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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 30, 2025
AINOS,
INC. |
(Exact
name of registrant as specified in its charter) |
Texas |
|
001-41461 |
|
75-1974352 |
(State
or other Jurisdiction
of
Incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
8880 Rio San Diego Drive, Ste. 800, San Diego, CA 92108
(858) 869-2986
(Address and telephone number, including area code, of registrant’s principal executive offices)
(Former
name or former address if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock, par value $0.01 per share |
|
AIMD |
|
The
Nasdaq Stock Market LLC |
Warrants
to purchase Common Stock |
|
AIMDW |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.03 Amendments to Certificate of Incorporation or Bylaws; Change in Fiscal Year
Effective
June 30, 2025, at 5:01 a.m., Central time (the “Effective Time”), Ainos, Inc. (the “Company”) filed a certificate
of amendment (the “Certificate of Amendment”) to amend its Restated Certificate of Formation, as amended, with the Secretary
of the State of Texas, to effect a reverse stock split of the Company’s common stock, par value $0.01 (the “Common Stock”)
at a ratio of 1-for-5 (the “Reverse Stock Split”).
The
terms of the Reverse Stock Split are such that every five shares of the Company’s issued and outstanding Common Stock will be automatically
combined into one issued and outstanding share of Common Stock, without any change in par value per share. Holders of fractional shares
will be paid out in cash for the fractional portion. No fractional shares will be issued in connection with the Reverse Stock Split.
Stockholders who would otherwise be entitled to a fraction of one share as a result of the Reverse Stock Split instead will receive an
amount in cash equal to such fraction of a share multiplied by the closing sale price of Common Stock on The Nasdaq Capital Market (“Nasdaq”)
on June 27, 2025, as adjusted for the Reverse Stock Split. The number of outstanding options and warrants will be adjusted accordingly.
The Reverse Stock Split does not otherwise modify any rights or preferences of the Company’s Common Stock.
Effective
at market open on June 30, 2025, the Common Stock began trading on a split-adjusted basis on Nasdaq. The new CUSIP number for the Common
Stock following the Reverse Stock Split is 00902F402.
The
foregoing description of the Certificate of Amendment is a summary of the material terms thereof, does not purport to be complete and
is qualified in its entirety by reference to the full text of the Certificate of Amendment, which is filed with this report as Exhibit
3.1 and herein incorporated by reference.
Item
9.01 Financial Statement and Exhibits
(d)
Exhibits.
Exhibit
No. |
|
Description |
3.1 |
|
Certificate of Amendment to the Restated Certificate of Formation of Ainos, Inc., as filed with the Texas Secretary of State on June 6, 2025 |
104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
Ainos,
Inc. |
|
|
|
Date:
July 1, 2025 |
By: |
/s/
Chun-Hsien Tsai |
|
Name: |
Chun-Hsien
Tsai |
|
Title: |
Chief
Executive Officer |