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[Form 4] Anavex Life Sciences Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Sandra Boenisch, Chief Financial Officer and Treasurer of Anavex Life Sciences Corp. (AVXL), reported the vesting and exercise of a portion of a previously granted option. A stock option granted on March 31, 2025 for 50,000 shares included four performance-based vesting tranches. One milestone was achieved, vesting 12,500 shares effective 08/20/2025. The reporting entry shows an option exercise right with an $8.58 conversion price and 12,500 underlying common shares designated as direct ownership following the transaction. The Form 4 was signed 08/22/2025 by Ms. Boenisch and discloses the triggering performance milestone as publication of specified preclinical data.

Sandra Boenisch, Chief Financial Officer e Treasurer di Anavex Life Sciences Corp. (AVXL), ha comunicato il vesting e l'esercizio di una porzione di un'opzione precedentemente concessa. Un'opzione su azioni concessa il 31 marzo 2025 per 50.000 azioni prevedeva quattro tranche di vesting basate su obiettivi di performance. È stato raggiunto un traguardo, che ha determinato il vesting di 12.500 azioni con efficacia dal 20/08/2025. La segnalazione indica un diritto di esercizio dell'opzione con un prezzo di conversione di $8,58 e 12.500 azioni ordinarie sottostanti designate come proprietà diretta a seguito della transazione. Il Modulo 4 è stato firmato il 22/08/2025 dalla Sig.ra Boenisch e rivela che il milestone attivante è stata la pubblicazione di specifici dati preclinici.

Sandra Boenisch, directora financiera (CFO) y tesorera de Anavex Life Sciences Corp. (AVXL), informó sobre el vesting y el ejercicio de una parte de una opción previamente otorgada. Una opción sobre acciones concedida el 31 de marzo de 2025 por 50.000 acciones incluía cuatro tramos de vesting condicionados a rendimiento. Se alcanzó un hito, que hizo efectivo el vesting de 12.500 acciones a partir del 20/08/2025. La entrada reportada muestra un derecho de ejercicio con un precio de conversión de $8,58 y 12.500 acciones ordinarias subyacentes designadas como propiedad directa tras la transacción. El Formulario 4 fue firmado el 22/08/2025 por la Sra. Boenisch y declara que el hito desencadenante fue la publicación de datos preclínicos específicos.

아나벡스 라이� 사이언스(Anavex Life Sciences Corp., AVXL)� 최고재무책임�(CFO) � 재무담당� 산드� 보이니시(Sandra Boenisch)가 이전� 부여된 옵션� 일부� 대� 베스� � 행사� 보고했습니다. 2025� 3� 31일에 50,000주에 대� 부여된 스톡옵션은 성과 기반� � � 베스� 구간으로 구성되어 있었습니�. � 가지 마일스톤� 달성되어 2025� 8� 20일부� 12,500주가 베스팅되었습니다. 보고 항목에는 $8.58� 전환가격과 거래 � 직접 소유� 지정된 12,500주의 보통주를 가� 옵션 행사 권리가 표시되어 있습니다. Form 4� 2025� 8� 22� 보이니시 씨가 서명했으�, 트리거가 � 성과 마일스톤은 특정 전임� 데이터의 공개라고 명시되어 있습니다.

Sandra Boenisch, directrice financière (CFO) et trésorière d'Anavex Life Sciences Corp. (AVXL), a déclaré le vesting et l'exercice d'une partie d'une option précédemment accordée. Une option sur actions accordée le 31 mars 2025 pour 50 000 actions comprenait quatre tranches de vesting basées sur des objectifs de performance. Un jalon a été atteint, entraînant le vesting de 12 500 actions à compter du 20/08/2025. L'inscription déclarée indique un droit d'exercice de l'option avec un prix de conversion de 8,58 $ et 12 500 actions ordinaires sous-jacentes désignées comme propriété directe après la transaction. Le formulaire 4 a été signé le 22/08/2025 par Mme Boenisch et révèle que le jalon déclencheur était la publication de données précliniques spécifiées.

Sandra Boenisch, Chief Financial Officer und Treasurer von Anavex Life Sciences Corp. (AVXL), meldete das Vesting und die Ausübung eines Teils einer zuvor gewährten Option. Eine am 31. März 2025 gewährte Aktienoption über 50.000 Aktien enthielt vier leistungsabhängige Vesting-Tranchen. Ein Meilenstein wurde erreicht, wodurch 12.500 Aktien mit Wirkung zum 20.08.2025 vested wurden. Der Eintrag zeigt ein Optionsausübungsrecht mit einem Umwandlungspreis von $8,58 und 12.500 zugrunde liegenden Stammaktien, die nach der Transaktion als Direktbesitz ausgewiesen sind. Das Formular 4 wurde am 22.08.2025 von Frau Boenisch unterzeichnet und gibt an, dass der auslösende Performance-Meilenstein die Veröffentlichung bestimmter präklinischer Daten war.

Positive
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Insights

TL;DR: Insider vested and holds 12,500 shares via option exercise right after meeting a performance milestone.

The filing documents a routine, performance-driven vesting of 12,500 option shares from a 50,000-share grant made on March 31, 2025. The exercise/conversion price is $8.58 and the underlying shares are held directly after the reported transaction. For investors, this is a governance and compensation disclosure that confirms milestone achievement tied to preclinical data publication rather than an open-market purchase or sale.

TL;DR: Compensation plan functioning as intended; milestone-based vesting triggered.

The disclosure indicates the company’s performance-linked equity incentives are operating per plan, with one tranche vesting after a specific scientific milestone. This is a standard governance outcome that signals alignment of executive incentives with R&D progress, without indicating material change to capital structure given the modest share count relative to public float (not disclosed here).

