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STOCK TITAN

[Form 4] Alpha and Omega Semiconductor Limited Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Stephen Chunping Chang, Chief Executive Officer and Director of Alpha & Omega Semiconductor Ltd (AOSL), reported a Form 4 showing a change in beneficial ownership. On 09/09/2025 he disposed of 2,100 common shares in a transaction coded G (reported price $0), leaving him with 576,705 shares beneficially owned following the transaction. The filing details multiple equity awards: 45,000 unvested shares from a 2018 market-based PSU, 145,625 aggregate RSUs granted 2022�2025, 47,964 unvested PSU shares from 2022 and 2024 grants, and excludes 67,500 unvested PSUs granted on 03/17/2025 that may vest on performance. The filing also notes 127 shares acquired under the company ESPP on 05/14/2025. The Form 4 was signed by an attorney-in-fact on 09/10/2025.

Stephen Chunping Chang, amministratore delegato e membro del consiglio di Alpha & Omega Semiconductor Ltd (AOSL), ha dichiarato tramite un Form 4 una variazione nella detenzione patrimoniale. In data 09/09/2025 ha ceduto 2.100 azioni ordinarie in una transazione codificata come G (prezzo comunicato $0), restando titolare beneficiario di 576.705 azioni dopo l’operazione. La comunicazione elenca diversi premi azionari: 45.000 azioni non ancora maturate relative a un PSU basato sul mercato del 2018, 145.625 RSU aggregate concesse tra il 2022 e il 2025, 47.964 azioni PSU non maturate da concessioni 2022 e 2024, ed esclude 67.500 PSU non maturati concessi il 17/03/2025 che potrebbero maturare in base alle performance. Viene inoltre segnalato l’acquisto di 127 azioni tramite il piano ESPP della società il 14/05/2025. Il Form 4 è stato firmato da un procuratore il 10/09/2025.

Stephen Chunping Chang, director ejecutivo y miembro del consejo de Alpha & Omega Semiconductor Ltd (AOSL), presentó un Form 4 que muestra un cambio en la propiedad beneficiaria. El 09/09/2025 enajenó 2.100 acciones ordinarias en una operación codificada como G (precio informado $0), quedando con 576.705 acciones de propiedad beneficiaria tras la transacción. La declaración detalla varias concesiones de capital: 45.000 acciones no devengadas de un PSU basado en el mercado de 2018, 145.625 RSU agregadas otorgadas entre 2022 y 2025, 47.964 acciones PSU no devengadas de las concesiones de 2022 y 2024, y excluye 67.500 PSU no devengados otorgados el 17/03/2025 que podrían devengarse por rendimiento. También se indica la adquisición de 127 acciones mediante el ESPP de la compañía el 14/05/2025. El Form 4 fue firmado por un apoderado el 10/09/2025.

Stephen Chunping Chang은 Alpha & Omega Semiconductor Ltd (AOSL)� 최고경영� � 이사로서, 소유� 변동을 보고� Form 4� 제출했습니다. 2025� 9� 9일에 거래 코드 G� (보고� 가� $0) 보통� 2,100주를 처분했고, 거래 후에� 576,705주를 실질 보유하고 있습니다. 제출서에� 여러 주식 보상 내역� 기재되어 있습니다: 2018� 시장기준 PSU로부터의 45,000 미확� 주식, 2022�2025년에 부여된 � 145,625개의 RSU, 2022� � 2024� 부여분� 47,964 미확� PSU 주식, 그리� 성과� 따라 취득� � 있는 2025� 3� 17� 부여된 67,500 미확� PSU� 제외되어 있습니다. 또한 2025� 5� 14� 회사 ESPP� 통해 127주를 취득� 것으� 기재되어 있습니다. Form 4� 2025� 9� 10일에 대리인� 서명했습니다.

Stephen Chunping Chang, directeur général et administrateur d'Alpha & Omega Semiconductor Ltd (AOSL), a déposé un Form 4 signalant un changement de propriété bénéficiaire. Le 09/09/2025, il a cédé 2 100 actions ordinaires dans une transaction codée G (prix déclaré 0 $), le laissant titulaire bénéficiaire de 576 705 actions après l'opération. Le dépôt détaille plusieurs attributions d'actions : 45 000 actions non acquises issues d'un PSU basé sur le marché de 2018, 145 625 RSU au total accordées entre 2022 et 2025, 47 964 actions PSU non acquises provenant des attributions de 2022 et 2024, et exclut 67 500 PSU non acquises accordées le 17/03/2025 susceptibles d'être acquises selon la performance. Le dépôt note également l'acquisition de 127 actions dans le cadre du plan ESPP de la société le 14/05/2025. Le Form 4 a été signé par un mandataire le 10/09/2025.

