[Form 4] Citizens Financial Group, Inc. Insider Trading Activity
Christopher Swift, a director of Citizens Financial Group, Inc. (CFG), received 194.295 restricted stock units on 08/14/2025. The award was credited following the issuer's dividend payment under the company mended & Restated 2014 Non-Employee Directors Compensation Plan. After the transaction, the reporting person eneficially owned 22,959.254 shares. The acquisition was reported on Form 4 with a zero cash price, indicating these were dividend-settled restricted stock units rather than a market purchase. The filing was signed by an attorney-in-fact on 08/15/2025.
Christopher Swift, amministratore di Citizens Financial Group, Inc. (CFG), ha ricevuto 194.295 unit脿 di azioni ristrette il 14/08/2025. Il premio 猫 stato accreditato in seguito al pagamento del dividendo da parte dell鈥檈mittente, ai sensi del "Amended & Restated 2014 Non鈥慐mployee Directors Compensation Plan" della societ脿. Dopo la transazione, la persona segnalante deteneva beneficiariamente 22,959.254 azioni. L鈥檃cquisizione 猫 stata riportata nel Modulo 4 con prezzo in contanti pari a zero, a indicare che si trattava di unit脿 azionarie ristrette liquidate in dividendi e non di un acquisto sul mercato. Il filing 猫 stato firmato da un procuratore il 15/08/2025.
Christopher Swift, director de Citizens Financial Group, Inc. (CFG), recibi贸 194.295 unidades restringidas de acciones el 14/08/2025. La adjudicaci贸n se acredit贸 tras el pago de dividendos por parte del emisor, conforme al "Amended & Restated 2014 Non鈥慐mployee Directors Compensation Plan" de la compa帽铆a. Tras la operaci贸n, la persona informante pose铆a beneficiariamente 22,959.254 acciones. La adquisici贸n se notific贸 en el Formulario 4 con precio en efectivo cero, lo que indica que fueron unidades restringidas liquidadas mediante dividendos y no una compra en el mercado. La presentaci贸n fue firmada por un apoderado el 15/08/2025.
鞁滍嫲歃岇姢 韺岇澊雮胳厹 攴鸽９(Citizens Financial Group, Inc., CFG) 鞚挫偓鞚� 韥Μ鞀ろ啝韻� 鞀れ渼頂勴姼電� 2025雲� 8鞗� 14鞚检棎 194.295臧滌潣 鞝滍暅攵� 欤检嫕 雼渼(RSU)毳� 靾橂牴頄堨姷雼堧嫟. 頃措嫻 靾橃棳電� 須岇偓鞚� "Amended & Restated 2014 Non鈥慐mployee Directors Compensation Plan"鞐� 霐半澕 氚滍枆鞚胳澊 氚半嫻旮堨潉 歆�旮夗暅 頉� 瓿勳爼鞐� 氚橃榿霅橃棃鞀惦媹雼�. 瓯半灅 頉� 氤搓碃鞚胳潃 22,959.254欤检潣 鞁れ鞝� 氤挫湢鞛愱皜 霅橃棃鞀惦媹雼�. 頃措嫻 旆摑鞚� 順勱笀 臧�瓴╈澊 0鞙茧 旮办灛霅� Form 4鞐� 氤搓碃霅橃棃鞙茧┌, 鞚措姅 鞁滌灔鞐愳劀鞚� 毵れ瀰鞚� 鞎勲媽 氚半嫻鞙茧 鞝曥偘霅� 鞝滍暅攵� 欤检嫕 雼渼鞓�鞚岇潉 鞚橂頃╇媹雼�. 靹滊電� 2025雲� 8鞗� 15鞚检棎 雽�毽澑鞚� 靹滊獏頄堨姷雼堧嫟.
