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STOCK TITAN

[Form 4] Axon Enterprise, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Jennifer H. Mak, Chief Accounting Officer of Axon Enterprise, Inc. (AXON), reported two transactions related to restricted stock units in early September 2025. On 09/02/2025 she had 85 shares withheld at a per-share price of $747.29 to satisfy tax withholding upon RSU vesting, leaving 15,155 shares beneficially owned directly. On 09/03/2025 she sold 75 shares at $723.50 under a Rule 10b5-1 trading plan adopted March 14, 2025; the filing states those sold shares were issued upon RSU settlement, resulting in 15,080 shares beneficially owned directly.

The Form 4 is signed on behalf of Ms. Mak by an attorney-in-fact and includes an address in Scottsdale, AZ. The filing explicitly notes the 10b5-1 plan box was checked, and the withholdings were to cover tax obligations from vested RSUs. No other transactions, option exercises, or derivative holdings are disclosed in this Form 4.

Jennifer H. Mak, Chief Accounting Officer di Axon Enterprise, Inc. (AXON), ha registrato due operazioni relative a restricted stock units all'inizio di settembre 2025. Il 02/09/2025 ha trattenuto 85 azioni al prezzo di $747,29 per soddisfare la ritenuta fiscale dovuta al vesting delle RSU, mantenendo 15.155 azioni in proprietà diretta. Il 03/09/2025 ha venduto 75 azioni a $723,50 nell'ambito di un piano di trading Rule 10b5-1 adottato il 14 marzo 2025; dalla documentazione risulta che le azioni vendute erano state emesse in seguito al regolamento delle RSU, portando il totale delle azioni possedute direttamente a 15.080.

Il Form 4 è firmato per conto della Sig.ra Mak da un procuratore e riporta un indirizzo a Scottsdale, AZ. Nel modulo è indicato esplicitamente che è stato spuntato il riquadro relativo al piano 10b5-1 e che le ritenute sono state operate per coprire le imposte sulle RSU maturate. Nel Form 4 non sono riportate altre operazioni, esercizi di opzioni o posizioni in strumenti derivati.

Jennifer H. Mak, Chief Accounting Officer de Axon Enterprise, Inc. (AXON), informó dos transacciones relacionadas con unidades de acciones restringidas a principios de septiembre de 2025. El 02/09/2025 retuvo 85 acciones a un precio por acción de $747,29 para cubrir la retención fiscal al consolidarse las RSU, quedando con 15.155 acciones en propiedad directa. El 03/09/2025 vendió 75 acciones a $723,50 bajo un plan de comercio Rule 10b5-1 adoptado el 14 de marzo de 2025; la presentación indica que las acciones vendidas fueron emitidas tras el pago de las RSU, resultando en 15.080 acciones en propiedad directa.

El Form 4 está firmado en nombre de la Sra. Mak por un apoderado y contiene una dirección en Scottsdale, AZ. El documento señala explícitamente que se marcó la casilla del plan 10b5-1 y que las retenciones se realizaron para cubrir obligaciones fiscales por RSU consolidadas. En este Form 4 no se revelan otras transacciones, ejercicios de opciones ni posiciones en derivados.

Jennifer H. Mak, Axon Enterprise, Inc. (AXON)� 최고 회계 책임자는 2025� 9� 초에 제한�(RSU) 관� � 건의 거래� 보고했습니다. 2025-09-02� RSU 베스� � 세금 원천징수� 충당하기 위해 1주당 $747.2985�� 원천징수하여 보유 수량� 직접 소유 15,155�가 되었습니�. 2025-09-03에는 2025� 3� 14� 채택� Rule 10b5-1 거래 계획� 따라 75�� 주당 $723.50� 매도했으�, 신고서에 따르� 매도� 주식은 RSU 정산 � 발행� 것으� 되어 있어 직접 소유 주식은 15,080�가 되었습니�.

