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[SCHEDULE 13G/A] COMPASS Pathways Plc SEC Filing

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SCHEDULE 13G/A
Rhea-AI Filing Summary

COMPASS Pathways plc Schedule 13G/A reports that TCG Crossover-affiliated funds and their managing member, Chen Yu, disclose beneficial ownership of Ordinary Shares represented by ADSs issuable upon exercise of warrants. TCG Crossover I holds 964,500 ADSs (1.0% of class) and TCG Crossover II holds 2,893,500 ADSs (2.9%), for an aggregate of 3,858,000 ADSs (3.9%) attributable to Chen Yu. The warrants may be exercisable within 60 days and are subject to an Ownership Limitation that prevents exercise to the extent it would exceed 9.99% ownership. The filers disclaim group status and state holdings are not intended to influence control.

COMPASS Pathways plc 鈥� Nel modulo Schedule 13G/A si segnala che i fondi affiliati a TCG Crossover e il loro membro gestore, Chen Yu, dichiarano la titolarit脿 effettiva di Azioni Ordinarie rappresentate da ADS ottenibili mediante l鈥檈sercizio di warrant. TCG Crossover I detiene 964.500 ADS (1,0% della categoria) e TCG Crossover II detiene 2.893.500 ADS (2,9%), per un totale aggregato di 3.858.000 ADS (3,9%) imputabili a Chen Yu. I warrant possono essere esercitati entro 60 giorni e sono soggetti a una Limitazione di Possesso che ne impedisce l鈥檈sercizio oltre il 9,99% di partecipazione. I dichiarante respingono lo status di gruppo e precisano che le partecipazioni non mirano a influenzare il controllo.

COMPASS Pathways plc 鈥� El Schedule 13G/A informa que los fondos afiliados a TCG Crossover y su miembro gerente, Chen Yu, comunican la propiedad beneficiaria de Acciones Ordinarias representadas por ADSs susceptibles de emitirse al ejercer warrants. TCG Crossover I posee 964.500 ADSs (1,0% de la clase) y TCG Crossover II posee 2.893.500 ADSs (2,9%), sumando en conjunto 3.858.000 ADSs (3,9%) atribuidos a Chen Yu. Los warrants podr谩n ejercerse dentro de 60 d铆as y est谩n sujetos a una Limitaci贸n de Propiedad que impide su ejercicio si con ello se superase el 9,99% de participaci贸n. Los declarantes niegan formar un grupo y afirman que sus tenencias no tienen la intenci贸n de influir en el control.

COMPASS Pathways plc 鈥� Schedule 13G/A電� TCG Crossover 瓿勳棿 韼�霌滊摛瓿� 攴� 甏�毽� 甑劚鞗愳澑 Chen Yu臧� 鞗岆煱韸� 頄夓偓搿� 氚滍枆霅� 靾� 鞛堧姅 ADS搿� 響滌嫓霅� 氤错喌欤检潣 鞁れ 靻岇湢甓岇潉 瓿店皽頃橁碃 鞛堨潓鞚� 氤搓碃頃╇媹雼�. TCG Crossover I電� 964,500 ADS(齑濎＜鞁濎潣 1.0%)毳�, TCG Crossover II電� 2,893,500 ADS(2.9%)毳� 氤挫湢頃橃棳 Chen Yu鞐愱矊 攴�靻嶋悩電� 齑濏暕瓿勲姅 3,858,000 ADS(3.9%)鞛呺媹雼�. 鞗岆煱韸鸽姅 60鞚� 鞚措偞鞐� 頄夓偓霅� 靾� 鞛堨溂氅� 靻岇湢 鞝滍暅(Ownership Limitation)鞐� 霐半澕 靻岇湢牍勳湪鞚� 9.99%毳� 齑堦臣頃橂姅 瓴届毎 頄夓偓臧� 鞝滍暅霅╇媹雼�. 鞝滌稖鞚胳潃 攴鸽９ 歆�鞙勲ゼ 攵�鞚疙晿氅� 氤挫湢 氇╈爜鞚� 歆�氚瓣秾 頄夓偓 鞚橂弰臧� 鞎勲嫎鞚� 氇呾嫓頃╇媹雼�.

