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[Form 4] Franklin Resources, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Matthew Nicholls, EVP, CFO & COO of Franklin Resources, Inc. (BEN), reported a transaction dated 08/31/2025. The Form 4 shows 63,619 shares of Common Stock were disposed of at a price of $25.66. The filing explains these shares were withheld to satisfy a tax liability upon vesting of a security issued under Rule 16b-3. After the transaction the reporting person beneficially owned 397,965 shares, of which 110,803 are unvested restricted stock units.

Matthew Nicholls, EVP, CFO & COO di Franklin Resources, Inc. (BEN), ha comunicato una transazione datata 31/08/2025. Il Modulo 4 indica la cessione di 63.619 azioni ordinarie a un prezzo di 25,66 USD. La dichiarazione spiega che queste azioni sono state trattenute per coprire un obbligo fiscale derivante dalla maturazione di titoli emessi ai sensi della Rule 16b-3. Dopo la transazione, la persona che ha presentato la comunicazione deteneva beneficiariamente 397.965 azioni, di cui 110.803 sono unit脿 azionarie vincolate non ancora maturate.

Matthew Nicholls, EVP, CFO & COO de Franklin Resources, Inc. (BEN), inform贸 una transacci贸n fechada el 31/08/2025. El Formulario 4 muestra la disposici贸n de 63.619 acciones ordinarias a un precio de 25,66 USD. La presentaci贸n explica que estas acciones se retuvieron para satisfacer una obligaci贸n tributaria al consolidarse valores emitidos seg煤n la Regla 16b-3. Tras la transacci贸n, la persona informante pose铆a de manera beneficiaria 397.965 acciones, de las cuales 110.803 son unidades restringidas de acciones que a煤n no han vencido.

Franklin Resources, Inc.(BEN)鞚� EVP, CFO 瓴� COO鞚� Matthew Nicholls電� 2025雲� 8鞗� 31鞚检瀽 瓯半灅毳� 氤搓碃頄堨姷雼堧嫟. Form 4鞐愲姅 氤错喌欤� 63,619欤缄皜 欤茧嫻 25.66雼煬鞐� 觳橂秳霅� 瓴冹溂搿� 雮橃檧 鞛堨姷雼堧嫟. 鞁犼碃靹滌棎電� 鞚措煬頃� 欤检嫕霌れ澊 Rule 16b-3鞐� 霐半澕 氚滍枆霅� 歃濌秾鞚� 氩犾姢韺� 鞁� 氚滌儩頃� 靹戈笀 攵�雼挫潉 於╇嫻頃橁赴 鞙勴暣 鞗愳矞歆曥垬霅橃棃雼り碃 靹る獏霅橃柎 鞛堨姷雼堧嫟. 頃措嫻 瓯半灅 頉� 氤搓碃鞚胳潃 鞚挫澋攴�靻� 氚╈嫕鞙茧 397,965欤茧ゼ 氤挫湢頃橁碃 鞛堨溂氅�, 鞚� 欷� 110,803欤茧姅 鞎勳 氩犾姢韸鸽悩歆� 鞎婌潃 鞝滍暅欤检嫕 雼渼鞛呺媹雼�.

Matthew Nicholls, EVP, CFO & COO de Franklin Resources, Inc. (BEN), a d茅clar茅 une transaction dat茅e du 31/08/2025. Le formulaire 4 indique la cession de 63 619 actions ordinaires 脿 un prix de 25,66 USD. le d茅p么t pr茅cise que ces actions ont 茅t茅 retenues pour s鈥檃cquitter d鈥檜ne obligation fiscale lors de la lev茅e de droits d鈥檜n titre 茅mis en vertu de la Rule 16b-3. Apr猫s la transaction, la personne d茅clarante d茅tenait de fa莽on b茅n茅ficiaire 397 965 actions, dont 110 803 sont des unit茅s d鈥檃ctions restreintes non acquises.