Christopher Swift, administrateur de Citizens Financial Group, Inc. (CFG), a re莽u 194.295 unit茅s d鈥檃ctions restreintes le 14/08/2025. L鈥檃ttribution a 茅t茅 cr茅dit茅e suite au versement du dividende par l鈥櫭﹎etteur, conform茅ment au "Amended & Restated 2014 Non鈥慐mployee Directors Compensation Plan" de la soci茅t茅. Apr猫s la transaction, la personne d茅clarant d茅tenait b茅n茅ficiairement 22,959.254 actions. L鈥檃cquisition a 茅t茅 signal茅e sur le formulaire 4 avec un prix en esp猫ces de z茅ro, indiquant qu鈥檌l s鈥檃gissait d鈥檜nit茅s d鈥檃ctions restreintes r茅gl茅es en dividendes et non d鈥檜n achat sur le march茅. Le d茅p么t a 茅t茅 sign茅 par un mandataire le 15/08/2025.
Christopher Swift, Director von Citizens Financial Group, Inc. (CFG), erhielt am 14.08.2025 194.295 Restricted Stock Units. Die Zuteilung wurde nach der Dividendenauszahlung des Emittenten gutgeschrieben und erfolgte gem盲脽 dem "Amended & Restated 2014 Non鈥慐mployee Directors Compensation Plan" der Gesellschaft. Nach der Transaktion hielt die meldende Person wirtschaftlich 22,959.254 Aktien. Der Erwerb wurde im Form 4 mit einem Barpreis von null gemeldet, was darauf hinweist, dass es sich um dividendenabgegoltene Restricted Stock Units und nicht um einen Markt颅kauf handelte. Die Einreichung wurde am 15.08.2025 von einem Bevollm盲chtigten unterzeichnet.
- Director alignment: Receipt of 194.295 restricted stock units increases the reporting person's stake to 22,959.254 shares, aligning incentives with shareholders
- Timely disclosure: Transaction reported promptly on Form 4 and signed by attorney-in-fact, meeting Section 16 reporting requirements
- None.
Insights
TL;DR: Routine director compensation credited as restricted stock units increases insider ownership modestly and aligns pay with shareholder interests.
The filing documents a standard compensation-credit event under the non-employee directors plan rather than a traded purchase or sale. The addition of 194.295 restricted stock units at $0 reflects dividend reinvestment or dividend-settled RSUs and raises beneficial ownership to 22,959.254 shares. This is a routine corporate governance occurrence and does not indicate any unusual trading activity or change in control. Documentation and prompt reporting meet Section 16 disclosure expectations.
TL;DR: Insignificant market impact: small, non-cash grant increases insider stake but is not material to valuation.
The transaction code shows an acquisition of 194.295 units resulting from a dividend-related credit under the 2014 directors compensation plan. The zero price confirms these are compensation-related units, not open-market purchases. The post-transaction beneficial ownership figure is useful for tracking insider alignment but is immaterial relative to typical public float sizes. Timely filing and clear explanation reduce regulatory risk.
Christopher Swift, amministratore di Citizens Financial Group, Inc. (CFG), ha ricevuto 194.295 unit脿 di azioni ristrette il 14/08/2025. Il premio 猫 stato accreditato in seguito al pagamento del dividendo da parte dell鈥檈mittente, ai sensi del "Amended & Restated 2014 Non鈥慐mployee Directors Compensation Plan" della societ脿. Dopo la transazione, la persona segnalante deteneva beneficiariamente 22,959.254 azioni. L鈥檃cquisizione 猫 stata riportata nel Modulo 4 con prezzo in contanti pari a zero, a indicare che si trattava di unit脿 azionarie ristrette liquidate in dividendi e non di un acquisto sul mercato. Il filing 猫 stato firmato da un procuratore il 15/08/2025.
Christopher Swift, director de Citizens Financial Group, Inc. (CFG), recibi贸 194.295 unidades restringidas de acciones el 14/08/2025. La adjudicaci贸n se acredit贸 tras el pago de dividendos por parte del emisor, conforme al "Amended & Restated 2014 Non鈥慐mployee Directors Compensation Plan" de la compa帽铆a. Tras la operaci贸n, la persona informante pose铆a beneficiariamente 22,959.254 acciones. La adquisici贸n se notific贸 en el Formulario 4 con precio en efectivo cero, lo que indica que fueron unidades restringidas liquidadas mediante dividendos y no una compra en el mercado. La presentaci贸n fue firmada por un apoderado el 15/08/2025.