COMPASS Pathways plc 鈥� Le Schedule 13G/A indique que des fonds affili茅s 脿 TCG Crossover et leur membre gestionnaire, Chen Yu, d茅clarent la propri茅t茅 b茅n茅ficiaire d鈥檃ctions ordinaires repr茅sent茅es par des ADS susceptibles d鈥櫭猼re 茅mises lors de l鈥檈xercice de warrants. TCG Crossover I d茅tient 964 500 ADS (1,0 % de la cat茅gorie) et TCG Crossover II d茅tient 2 893 500 ADS (2,9 %), soit un total agr茅g茅 de 3 858 000 ADS (3,9 %) attribuables 脿 Chen Yu. Les warrants peuvent 锚tre exer莽ables dans un d茅lai de 60 jours et sont soumis 脿 une limitation de d茅tention emp锚chant l鈥檈xercice si cela faisait d茅passer 9,99 % de participation. Les d茅clarants d茅clinent le statut de groupe et pr茅cisent que leurs d茅tentions n鈥檕nt pas pour but d鈥檌nfluencer le contr么le.

COMPASS Pathways plc 鈥� Im Schedule 13G/A wird mitgeteilt, dass die mit TCG Crossover verbundenen Fonds und ihr Gesch盲ftsf眉hrungsmitglied Chen Yu die wirtschaftliche Inhaberschaft an Stammaktien offenlegen, die durch ADSs repr盲sentiert und bei Aus眉bung von Warrants ausgegeben werden k枚nnen. TCG Crossover I h盲lt 964.500 ADS (1,0% der Klasse) und TCG Crossover II h盲lt 2.893.500 ADS (2,9%), insgesamt 3.858.000 ADS (3,9%), die Chen Yu zuzurechnen sind. Die Warrants k枚nnten innerhalb von 60 Tagen aus眉bbar sein und unterliegen einer Eigentumsbeschr盲nkung, die eine Aus眉bung verhindert, sofern dadurch ein Anteil von 眉ber 9,99% erreicht w眉rde. Die Einreicher weisen eine Gruppenstellung von sich und geben an, dass die Best盲nde nicht dazu bestimmt sind, die Kontrolle zu beeinflussen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR Disclosure shows modest warrant-based holdings (3.9% aggregate) subject to an ownership cap; routine beneficial ownership filing.

The filing documents holdings by TCG Crossover I and II and confirms these positions are warrants exercisable into ADSs within 60 days, with an explicit Ownership Limitation capping potential exercise to avoid >9.99% ownership. Each reporting entity separately reports shared voting and dispositive power over their respective warrants and disclaims group status. For investors, this is a transparency and regulatory disclosure item rather than an operational development.

TL;DR Governance disclosure is complete: allocation of voting/dispositive power and a clear ownership cap are documented.

The Schedule 13G/A clarifies beneficial ownership attribution across private fund entities and the individual managing member, including shared voting/dispositive power figures. The statement includes procedural certifications and signatures by an authorized signatory. The Ownership Limitation and the disclaimer of group status are notable governance controls reflected in the filing.

COMPASS Pathways plc 鈥� Nel modulo Schedule 13G/A si segnala che i fondi affiliati a TCG Crossover e il loro membro gestore, Chen Yu, dichiarano la titolarit脿 effettiva di Azioni Ordinarie rappresentate da ADS ottenibili mediante l鈥檈sercizio di warrant. TCG Crossover I detiene 964.500 ADS (1,0% della categoria) e TCG Crossover II detiene 2.893.500 ADS (2,9%), per un totale aggregato di 3.858.000 ADS (3,9%) imputabili a Chen Yu. I warrant possono essere esercitati entro 60 giorni e sono soggetti a una Limitazione di Possesso che ne impedisce l鈥檈sercizio oltre il 9,99% di partecipazione. I dichiarante respingono lo status di gruppo e precisano che le partecipazioni non mirano a influenzare il controllo.

COMPASS Pathways plc 鈥� El Schedule 13G/A informa que los fondos afiliados a TCG Crossover y su miembro gerente, Chen Yu, comunican la propiedad beneficiaria de Acciones Ordinarias representadas por ADSs susceptibles de emitirse al ejercer warrants. TCG Crossover I posee 964.500 ADSs (1,0% de la clase) y TCG Crossover II posee 2.893.500 ADSs (2,9%), sumando en conjunto 3.858.000 ADSs (3,9%) atribuidos a Chen Yu. Los warrants podr谩n ejercerse dentro de 60 d铆as y est谩n sujetos a una Limitaci贸n de Propiedad que impide su ejercicio si con ello se superase el 9,99% de participaci贸n. Los declarantes niegan formar un grupo y afirman que sus tenencias no tienen la intenci贸n de influir en el control.