Matthew Nicholls, EVP, CFO & COO von Franklin Resources, Inc. (BEN), meldete eine Transaktion datiert auf den 31.08.2025. Im Formular 4 ist verzeichnet, dass 63.619 Stammaktien zu einem Preis von 25,66 USD ver盲u脽ert wurden. Die Einreichung erkl盲rt, dass diese Aktien einbehalten wurden, um eine Steuerverbindlichkeit beim Vesting eines nach Rule 16b-3 ausgegebenen Wertpapiers zu erf眉llen. Nach der Transaktion besa脽 die meldende Person wirtschaftlich 397.965 Aktien, davon sind 110.803 unverfallbare Restricted Stock Units.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Reported disposal of 63,619 shares via tax-withholding; remaining beneficial ownership disclosed, including unvested RSUs.

The Form 4 documents a routine transaction where 63,619 shares were disposed of at $25.66 on 08/31/2025, and the filing states the disposal resulted from withholding to satisfy a tax liability arising on vesting. The reporting person retains beneficial ownership of 397,965 shares in total, with 110,803 shares identified as unvested restricted stock units. This filing provides transparency on insider holdings and clarifies the nature of the disposal as tax-related rather than an open-market sale.

TL;DR: Disclosure is complete for the reported transaction and specifies the tax-withholding nature of the share disposition.

The submission includes the reporting persons role (EVP, CFO & COO), the transaction date, price per share, and the post-transaction beneficial ownership split between vested and unvested holdings. The explanation ties the share disposition to tax withholding upon vesting, which is a common and permissible practice under Rule 16b-3. The filing is signed by an attorney-in-fact and provides the limited ownership detail available in a Form 4.

Matthew Nicholls, EVP, CFO & COO di Franklin Resources, Inc. (BEN), ha comunicato una transazione datata 31/08/2025. Il Modulo 4 indica la cessione di 63.619 azioni ordinarie a un prezzo di 25,66 USD. La dichiarazione spiega che queste azioni sono state trattenute per coprire un obbligo fiscale derivante dalla maturazione di titoli emessi ai sensi della Rule 16b-3. Dopo la transazione, la persona che ha presentato la comunicazione deteneva beneficiariamente 397.965 azioni, di cui 110.803 sono unit脿 azionarie vincolate non ancora maturate.

Matthew Nicholls, EVP, CFO & COO de Franklin Resources, Inc. (BEN), inform贸 una transacci贸n fechada el 31/08/2025. El Formulario 4 muestra la disposici贸n de 63.619 acciones ordinarias a un precio de 25,66 USD. La presentaci贸n explica que estas acciones se retuvieron para satisfacer una obligaci贸n tributaria al consolidarse valores emitidos seg煤n la Regla 16b-3. Tras la transacci贸n, la persona informante pose铆a de manera beneficiaria 397.965 acciones, de las cuales 110.803 son unidades restringidas de acciones que a煤n no han vencido.

Franklin Resources, Inc.(BEN)鞚� EVP, CFO 瓴� COO鞚� Matthew Nicholls電� 2025雲� 8鞗� 31鞚检瀽 瓯半灅毳� 氤搓碃頄堨姷雼堧嫟. Form 4鞐愲姅 氤错喌欤� 63,619欤缄皜 欤茧嫻 25.66雼煬鞐� 觳橂秳霅� 瓴冹溂搿� 雮橃檧 鞛堨姷雼堧嫟. 鞁犼碃靹滌棎電� 鞚措煬頃� 欤检嫕霌れ澊 Rule 16b-3鞐� 霐半澕 氚滍枆霅� 歃濌秾鞚� 氩犾姢韺� 鞁� 氚滌儩頃� 靹戈笀 攵�雼挫潉 於╇嫻頃橁赴 鞙勴暣 鞗愳矞歆曥垬霅橃棃雼り碃 靹る獏霅橃柎 鞛堨姷雼堧嫟. 頃措嫻 瓯半灅 頉� 氤搓碃鞚胳潃 鞚挫澋攴�靻� 氚╈嫕鞙茧 397,965欤茧ゼ 氤挫湢頃橁碃 鞛堨溂氅�, 鞚� 欷� 110,803欤茧姅 鞎勳 氩犾姢韸鸽悩歆� 鞎婌潃 鞝滍暅欤检嫕 雼渼鞛呺媹雼�.

