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Collective Audience, Inc. SEC Filings

CAUD OTC

Welcome to our dedicated page for Collective Audience SEC filings (Ticker: CAUD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Collective Audience’s filings don’t just list numbers—they reveal how this AdTech innovator is monetizing first-party data, integrating the DSL Digital and BeOp acquisitions, and rewarding talent with equity. If you have ever typed “Collective Audience insider trading Form 4 transactions� or searched for a “Collective Audience annual report 10-K simplified,� you already know that tracking CAUD’s rapid moves can be challenging.

Stock Titan brings clarity. Our AI parses every 10-K, 10-Q, 8-K and proxy so you can jump straight to what matters: segment-level ad-service revenue, goodwill adjustments from acquisitions, and board-approved compensation plans. Want the latest “Collective Audience quarterly earnings report 10-Q filing� or a real-time alert on “Collective Audience Form 4 insider transactions real-time�? They arrive seconds after EDGAR posts, complete with plain-English summaries. The same engine powers “understanding Collective Audience SEC documents with AI,� turning complex disclosures into accessible insights for busy analysts.

Whether you’re comparing margin trends, reviewing “Collective Audience 8-K material events explained,� or sizing up “Collective Audience proxy statement executive compensation,� the platform equips you to act quickly. Monitor “Collective Audience executive stock transactions Form 4,� study “Collective Audience earnings report filing analysis,� and download red-lined versions in a click. From AI-highlighted risk factors to searchable footnotes, every SEC document is contextualized so you spend less time digging and more time deciding.

Rhea-AI Summary

SentinelOne, Inc. (symbol S) filed a Form 144 indicating an insider’s intent to sell 115,849 Class A common shares through broker Raymond James & Associates. At the filing’s stated market value of $2,085,282, the proposed sale represents roughly 0.04 % of the company’s 318.3 million shares outstanding. The shares were originally acquired on 12/31/2020 via a stock conversion prior to the company’s IPO.

The planned transaction is expected to occur on or after 07/07/2025 on the NYSE. The filer reported no securities sold in the past three months and affirmed that they possess no undisclosed material adverse information about SentinelOne. No other financial metrics, operating updates, or strategic disclosures accompany this notice.

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Rhea-AI Summary

Collective Audience Inc. ("CAUD") has filed a Preliminary Proxy Statement (Form PREM14A) seeking stockholder approval for a transformative divestiture. The Company proposes to sell 100% of The Odyssey S.A.S. (dba “BeOp�) and its 51% interest in DSL Digital LLC to NYIAX Marketing and Advertising Solutions, Inc., a wholly-owned subsidiary of NYIAX, Inc. Gregg Greenberg, the remaining 49% owner of DSL, will concurrently sell his interest. The transaction (the “Subsidiary Sale�) constitutes the disposition of substantially all of CAUD’s operating assets other than the DLQ business unit.

Consideration structure. NYIAX will issue shares equal to 49% of its fully-diluted common stock post-closing (“Consideration Shares�). Allocation:

  • CAUD â€� 71.63% of Consideration Shares (35.1% of NYIAX on a fully-diluted basis)
  • Gregg Greenberg â€� 18.37% (9% of NYIAX fully-diluted)
  • 10% escrowed as Holdback Shares for indemnification.
No cash proceeds are involved. The Consideration Shares are subject to (i) a two-year/183-day lock-up (whichever ends earlier or upon NYIAX IPO consent) and (ii) a 10% indemnity holdback.

Key proposals and vote requirements. Stockholders will vote on (1) approval of the Subsidiary Sale and (2) authority to adjourn the meeting to solicit additional proxies if necessary. Proposal 1 requires affirmative votes from a majority of all outstanding CAUD common shares; abstentions, failures to vote, and broker non-votes count as “AGAINST.� Proposal 2 requires a majority of votes cast.

Strategic rationale. The Board cites persistent operating losses, limited access to capital, overlapping technology with NYIAX, and the opportunity to relieve CAUD of BeOp and DSL liabilities while retaining upside through an equity stake in NYIAX. The Board unanimously recommends voting “FOR� both proposals.

Principal terms and conditions. Closing is targeted for Q3 2025, subject to extensive mutual representations, regulatory and third-party consents, no material adverse changes, and satisfactory completion of due diligence. The agreement contains a strict no-solicitation clause and provides customary termination rights, including a July 31 2025 outside date. A two-year survival period applies to most reps & warranties; indemnity claims are capped by the 10% share holdback.

Risks highlighted. � Uncertainty in valuing illiquid NYIAX stock. � No immediate cash inflow to fund residual DLQ operations. � Lock-up limits liquidity. � Failure to obtain stockholder approval or satisfy closing conditions terminates the deal, potentially harming CAUD’s financial position. � CAUD forfeits future upside from BeOp and DSL beyond its indirect NYIAX stake.

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FAQ

What is the current stock price of Collective Audience (CAUD)?

The current stock price of Collective Audience (CAUD) is $0.0335 as of July 17, 2025.

What is the market cap of Collective Audience (CAUD)?

The market cap of Collective Audience (CAUD) is approximately 5.7M.

What is Collective Audience, Inc.?

Collective Audience, Inc. is an innovative company specializing in audience-based performance advertising and media solutions. It leverages an AI-driven, cloud-based platform to connect brands, agencies, and publishers on the open web.

How does Collective Audience generate revenue?

The company employs a performance-based business model that aligns audience data and digital advertising. Its integrated platform streamlines media buying and campaign management, generating revenue through strategic partnerships and service offerings.

What technologies power Collective Audience's platform?

Their platform is built around advanced AI, AudienceDesk�, and AudienceCloud�, which offer automated campaign management, real-time analytics, and integrated ad operations to improve advertising performance.

How does Collective Audience leverage audience data?

The company transforms raw audience insights into actionable data that supports targeted advertising and campaign optimization. This approach enhances user engagement, conversion rates, and overall ad performance.

What distinguishes Collective Audience in the digital advertising industry?

Its open, interconnected ecosystem eliminates traditional inefficiencies by integrating cutting-edge AI tools, strategic acquisitions, and robust partnerships. This results in a unified platform for streamlined media buying and performance optimization.

What role do acquisitions play in the company's strategy?

Recent acquisitions, such as DSL Digital and BeOp, have expanded Collective Audience's technological capabilities and service offerings. These strategic moves allow for enhanced AI-driven performance advertising tools and broader market reach.

Who are the typical clients of Collective Audience?

The company serves a diverse range of clients including global brands, digital agencies, and premium publishers seeking to optimize their digital advertising performance and harness actionable audience data.

How does the platform address challenges in digital advertising?

By combining advanced analytics, automated workflows, and a data-centric approach, the platform overcomes fragmentation in the ad tech industry. It streamlines processes, increases transparency, and ensures efficient targeting in a competitive landscape.
Collective Audience, Inc.

OTC:CAUD

CAUD Rankings

CAUD Stock Data

5.67M
15.97M
27.34%
0.51%
0.38%
Software - Application
Services-management Consulting Services
United States
NEW YORK