Form 4� Mak 씨를 대신해 대리인 변호사가 서명했으� 주소� 애리조나� 스코츠데일로 기재되어 있습니다. 서류에는 10b5-1 계획란� 체크되었� 원천징수� 베스팅된 RSU� 대� 세금 의무� 충당하기 위한 것임� 명시되어 있습니다. � Form 4에는 � 외의 거래, 옵션 행사 또는 파생상품 보유 내역은 기재되어 있지 않습니다.

Jennifer H. Mak, Chief Accounting Officer de Axon Enterprise, Inc. (AXON), a déclaré deux opérations liées à des restricted stock units début septembre 2025. Le 02/09/2025, elle a fait retenir 85 actions au prix unitaire de 747,29 $ pour couvrir la retenue fiscale liée au vesting des RSU, laissant 15 155 actions en propriété directe. Le 03/09/2025, elle a vendu 75 actions à 723,50 $ dans le cadre d'un plan de trading Rule 10b5-1 adopté le 14 mars 2025 ; le dépôt indique que les actions vendues avaient été émises lors du règlement des RSU, aboutissant à 15 080 actions détenues directement.

Le Form 4 est signé au nom de Mme Mak par un mandataire et comporte une adresse à Scottsdale, AZ. Le formulaire précise explicitement que la case du plan 10b5-1 a été cochée et que les retenues ont été effectuées pour couvrir les obligations fiscales liées aux RSU acquises. Aucune autre transaction, exercice d'options ou position en dérivés n'est divulguée dans ce Form 4.

Jennifer H. Mak, Chief Accounting Officer von Axon Enterprise, Inc. (AXON), meldete Anfang September 2025 zwei Transaktionen im Zusammenhang mit Restricted Stock Units. Am 02.09.2025 wurden 85 Aktien einbehalten zu einem Preis von $747,29 je Aktie, um die Steuerabführung beim Vesting der RSU zu erfüllen; damit verblieben 15.155 Aktien im direkten Besitz. Am 03.09.2025 verkaufte sie 75 Aktien zu $723,50 im Rahmen eines Rule-10b5-1-Handelsplans, der am 14. März 2025 angenommen wurde; der Eintrag gibt an, dass die verkauften Aktien bei der RSU-Abwicklung ausgegeben wurden, womit sich der direkte Besitz auf 15.080 Aktien reduziert.

Das Form 4 ist im Namen von Frau Mak durch einen Bevollmächtigten unterzeichnet und enthält eine Anschrift in Scottsdale, AZ. Im Formular ist ausdrücklich vermerkt, dass das Feld für den 10b5-1-Plan angekreuzt wurde und die Einbehalte zur Deckung der Steuerverpflichtungen aus den vested RSU dienten. Weitere Transaktionen, Optionsausübungen oder Derivatpositionen werden in diesem Form 4 nicht angegeben.

Positive
  • Disclosure of 10b5-1 plan (adopted March 14, 2025) indicates pre-arranged trading and compliance with insider trading protocols
  • Clear reason provided that 85 shares were withheld to cover tax liability from RSU vesting
  • Form signed via attorney-in-fact, consistent with authorized reporting procedures
Negative
  • Insider sales reported: total of 160 shares disposed in two transactions (85 withheld, 75 sold)
  • No information in this filing about other potential holdings or derivative positions beyond those disclosed

Insights

TL;DR: Routine insider tax-withholding and a small Rule 10b5-1 sale; immaterial to company valuation.

The transactions reported are limited to tax-withholding of 85 shares on RSU vesting and a planned sale of 75 shares under a 10b5-1 plan. Both actions are common for executives realizing compensation and managing tax liabilities. The filing shows no additional stock sales, option exercises, or derivative activity. Given the small share amounts relative to typical institutional volumes and absence of new disclosures about company operations or financials, these items are not likely to affect investor valuation or signal material change.

TL;DR: Disclosure follows required procedures; use of 10b5-1 plan and attorney-in-fact signature indicate compliance.