Stephen Chunping Chang, Chief Executive Officer und Direktor von Alpha & Omega Semiconductor Ltd (AOSL), meldete in einem Form 4 eine Änderung des wirtschaftlichen Eigentums. Am 09.09.2025 veräußerte er 2.100 Stammaktien in einer Transaktion mit dem Code G (gemeldeter Preis $0) und hielt nach der Transaktion weiterhin 576.705 wirtschaftlich begünstigte Aktien. Die Einreichung listet mehrere Aktienzuteilungen auf: 45.000 unverfallene Aktien aus einem marktgebundenen PSU von 2018, insgesamt 145.625 RSUs, die 2022�2025 gewährt wurden, 47.964 unverfallene PSU-Aktien aus den Grants 2022 und 2024, und schließt 67.500 unverfallene PSUs aus, die am 17.03.2025 gewährt wurden und leistungsabhängig werden könnten. Ebenfalls vermerkt sind 127 Aktien, die am 14.05.2025 über den ESPP des Unternehmens erworben wurden. Das Form 4 wurde am 10.09.2025 von einem Bevollmächtigten unterzeichnet.

Positive
  • Substantial retained ownership: Reporting person remains beneficial owner of 576,705 shares after the transaction
  • Transparency on equity awards: Filing details unvested MSUs, PSUs and RSUs (e.g., 45,000 MSU; 145,625 RSUs aggregate)
Negative
  • Disposition occurred: 2,100 shares were transferred (transaction code G), reducing direct holdings
  • Significant portions unvested: Material parts of reported ownership are subject to vesting and performance conditions (e.g., 67,500 PSUs excluded pending performance)

Insights

TL;DR: A routine insider disposition by the CEO reduces direct holdings modestly; most holdings remain in restricted or performance awards.

The reported 2,100-share disposition appears to be a coded "G" transaction, which generally indicates a gift or similar transfer rather than a market sale; the filing shows no cash proceeds reported. Following the change, the CEO retains substantial beneficial ownership of 576,705 shares, and material portions of his position are subject to vesting or performance conditions: 45,000 market-based PSUs and an aggregate of 145,625 RSUs plus other PSUs. The disclosure of 127 ESPP shares and multiple outstanding equity awards is typical for executive compensation and does not by itself signal a change in control or material liquidity event.

TL;DR: Insider filing documents a small transfer and summarizes outstanding restricted and performance-based awards; investor impact appears limited.

This Form 4 documents a single non-market-disposition of 2,100 common shares with a post-transaction beneficial ownership of 576,705 shares. The filing transparently lists multiple award programs and outstanding unvested shares, including 67,500 PSUs excluded from current beneficial totals pending performance vesting. The signature by an attorney-in-fact and the clear award breakdown meet typical disclosure expectations. From a governance perspective, the filing provides necessary transparency on executive equity incentives and remaining alignment with shareholders.

Stephen Chunping Chang, amministratore delegato e membro del consiglio di Alpha & Omega Semiconductor Ltd (AOSL), ha dichiarato tramite un Form 4 una variazione nella detenzione patrimoniale. In data 09/09/2025 ha ceduto 2.100 azioni ordinarie in una transazione codificata come G (prezzo comunicato $0), restando titolare beneficiario di 576.705 azioni dopo l’operazione. La comunicazione elenca diversi premi azionari: 45.000 azioni non ancora maturate relative a un PSU basato sul mercato del 2018, 145.625 RSU aggregate concesse tra il 2022 e il 2025, 47.964 azioni PSU non maturate da concessioni 2022 e 2024, ed esclude 67.500 PSU non maturati concessi il 17/03/2025 che potrebbero maturare in base alle performance. Viene inoltre segnalato l’acquisto di 127 azioni tramite il piano ESPP della società il 14/05/2025. Il Form 4 è stato firmato da un procuratore il 10/09/2025.

Stephen Chunping Chang, director ejecutivo y miembro del consejo de Alpha & Omega Semiconductor Ltd (AOSL), presentó un Form 4 que muestra un cambio en la propiedad beneficiaria. El 09/09/2025 enajenó 2.100 acciones ordinarias en una operación codificada como G (precio informado $0), quedando con 576.705 acciones de propiedad beneficiaria tras la transacción. La declaración detalla varias concesiones de capital: 45.000 acciones no devengadas de un PSU basado en el mercado de 2018, 145.625 RSU agregadas otorgadas entre 2022 y 2025, 47.964 acciones PSU no devengadas de las concesiones de 2022 y 2024, y excluye 67.500 PSU no devengados otorgados el 17/03/2025 que podrían devengarse por rendimiento. También se indica la adquisición de 127 acciones mediante el ESPP de la compañía el 14/05/2025. El Form 4 fue firmado por un apoderado el 10/09/2025.