Sandra Boenisch, Chief Financial Officer e Treasurer di Anavex Life Sciences Corp. (AVXL), ha comunicato il vesting e l'esercizio di una porzione di un'opzione precedentemente concessa. Un'opzione su azioni concessa il 31 marzo 2025 per 50.000 azioni prevedeva quattro tranche di vesting basate su obiettivi di performance. È stato raggiunto un traguardo, che ha determinato il vesting di 12.500 azioni con efficacia dal 20/08/2025. La segnalazione indica un diritto di esercizio dell'opzione con un prezzo di conversione di $8,58 e 12.500 azioni ordinarie sottostanti designate come proprietà diretta a seguito della transazione. Il Modulo 4 è stato firmato il 22/08/2025 dalla Sig.ra Boenisch e rivela che il milestone attivante è stata la pubblicazione di specifici dati preclinici.

Sandra Boenisch, directora financiera (CFO) y tesorera de Anavex Life Sciences Corp. (AVXL), informó sobre el vesting y el ejercicio de una parte de una opción previamente otorgada. Una opción sobre acciones concedida el 31 de marzo de 2025 por 50.000 acciones incluía cuatro tramos de vesting condicionados a rendimiento. Se alcanzó un hito, que hizo efectivo el vesting de 12.500 acciones a partir del 20/08/2025. La entrada reportada muestra un derecho de ejercicio con un precio de conversión de $8,58 y 12.500 acciones ordinarias subyacentes designadas como propiedad directa tras la transacción. El Formulario 4 fue firmado el 22/08/2025 por la Sra. Boenisch y declara que el hito desencadenante fue la publicación de datos preclínicos específicos.

아나벡스 라이� 사이언스(Anavex Life Sciences Corp., AVXL)� 최고재무책임�(CFO) � 재무담당� 산드� 보이니시(Sandra Boenisch)가 이전� 부여된 옵션� 일부� 대� 베스� � 행사� 보고했습니다. 2025� 3� 31일에 50,000주에 대� 부여된 스톡옵션은 성과 기반� � � 베스� 구간으로 구성되어 있었습니�. � 가지 마일스톤� 달성되어 2025� 8� 20일부� 12,500주가 베스팅되었습니다. 보고 항목에는 $8.58� 전환가격과 거래 � 직접 소유� 지정된 12,500주의 보통주를 가� 옵션 행사 권리가 표시되어 있습니다. Form 4� 2025� 8� 22� 보이니시 씨가 서명했으�, 트리거가 � 성과 마일스톤은 특정 전임� 데이터의 공개라고 명시되어 있습니다.

Sandra Boenisch, directrice financière (CFO) et trésorière d'Anavex Life Sciences Corp. (AVXL), a déclaré le vesting et l'exercice d'une partie d'une option précédemment accordée. Une option sur actions accordée le 31 mars 2025 pour 50 000 actions comprenait quatre tranches de vesting basées sur des objectifs de performance. Un jalon a été atteint, entraînant le vesting de 12 500 actions à compter du 20/08/2025. L'inscription déclarée indique un droit d'exercice de l'option avec un prix de conversion de 8,58 $ et 12 500 actions ordinaires sous-jacentes désignées comme propriété directe après la transaction. Le formulaire 4 a été signé le 22/08/2025 par Mme Boenisch et révèle que le jalon déclencheur était la publication de données précliniques spécifiées.

Sandra Boenisch, Chief Financial Officer und Treasurer von Anavex Life Sciences Corp. (AVXL), meldete das Vesting und die Ausübung eines Teils einer zuvor gewährten Option. Eine am 31. März 2025 gewährte Aktienoption über 50.000 Aktien enthielt vier leistungsabhängige Vesting-Tranchen. Ein Meilenstein wurde erreicht, wodurch 12.500 Aktien mit Wirkung zum 20.08.2025 vested wurden. Der Eintrag zeigt ein Optionsausübungsrecht mit einem Umwandlungspreis von $8,58 und 12.500 zugrunde liegenden Stammaktien, die nach der Transaktion als Direktbesitz ausgewiesen sind. Das Formular 4 wurde am 22.08.2025 von Frau Boenisch unterzeichnet und gibt an, dass der auslösende Performance-Meilenstein die Veröffentlichung bestimmter präklinischer Daten war.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Boenisch Sandra

(Last) (First) (Middle)
630 5TH AVENUE
20TH FLOOR

(Street)
NEW YORK NY 10111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ANAVEX LIFE SCIENCES CORP. [ AVXL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
PFO & Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $8.58 08/20/2025 A 12,500(1) 08/20/2025 03/31/2035 Common Stock 12,500 $0 12,500 D
Explanation of Responses:
1. On March 31, 2025, the reporting person was granted an option to purchase 50,000 shares of common stock. The option vests in four equal tranches based on four performance milestones, one of which was Publication of preclinical blarcamesine prevention AD data. The performance criteria for this milestone was met, resulting in vesting of the option as to 12,500 shares.
/s/ Sandra Boenisch 08/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Sandra Boenisch report on Form 4 for AVXL?

She reported vesting of 12,500 option shares from a March 31, 2025 grant after a performance milestone was met, with a $8.58 conversion price.

When did the vesting event occur for the AVXL option?

The transaction date is 08/20/2025 and the Form 4 was signed on 08/22/2025.

How many shares were originally granted and how many vested?

50,000 shares were granted on 03/31/2025 and one performance tranche vested for 12,500 shares.

What performance milestone triggered the vesting?

Publication of preclinical blarcamesine prevention AD data was the milestone that resulted in vesting of the tranche.

What is the conversion or exercise price reported?

The option conversion/exercise price is $8.58 per share.
Anavex Life Scie

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818.57M
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Biotechnology
Biological Products, (no Disgnostic Substances)
United States
NEW YORK