The Form 4 documents compliance with Section 16 reporting: the 10b5-1 plan is disclosed, and an attorney-in-fact signed the form on 09/03/2025. The filing clearly states the reason for withholding (tax settlement of RSUs) and that the sale was effected under the trading plan adopted March 14, 2025. This transparency supports governance best practices for insider transactions. There are no governance red flags such as undisclosed related-party transfers or large unexpected disposals.

Jennifer H. Mak, Chief Accounting Officer di Axon Enterprise, Inc. (AXON), ha registrato due operazioni relative a restricted stock units all'inizio di settembre 2025. Il 02/09/2025 ha trattenuto 85 azioni al prezzo di $747,29 per soddisfare la ritenuta fiscale dovuta al vesting delle RSU, mantenendo 15.155 azioni in proprietà diretta. Il 03/09/2025 ha venduto 75 azioni a $723,50 nell'ambito di un piano di trading Rule 10b5-1 adottato il 14 marzo 2025; dalla documentazione risulta che le azioni vendute erano state emesse in seguito al regolamento delle RSU, portando il totale delle azioni possedute direttamente a 15.080.

Il Form 4 è firmato per conto della Sig.ra Mak da un procuratore e riporta un indirizzo a Scottsdale, AZ. Nel modulo è indicato esplicitamente che è stato spuntato il riquadro relativo al piano 10b5-1 e che le ritenute sono state operate per coprire le imposte sulle RSU maturate. Nel Form 4 non sono riportate altre operazioni, esercizi di opzioni o posizioni in strumenti derivati.

Jennifer H. Mak, Chief Accounting Officer de Axon Enterprise, Inc. (AXON), informó dos transacciones relacionadas con unidades de acciones restringidas a principios de septiembre de 2025. El 02/09/2025 retuvo 85 acciones a un precio por acción de $747,29 para cubrir la retención fiscal al consolidarse las RSU, quedando con 15.155 acciones en propiedad directa. El 03/09/2025 vendió 75 acciones a $723,50 bajo un plan de comercio Rule 10b5-1 adoptado el 14 de marzo de 2025; la presentación indica que las acciones vendidas fueron emitidas tras el pago de las RSU, resultando en 15.080 acciones en propiedad directa.

El Form 4 está firmado en nombre de la Sra. Mak por un apoderado y contiene una dirección en Scottsdale, AZ. El documento señala explícitamente que se marcó la casilla del plan 10b5-1 y que las retenciones se realizaron para cubrir obligaciones fiscales por RSU consolidadas. En este Form 4 no se revelan otras transacciones, ejercicios de opciones ni posiciones en derivados.

Jennifer H. Mak, Axon Enterprise, Inc. (AXON)� 최고 회계 책임자는 2025� 9� 초에 제한�(RSU) 관� � 건의 거래� 보고했습니다. 2025-09-02� RSU 베스� � 세금 원천징수� 충당하기 위해 1주당 $747.2985�� 원천징수하여 보유 수량� 직접 소유 15,155�가 되었습니�. 2025-09-03에는 2025� 3� 14� 채택� Rule 10b5-1 거래 계획� 따라 75�� 주당 $723.50� 매도했으�, 신고서에 따르� 매도� 주식은 RSU 정산 � 발행� 것으� 되어 있어 직접 소유 주식은 15,080�가 되었습니�.

Form 4� Mak 씨를 대신해 대리인 변호사가 서명했으� 주소� 애리조나� 스코츠데일로 기재되어 있습니다. 서류에는 10b5-1 계획란� 체크되었� 원천징수� 베스팅된 RSU� 대� 세금 의무� 충당하기 위한 것임� 명시되어 있습니다. � Form 4에는 � 외의 거래, 옵션 행사 또는 파생상품 보유 내역은 기재되어 있지 않습니다.