Stephen Chunping Chang은 Alpha & Omega Semiconductor Ltd (AOSL)� 최고경영� � 이사로서, 소유� 변동을 보고� Form 4� 제출했습니다. 2025� 9� 9일에 거래 코드 G� (보고� 가� $0) 보통� 2,100주를 처분했고, 거래 후에� 576,705주를 실질 보유하고 있습니다. 제출서에� 여러 주식 보상 내역� 기재되어 있습니다: 2018� 시장기준 PSU로부터의 45,000 미확� 주식, 2022�2025년에 부여된 � 145,625개의 RSU, 2022� � 2024� 부여분� 47,964 미확� PSU 주식, 그리� 성과� 따라 취득� � 있는 2025� 3� 17� 부여된 67,500 미확� PSU� 제외되어 있습니다. 또한 2025� 5� 14� 회사 ESPP� 통해 127주를 취득� 것으� 기재되어 있습니다. Form 4� 2025� 9� 10일에 대리인� 서명했습니다.

Stephen Chunping Chang, directeur général et administrateur d'Alpha & Omega Semiconductor Ltd (AOSL), a déposé un Form 4 signalant un changement de propriété bénéficiaire. Le 09/09/2025, il a cédé 2 100 actions ordinaires dans une transaction codée G (prix déclaré 0 $), le laissant titulaire bénéficiaire de 576 705 actions après l'opération. Le dépôt détaille plusieurs attributions d'actions : 45 000 actions non acquises issues d'un PSU basé sur le marché de 2018, 145 625 RSU au total accordées entre 2022 et 2025, 47 964 actions PSU non acquises provenant des attributions de 2022 et 2024, et exclut 67 500 PSU non acquises accordées le 17/03/2025 susceptibles d'être acquises selon la performance. Le dépôt note également l'acquisition de 127 actions dans le cadre du plan ESPP de la société le 14/05/2025. Le Form 4 a été signé par un mandataire le 10/09/2025.

Stephen Chunping Chang, Chief Executive Officer und Direktor von Alpha & Omega Semiconductor Ltd (AOSL), meldete in einem Form 4 eine Änderung des wirtschaftlichen Eigentums. Am 09.09.2025 veräußerte er 2.100 Stammaktien in einer Transaktion mit dem Code G (gemeldeter Preis $0) und hielt nach der Transaktion weiterhin 576.705 wirtschaftlich begünstigte Aktien. Die Einreichung listet mehrere Aktienzuteilungen auf: 45.000 unverfallene Aktien aus einem marktgebundenen PSU von 2018, insgesamt 145.625 RSUs, die 2022�2025 gewährt wurden, 47.964 unverfallene PSU-Aktien aus den Grants 2022 und 2024, und schließt 67.500 unverfallene PSUs aus, die am 17.03.2025 gewährt wurden und leistungsabhängig werden könnten. Ebenfalls vermerkt sind 127 Aktien, die am 14.05.2025 über den ESPP des Unternehmens erworben wurden. Das Form 4 wurde am 10.09.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chang Stephen Chunping

(Last) (First) (Middle)
475 OAKMEAD PKWY

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALPHA & OMEGA SEMICONDUCTOR Ltd [ AOSL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Share 09/09/2025 G 2,100 D $0 576,705(1)(2)(3)(4) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 45,000 unvested shares subject to the Market-Based Performance Share Unit (MSU) granted on July 1, 2018 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
2. Includes an aggregate of 145,625 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2022, March 15, 2023, March 15, 2024, and March 17, 2025 which will be issued as such units vest in accordance with their terms, and excludes 67,500 unvested common shares subject to the Performance Share Unit (PSU) granted on March 17, 2025, which may become vested upon achievement of certain corporate performance goals in the future.
3. Includes an aggregate of 47,964 unvested shares subject to the PSU granted on March 15, 2022 and March 15, 2024 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
4. Reflects 127 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2025.
Remarks:
/s/ Yanbing Hong, attorney-in-fact for Stephen Chang 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did AOSL CEO Stephen Chang report on Form 4?

The Form 4 reports a disposition of 2,100 common shares on 09/09/2025 coded as G with a reported price of $0.

How many AOSL shares does Stephen Chang beneficially own after the reported transaction?

After the transaction, the filing reports Stephen Chang as beneficially owning 576,705 common shares.

What unvested equity awards are disclosed in the Form 4 for AOSL insider?

The filing lists 45,000 unvested MSUs (2018), an aggregate of 145,625 RSUs (2022�2025), and 47,964 unvested PSU shares from 2022 and 2024; it also notes 67,500 unvested PSUs from 03/17/2025 that are excluded from the totals pending performance.

Was cash received in the reported transaction by the AOSL insider?

The Form 4 reports a price of $0 for the 2,100-share disposition, indicating no cash proceeds were reported in this filing.

Who signed the Form 4 for Stephen Chang?

The Form 4 was signed on behalf of Stephen Chang by an attorney-in-fact, Yanbing Hong, on 09/10/2025.
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Semiconductors
Semiconductors & Related Devices
United States
SUNNYVALE