Matthew Nicholls, EVP, CFO & COO de Franklin Resources, Inc. (BEN), a d茅clar茅 une transaction dat茅e du 31/08/2025. Le formulaire 4 indique la cession de 63 619 actions ordinaires 脿 un prix de 25,66 USD. le d茅p么t pr茅cise que ces actions ont 茅t茅 retenues pour s鈥檃cquitter d鈥檜ne obligation fiscale lors de la lev茅e de droits d鈥檜n titre 茅mis en vertu de la Rule 16b-3. Apr猫s la transaction, la personne d茅clarante d茅tenait de fa莽on b茅n茅ficiaire 397 965 actions, dont 110 803 sont des unit茅s d鈥檃ctions restreintes non acquises.

Matthew Nicholls, EVP, CFO & COO von Franklin Resources, Inc. (BEN), meldete eine Transaktion datiert auf den 31.08.2025. Im Formular 4 ist verzeichnet, dass 63.619 Stammaktien zu einem Preis von 25,66 USD ver盲u脽ert wurden. Die Einreichung erkl盲rt, dass diese Aktien einbehalten wurden, um eine Steuerverbindlichkeit beim Vesting eines nach Rule 16b-3 ausgegebenen Wertpapiers zu erf眉llen. Nach der Transaktion besa脽 die meldende Person wirtschaftlich 397.965 Aktien, davon sind 110.803 unverfallbare Restricted Stock Units.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nicholls Matthew
(Last) (First) (Middle)
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
(Street)
SAN MATEO CA 94403
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FRANKLIN RESOURCES INC [ BEN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CFO & COO
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.10 08/31/2025 F 63,619(1) D $25.66 397,965(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
2. Of the amount of securities beneficially owned, 110,803 shares represent unvested restricted stock units.
/s/ Virginia Rosas, Attorney-in-Fact 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

What transaction did Matthew Nicholls report on the Form 4 for BEN?

The Form 4 reports a disposal of 63,619 shares of BEN common stock on 08/31/2025 at a price of $25.66 per share.

Why were the 63,619 shares disposed of according to the filing?

The filing states the shares were withheld to satisfy a tax liability incident to the vesting of a security issued under Rule 16b-3.

How many BEN shares does the reporting person beneficially own after the transaction?

After the reported transaction the reporting person beneficially owns 397,965 shares, of which 110,803 shares are unvested restricted stock units.

What is Matthew Nichollss role at Franklin Resources as listed on the Form 4?

The Form 4 lists Matthew Nicholls as EVP, CFO & COO of Franklin Resources, Inc.

What price per share is disclosed for the disposed shares?

The disposed shares are reported at a price of $25.66 per share.
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Franklin Resources Inc

NYSE:BEN

BEN Rankings

#758 Ranked by Market Cap
#665 Ranked by Dividends

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BEN Latest SEC Filings

Sep 3, 2025
[Form 4] Franklin Resources, Inc. Insider Trading Activity
Sep 3, 2025
[Form 4] Franklin Resources, Inc. Insider Trading Activity
Sep 3, 2025
[Form 4] Franklin Resources, Inc. Insider Trading Activity
Sep 3, 2025
[Form 4] Franklin Resources, Inc. Insider Trading Activity
Sep 3, 2025
[Form 4] Franklin Resources, Inc. Insider Trading Activity

BEN Stock Data

13.36B
267.90M
48.35%
47.67%
3.91%
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United States
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