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2025-07-30
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported) July 30,
2025
AIM
IMMUNOTECH INC.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-27072 |
|
52-0845822 |
(state
or other jurisdiction |
|
(Commission |
|
(IRS
Employer |
of
incorporation) |
|
File
Number) |
|
Identification
No.) |
2117
SW Highway 484, Ocala
FL |
|
34473 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code: (352) 448-7797
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol |
|
Name
of each exchange on which registered |
Common
Stock, par value $0.001 per share |
|
AIM |
|
NYSE
American |
Item
1.01 Entry into a Material Definitive Agreement
The
following agreements, previously filed as exhibits to the Registration Statement on Form S-1 (SEC File No. 333-284443) (the Registration
Statement”) by AIM ImmunoTech Inc. (the “Company”) have been revised, are superseded by and are filed herewith as Exhibits
1.1, 4.26, 4.27, 4.28 and 10.63, respectively, and are incorporated by reference herein:
the
Placement Agency Agreement with Maxim Group LLC;
the
form of Class E/F Warrants;
the
form of Pre-Funded Warrant;
the
Warrant Agency Agreement with the warrant agent; and
the
Securities Purchase Agreement.
Please
see these exhibits for more complete information.
Item
8.01 Other Events
On
July 31, 2025, the Company announced the closing of its previously announced public offering of an aggregate of 2,000,000 shares of its
common stock (or pre-funded warrants in lieu thereof), Class E warrants to purchase up to 2,000,000 shares of common stock, and Class
F warrants to purchase up to 2,000,000 shares of common stock, at a combined public offering price of $4.00 per share (or $3.999 per
pre-funded warrant) and accompanying warrants. The warrants will have an exercise price of $4.00 per share, and were exercisable immediately
upon issuance. The Class E warrants will expire on the fifth anniversary of the original issuance date, and the Class F warrants will
expire on the eighteen-month anniversary of the original issuance date. Gross proceeds, before deducting placement agent fees and offering
expenses, were approximately $8.0 million. Maxim Group LLC acted as sole placement agent in connection with this offering.
For
more information, please see the July 31, 2025, press release which is attached to this Current Report on Form 8-K as Exhibit 99.1 and
is incorporated by reference herein.
Cautionary
Statement Regarding Forward-Looking Statements
This
press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the “PSLRA”).
Words such as “may,” “will,” “expect,” “plan,” “anticipate,” “continue,”
“believe,” “potential,” “upcoming” and other variations thereon and similar expressions (as well
as other words or expressions referencing future events or circumstances) are intended to identify forward-looking statements. Many of
these forward-looking statements involve a number of risks and uncertainties. The Company urges investors to consider specifically the
various risk factors identified in the Registration Statement, the Company’s most recent Form 10-K, and any risk factors or cautionary
statements included in any subsequent Form 10-Q or Form 8-K, filed with the SEC. You are cautioned not to place undue reliance on these
forward-looking statements, which speak only as of the date of this press release. Among other things, for those statements, the Company
claims the protection of the safe harbor for forward-looking statements contained in the PSLRA. The Company does not undertake to update
any of these forward-looking statements to reflect events or circumstances that occur after the date hereof.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits
The
following exhibits are filed herewith:
Exhibit |
|
|
Number |
|
Description |
|
|
|
1.01 |
|
the Placement Agency Agreement with Maxim Group LLC |
4.26 |
|
the form of Class E/F Warrants |
4.27 |
|
the form of Pre-Funded Warrant |
4.28 |
|
the Warrant Agency Agreement with the warrant agent |
10.63 |
|
Securities Purchase Agreement |
99.1 |
|
Press Release dated July 31, 2025 |
104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
|
|
|
AIM
ImmunoTech Inc. |
|
|
|
Date:
July 31, 2025 |
By |
/s/
Thomas K. Equels
|
|
|
Thomas
K. Equels, CEO |