segnali di sentiment.

Rockwell Medical, Inc. (RMTI) � Enmienda al Formulario 4/A informa que el Vicepresidente Senior y Director Financiero Jesse Neri Ի徱ó 886 acciones comunes el 01-jul-2025 a un precio promedio ponderado de $0.82 por acción. La presentación aclara que la operación se realizó conforme a un plan de negociación bajo la Regla 10b5-1 adoptado el 13-dic-2024; esta casilla se dejó en blanco por error en el Formulario 4 original presentado el 02-jul-2025.

Tras la venta, Neri posee directamente 126,614 acciones de RMTI. No se compraron ni vendieron valores derivados y no hay otros cambios en su participación accionaria.

La transacción representa aproximadamente el 0.7% de las participaciones declaradas del ejecutivo y es irrelevante en relación con el total de acciones en circulación de la compañía. Dado que la venta fue preestablecida y la enmienda es meramente administrativa, la presentación tiene una importancia fundamental limitada, aunque podría interesar a los inversores que monitorean la actividad de los insiders para obtener señales de sentimiento.

Rockwell Medical, Inc. (RMTI) � Form 4/A 수정 보고�� 따르� 수석 부사장이자 최고재무책임�(CFO)� Jesse Neri2025� 7� 1�886�� 보통주를 주당 갶중평� 갶� $0.82� 매도했습니다. � 보고서는 해당 거래갶 2024� 12� 13� 채택� Rule 10b5-1 거래 계획� 따라 이루어졌음을 명확� 하며, 원래 2025� 7� 2� 제출� Form 4에서 � 항목� 실수� 비워� 있었다고 설명합니�.

매도 �, Neri� RMTI 주식 126,614�� 직접 보유하고 있습니다. 파생 증권� 매매� 없었으며 소유 지분에 다른 변화도 없습니다.

이번 거래� 임원� 보고� 보유 지분의 � 0.7%� 해당하며 회사� � 발행 주식 수에 비해 미미� 수준입니�. 매도갶 사전� 계획� 것이� 수정 보고서갶� 단순 행정� 성격이므�, � 보고서는 중대� 기본� 의미� 제한�이지� 내부� 거래 동향� 통해 투자 심리� 파악하는 투자자에게는 여전� 관심을 � � 있습니다.

Rockwell Medical, Inc. (RMTI) � Amendement du formulaire 4/A rapporte que le Vice-Président Senior et Directeur Financier Jesse Neri a vendu 886 actions ordinaires le 01-juil-2025 à un prix moyen pondéré de 0,82 $ par action. Le dépôt précise que la transaction a été réalisée conformément à un plan de négociation Rule 10b5-1 adopté le 13-déc-2024 ; cette case avait été laissée vide par inadvertance dans le formulaire 4 original déposé le 02-juil-2025.

Après la cession, Neri détient directement 126 614 actions de RMTI. Aucun titre dérivé n’a été acheté ou vendu, et il n’y a pas d’autres changements dans sa participation.

La transaction représente environ 0,7 % des avoirs déclarés de l’exécutif et est négligeable par rapport au nombre total d’actions en circulation de la société. Étant donné que la vente était préalablement planifiée et que l’amendement est purement administratif, le dépôt a une signification fondamentale limitée, mais peut néanmoins intéresser les investisseurs qui surveillent l’activité des initiés pour détecter des indices de sentiment.

Rockwell Medical, Inc. (RMTI) � Änderung des Formulars 4/A berichtet, dass der Senior Vice President und Chief Financial Officer Jesse Neri am 01. Juli 2025 886 Stammaktien zu einem gewichteten Durchschnittspreis von 0,82 $ pro Aktie verkauft hat. Die Meldung stellt klar, dass der Handel im Rahmen eines am 13. Dezember 2024 angenommenen Rule 10b5-1 Handelsplans erfolgte; dieses Kontrollkästchen war im ursprünglich am 2. Juli 2025 eingereichten Formular 4 versehentlich leer geblieben.

Nach dem Verkauf besitzt Neri direkt 126.614 Aktien von RMTI. Es wurden keine Derivate gekauft oder verkauft, und es gibt keine weiteren Änderungen an seinem Eigentumsanteil.

Die Transaktion entspricht etwa 0,7 % der gemeldeten Beteiligungen des Geschäftsführers und ist im Verhältnis zu den insgesamt ausstehenden Aktien der Gesellschaft unerheblich. Da der Verkauf vorab geplant war und die Änderung rein administrativer Natur ist, besitzt die Meldung begrenzte fundamentale Bedeutung, könnte aber dennoch für Investoren von Interesse sein, die Insideraktivitäten zur Stimmungsanalyse verfolgen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Katz Michael Robert

(Last) (First) (Middle)
200 PARK AVENUE

(Street)
NEW YORK NY 10166

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2025 M 1,679 A $0(1) 39,259 D
Common Stock 07/01/2025 F 765 D $72.51 38,494 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 07/01/2025 M 1,679 (2) (2) Common Stock 1,679 $0 20,998 D
Performance Stock Unit (3) (3) (3) Common Stock 46,170 46,170 D
Deferred Savings Plan Issuer Stock Units (4) (4) (4) Common Stock 847.647 847.647 D
Performance-Based Stock Options (5) (5) (5) Common Stock 56,187 56,187 D
Explanation of Responses:
1. Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
2. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
3. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
4. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
5. The options vest based on the conditions set forth in their respective agreements.
Remarks:
Executive Vice President, Chief Financial Officer
/s/ Julie Watson, Attorney-in-Fact 07/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Rockwell Medical (RMTI) shares did CFO Jesse Neri sell?

He sold 886 common shares on 01-Jul-2025 at a weighted-average price of $0.82.

What is the CFO’s remaining ownership after the transaction?

Following the sale, Jesse Neri directly owns 126,614 RMTI shares.

Was the sale executed under a Rule 10b5-1 trading plan?

Yes. The Form 4/A confirms the sale was made pursuant to a Rule 10b5-1 plan adopted on 13-Dec-2024.

Does the Form 4/A disclose any derivative securities transactions?

No. No options, warrants, or other derivatives were acquired or disposed of in this filing.

Why was the Form 4 amended?

The amendment checks the box indicating the sale was under a 10b5-1 plan; no economic details were changed.
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United States
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