鞁滍嫲歃岇姢 韺岇澊雮胳厹 攴鸽９(Citizens Financial Group, Inc., CFG) 鞚挫偓鞚� 韥Μ鞀ろ啝韻� 鞀れ渼頂勴姼電� 2025雲� 8鞗� 14鞚检棎 194.295臧滌潣 鞝滍暅攵� 欤检嫕 雼渼(RSU)毳� 靾橂牴頄堨姷雼堧嫟. 頃措嫻 靾橃棳電� 須岇偓鞚� "Amended & Restated 2014 Non鈥慐mployee Directors Compensation Plan"鞐� 霐半澕 氚滍枆鞚胳澊 氚半嫻旮堨潉 歆�旮夗暅 頉� 瓿勳爼鞐� 氚橃榿霅橃棃鞀惦媹雼�. 瓯半灅 頉� 氤搓碃鞚胳潃 22,959.254欤检潣 鞁れ鞝� 氤挫湢鞛愱皜 霅橃棃鞀惦媹雼�. 頃措嫻 旆摑鞚� 順勱笀 臧�瓴╈澊 0鞙茧 旮办灛霅� Form 4鞐� 氤搓碃霅橃棃鞙茧┌, 鞚措姅 鞁滌灔鞐愳劀鞚� 毵れ瀰鞚� 鞎勲媽 氚半嫻鞙茧 鞝曥偘霅� 鞝滍暅攵� 欤检嫕 雼渼鞓�鞚岇潉 鞚橂頃╇媹雼�. 靹滊電� 2025雲� 8鞗� 15鞚检棎 雽�毽澑鞚� 靹滊獏頄堨姷雼堧嫟.
Christopher Swift, administrateur de Citizens Financial Group, Inc. (CFG), a re莽u 194.295 unit茅s d鈥檃ctions restreintes le 14/08/2025. L鈥檃ttribution a 茅t茅 cr茅dit茅e suite au versement du dividende par l鈥櫭﹎etteur, conform茅ment au "Amended & Restated 2014 Non鈥慐mployee Directors Compensation Plan" de la soci茅t茅. Apr猫s la transaction, la personne d茅clarant d茅tenait b茅n茅ficiairement 22,959.254 actions. L鈥檃cquisition a 茅t茅 signal茅e sur le formulaire 4 avec un prix en esp猫ces de z茅ro, indiquant qu鈥檌l s鈥檃gissait d鈥檜nit茅s d鈥檃ctions restreintes r茅gl茅es en dividendes et non d鈥檜n achat sur le march茅. Le d茅p么t a 茅t茅 sign茅 par un mandataire le 15/08/2025.
Christopher Swift, Director von Citizens Financial Group, Inc. (CFG), erhielt am 14.08.2025 194.295 Restricted Stock Units. Die Zuteilung wurde nach der Dividendenauszahlung des Emittenten gutgeschrieben und erfolgte gem盲脽 dem "Amended & Restated 2014 Non鈥慐mployee Directors Compensation Plan" der Gesellschaft. Nach der Transaktion hielt die meldende Person wirtschaftlich 22,959.254 Aktien. Der Erwerb wurde im Form 4 mit einem Barpreis von null gemeldet, was darauf hinweist, dass es sich um dividendenabgegoltene Restricted Stock Units und nicht um einen Markt颅kauf handelte. Die Einreichung wurde am 15.08.2025 von einem Bevollm盲chtigten unterzeichnet.
FAQ
What transaction did Christopher Swift report on Form 4 for CFG?
Did the Form 4 report a market purchase or sale for CFG insider Christopher Swift?
How many shares does the reporting person beneficially own after the transaction?
Under what plan were the restricted stock units credited?
When was the Form 4 signed and filed?
