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[Form 4] AudioEye, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Insider activity overview: On 06/20/2025, AudioEye (AEYE) director James B. Hawkins reported acquiring a total of 8,600 common shares via put-option assignments at strike prices of $16 (1,000 shares) and $15 (7,600 shares), coded “X� for exercise. His direct ownership increased from 128,916 to 137,516 shares. All related derivative contracts were either exercised or disposed, leaving zero outstanding puts. The Form 4 was signed on 06/24/2025 and filed as a single-reporting-person submission.

Panoramica sull'attività degli insider: Il 20/06/2025, il direttore di AudioEye (AEYE), James B. Hawkins, ha comunicato l'acquisto di un totale di 8.600 azioni ordinarie tramite l'esercizio di opzioni put con prezzi di esercizio di 16$ (1.000 azioni) e 15$ (7.600 azioni), codificate come “X� per esercizio. La sua partecipazione diretta è aumentata da 128.916 a 137.516 azioni. Tutti i contratti derivati correlati sono stati esercitati o ceduti, lasciando zero opzioni put in essere. Il modulo 4 è stato firmato il 24/06/2025 e presentato come una segnalazione da parte di un singolo soggetto segnalante.

Resumen de la actividad de los insiders: El 20/06/2025, el director de AudioEye (AEYE), James B. Hawkins, informó la adquisición de un total de 8.600 acciones ordinarias mediante asignaciones de opciones put con precios de ejercicio de $16 (1.000 acciones) y $15 (7.600 acciones), codificadas como “X� para ejercicio. Su propiedad directa aumentó de 128.916 a 137.516 acciones. Todos los contratos derivados relacionados fueron ejercidos o vendidos, quedando cero opciones put pendientes. El Formulario 4 fue firmado el 24/06/2025 y presentado como una declaración de una sola persona informante.

내부� 활동 개요: 2025� 6� 20�, AudioEye(AEYE) 이사 제임� B. 호킨스는 행사가� $16(1,000�) � $15(7,600�)� 풋옵� 행사� 통해 � 8,600주의 보통주를 취득했다� 보고했습니다. 그의 직접 소유 주식 수는 128,916주에� 137,516�� 증가했습니다. 관� 파생상품 계약은 모두 행사되거� 처분되어 잔여 풋옵션이 전혀 없습니다. Form 4� 2025� 6� 24일에 서명되어 단일 보고� 제출� 접수되었습니�.

Vue d'ensemble de l'activité des initiés : Le 20/06/2025, James B. Hawkins, directeur d'AudioEye (AEYE), a déclaré l'acquisition de 8 600 actions ordinaires via l'exercice d'options de vente (put) aux prix d'exercice de 16 $ (1 000 actions) et 15 $ (7 600 actions), codées « X » pour exercice. Sa participation directe est passée de 128 916 à 137 516 actions. Tous les contrats dérivés associés ont été exercés ou cédés, ne laissant aucune option put en circulation. Le formulaire 4 a été signé le 24/06/2025 et déposé en tant que déclaration d'une seule personne déclarant.

Überblick über Insider-Aktivitäten: Am 20.06.2025 meldete James B. Hawkins, Direktor von AudioEye (AEYE), den Erwerb von insgesamt 8.600 Stammaktien durch Ausübung von Put-Optionen zu Ausübungspreisen von 16$ (1.000 Aktien) und 15$ (7.600 Aktien), codiert als „X� für Ausübung. Sein Direktbesitz stieg von 128.916 auf 137.516 Aktien. Alle zugehörigen Derivatekontrakte wurden entweder ausgeübt oder veräußert, sodass keine ausstehenden Puts mehr vorhanden sind. Das Formular 4 wurde am 24.06.2025 unterschrieben und als Einzelmeldung eingereicht.

Positive
  • Director increased direct ownership by 8,600 shares, lifting total holdings to 137,516, signalling insider confidence.
  • All derivative put positions were cleared, simplifying the insider’s exposure and aligning interests with common shareholders.
Negative
  • None.

Insights

TL;DR: Director bought 8,600 AEYE shares at $15-$16, boosting stake to 137,516; a modestly positive insider signal.

The filing shows tangible insider buying by long-serving director James B. Hawkins. Acquiring 8,600 shares—roughly a 6.7 % increase in his position—at market-adjacent prices demonstrates incremental confidence while eliminating short put exposure. Although the dollar value is not disclosed, exercising puts indicates willingness to deploy capital and aligns management with shareholders. No sales or new derivative positions were reported, limiting downside perceptions. Overall investor takeaway: small but directionally positive signal, yet not materially transformative for fundamentals.