Jennifer H. Mak, Chief Accounting Officer de Axon Enterprise, Inc. (AXON), a déclaré deux opérations liées à des restricted stock units début septembre 2025. Le 02/09/2025, elle a fait retenir 85 actions au prix unitaire de 747,29 $ pour couvrir la retenue fiscale liée au vesting des RSU, laissant 15 155 actions en propriété directe. Le 03/09/2025, elle a vendu 75 actions à 723,50 $ dans le cadre d'un plan de trading Rule 10b5-1 adopté le 14 mars 2025 ; le dépôt indique que les actions vendues avaient été émises lors du règlement des RSU, aboutissant à 15 080 actions détenues directement.

Le Form 4 est signé au nom de Mme Mak par un mandataire et comporte une adresse à Scottsdale, AZ. Le formulaire précise explicitement que la case du plan 10b5-1 a été cochée et que les retenues ont été effectuées pour couvrir les obligations fiscales liées aux RSU acquises. Aucune autre transaction, exercice d'options ou position en dérivés n'est divulguée dans ce Form 4.

Jennifer H. Mak, Chief Accounting Officer von Axon Enterprise, Inc. (AXON), meldete Anfang September 2025 zwei Transaktionen im Zusammenhang mit Restricted Stock Units. Am 02.09.2025 wurden 85 Aktien einbehalten zu einem Preis von $747,29 je Aktie, um die Steuerabführung beim Vesting der RSU zu erfüllen; damit verblieben 15.155 Aktien im direkten Besitz. Am 03.09.2025 verkaufte sie 75 Aktien zu $723,50 im Rahmen eines Rule-10b5-1-Handelsplans, der am 14. März 2025 angenommen wurde; der Eintrag gibt an, dass die verkauften Aktien bei der RSU-Abwicklung ausgegeben wurden, womit sich der direkte Besitz auf 15.080 Aktien reduziert.

Das Form 4 ist im Namen von Frau Mak durch einen Bevollmächtigten unterzeichnet und enthält eine Anschrift in Scottsdale, AZ. Im Formular ist ausdrücklich vermerkt, dass das Feld für den 10b5-1-Plan angekreuzt wurde und die Einbehalte zur Deckung der Steuerverpflichtungen aus den vested RSU dienten. Weitere Transaktionen, Optionsausübungen oder Derivatpositionen werden in diesem Form 4 nicht angegeben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mak Jennifer H

(Last) (First) (Middle)
17800 N 85TH ST

(Street)
SCOTTSDALE AZ 85255

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AXON ENTERPRISE, INC. [ AXON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/02/2025 F(1) 85 D $747.29 15,155 D
Common Stock 09/03/2025 S(2) 75 D $723.5 15,080 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units.
2. This sale, effected pursuant to a Rule 10b5-1 trading plan adopted on March 14, 2025, consisted of shares issued upon the settlement of vested restricted stock units.
Remarks:
/s/ Jennifer H. Mak by Isaiah Fields, Attorney-in-Fact 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did AXON insider Jennifer Mak report on the Form 4?

The filing reports 85 shares withheld on 09/02/2025 to satisfy tax withholding from RSU vesting and a sale of 75 shares on 09/03/2025 under a Rule 10b5-1 plan.

How many AXON shares does Jennifer Mak beneficially own after these transactions?

After the 09/03/2025 sale the filing shows Ms. Mak beneficially owns 15,080 shares directly.

Was the 09/03/2025 sale part of a 10b5-1 trading plan for AXON?

Yes. The sale on 09/03/2025 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 14, 2025.

Why were 85 shares disposed on 09/02/2025 according to the Form 4?

The filing states those 85 shares were withheld to settle tax liability resulting from the vesting of restricted stock units (RSUs).

Who signed the Form 4 for Jennifer Mak and when?

The Form 4 was signed on behalf of Jennifer H. Mak by an attorney-in-fact, Isaiah Fields, on 09/03/2025.
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Aerospace & Defense
Ordnance & Accessories, (no Vehicles/guided Missiles)
United States
SCOTTSDALE