Panoramica sull'attività degli insider: Il 20/06/2025, il direttore di AudioEye (AEYE), James B. Hawkins, ha comunicato l'acquisto di un totale di 8.600 azioni ordinarie tramite l'esercizio di opzioni put con prezzi di esercizio di 16$ (1.000 azioni) e 15$ (7.600 azioni), codificate come “X� per esercizio. La sua partecipazione diretta è aumentata da 128.916 a 137.516 azioni. Tutti i contratti derivati correlati sono stati esercitati o ceduti, lasciando zero opzioni put in essere. Il modulo 4 è stato firmato il 24/06/2025 e presentato come una segnalazione da parte di un singolo soggetto segnalante.

Resumen de la actividad de los insiders: El 20/06/2025, el director de AudioEye (AEYE), James B. Hawkins, informó la adquisición de un total de 8.600 acciones ordinarias mediante asignaciones de opciones put con precios de ejercicio de $16 (1.000 acciones) y $15 (7.600 acciones), codificadas como “X� para ejercicio. Su propiedad directa aumentó de 128.916 a 137.516 acciones. Todos los contratos derivados relacionados fueron ejercidos o vendidos, quedando cero opciones put pendientes. El Formulario 4 fue firmado el 24/06/2025 y presentado como una declaración de una sola persona informante.

내부� 활동 개요: 2025� 6� 20�, AudioEye(AEYE) 이사 제임� B. 호킨스는 행사가� $16(1,000�) � $15(7,600�)� 풋옵� 행사� 통해 � 8,600주의 보통주를 취득했다� 보고했습니다. 그의 직접 소유 주식 수는 128,916주에� 137,516�� 증가했습니다. 관� 파생상품 계약은 모두 행사되거� 처분되어 잔여 풋옵션이 전혀 없습니다. Form 4� 2025� 6� 24일에 서명되어 단일 보고� 제출� 접수되었습니�.

Vue d'ensemble de l'activité des initiés : Le 20/06/2025, James B. Hawkins, directeur d'AudioEye (AEYE), a déclaré l'acquisition de 8 600 actions ordinaires via l'exercice d'options de vente (put) aux prix d'exercice de 16 $ (1 000 actions) et 15 $ (7 600 actions), codées « X » pour exercice. Sa participation directe est passée de 128 916 à 137 516 actions. Tous les contrats dérivés associés ont été exercés ou cédés, ne laissant aucune option put en circulation. Le formulaire 4 a été signé le 24/06/2025 et déposé en tant que déclaration d'une seule personne déclarant.

Überblick über Insider-Aktivitäten: Am 20.06.2025 meldete James B. Hawkins, Direktor von AudioEye (AEYE), den Erwerb von insgesamt 8.600 Stammaktien durch Ausübung von Put-Optionen zu Ausübungspreisen von 16$ (1.000 Aktien) und 15$ (7.600 Aktien), codiert als „X� für Ausübung. Sein Direktbesitz stieg von 128.916 auf 137.516 Aktien. Alle zugehörigen Derivatekontrakte wurden entweder ausgeübt oder veräußert, sodass keine ausstehenden Puts mehr vorhanden sind. Das Formular 4 wurde am 24.06.2025 unterschrieben und als Einzelmeldung eingereicht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HAWKINS JAMES B

(Last) (First) (Middle)
C/O AUDIOEYE, INC.
5210 WILLIAMS CIRCLE, SUITE 750

(Street)
TUCSON AZ 85711

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AUDIOEYE INC [ AEYE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/20/2025 X 1,000 A $16 129,916 D
Common Stock 06/20/2025 X 7,600 A $15 137,516 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Put Option (obligation to buy) $16 06/20/2025 X 10 06/20/2025 06/20/2025 Common Stock 1,000 $0 0 D
Put Option (obligation to buy) $15 06/20/2025 X 76 06/20/2025 06/20/2025 Common Stock 7,600 $0 0 D
Put Option (obligation to buy) $10 06/20/2025 E V 10 06/20/2025 06/20/2025 Common Stock 1,000 $0 0 D
Explanation of Responses:
/s/ Christine G. Long, Attorney-in-Fact 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many AudioEye (AEYE) shares did Director James B. Hawkins acquire on 06/20/2025?

He acquired 8,600 common shares (1,000 at $16 and 7,600 at $15).

What is Hawkins� total AEYE share ownership after the transaction?

His direct beneficial ownership rose to 137,516 shares.

Were the shares bought on the open market or via derivative exercise?

The shares were delivered through the exercise/assignment of put options, coded "X" on Form 4.

Does the filing mention a Rule 10b5-1 trading plan?

Yes, the form includes a checkbox indicating the transactions were made under a Rule 10b5-1(c) plan.

Are any derivative positions remaining for the reporting person?

No. After the exercises and one disposal (code E), zero derivative securities remain.
Audioeye Inc

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157.85M
7.91M
35.67%
39.9%
5.12%
Software - Application
Services-prepackaged Software
United States
TUCSON