COMPASS Pathways plc 鈥� Schedule 13G/A電� TCG Crossover 瓿勳棿 韼�霌滊摛瓿� 攴� 甏�毽� 甑劚鞗愳澑 Chen Yu臧� 鞗岆煱韸� 頄夓偓搿� 氚滍枆霅� 靾� 鞛堧姅 ADS搿� 響滌嫓霅� 氤错喌欤检潣 鞁れ 靻岇湢甓岇潉 瓿店皽頃橁碃 鞛堨潓鞚� 氤搓碃頃╇媹雼�. TCG Crossover I電� 964,500 ADS(齑濎＜鞁濎潣 1.0%)毳�, TCG Crossover II電� 2,893,500 ADS(2.9%)毳� 氤挫湢頃橃棳 Chen Yu鞐愱矊 攴�靻嶋悩電� 齑濏暕瓿勲姅 3,858,000 ADS(3.9%)鞛呺媹雼�. 鞗岆煱韸鸽姅 60鞚� 鞚措偞鞐� 頄夓偓霅� 靾� 鞛堨溂氅� 靻岇湢 鞝滍暅(Ownership Limitation)鞐� 霐半澕 靻岇湢牍勳湪鞚� 9.99%毳� 齑堦臣頃橂姅 瓴届毎 頄夓偓臧� 鞝滍暅霅╇媹雼�. 鞝滌稖鞚胳潃 攴鸽９ 歆�鞙勲ゼ 攵�鞚疙晿氅� 氤挫湢 氇╈爜鞚� 歆�氚瓣秾 頄夓偓 鞚橂弰臧� 鞎勲嫎鞚� 氇呾嫓頃╇媹雼�.

COMPASS Pathways plc 鈥� Le Schedule 13G/A indique que des fonds affili茅s 脿 TCG Crossover et leur membre gestionnaire, Chen Yu, d茅clarent la propri茅t茅 b茅n茅ficiaire d鈥檃ctions ordinaires repr茅sent茅es par des ADS susceptibles d鈥櫭猼re 茅mises lors de l鈥檈xercice de warrants. TCG Crossover I d茅tient 964 500 ADS (1,0 % de la cat茅gorie) et TCG Crossover II d茅tient 2 893 500 ADS (2,9 %), soit un total agr茅g茅 de 3 858 000 ADS (3,9 %) attribuables 脿 Chen Yu. Les warrants peuvent 锚tre exer莽ables dans un d茅lai de 60 jours et sont soumis 脿 une limitation de d茅tention emp锚chant l鈥檈xercice si cela faisait d茅passer 9,99 % de participation. Les d茅clarants d茅clinent le statut de groupe et pr茅cisent que leurs d茅tentions n鈥檕nt pas pour but d鈥檌nfluencer le contr么le.

COMPASS Pathways plc 鈥� Im Schedule 13G/A wird mitgeteilt, dass die mit TCG Crossover verbundenen Fonds und ihr Gesch盲ftsf眉hrungsmitglied Chen Yu die wirtschaftliche Inhaberschaft an Stammaktien offenlegen, die durch ADSs repr盲sentiert und bei Aus眉bung von Warrants ausgegeben werden k枚nnen. TCG Crossover I h盲lt 964.500 ADS (1,0% der Klasse) und TCG Crossover II h盲lt 2.893.500 ADS (2,9%), insgesamt 3.858.000 ADS (3,9%), die Chen Yu zuzurechnen sind. Die Warrants k枚nnten innerhalb von 60 Tagen aus眉bbar sein und unterliegen einer Eigentumsbeschr盲nkung, die eine Aus眉bung verhindert, sofern dadurch ein Anteil von 眉ber 9,99% erreicht w眉rde. Die Einreicher weisen eine Gruppenstellung von sich und geben an, dass die Best盲nde nicht dazu bestimmt sind, die Kontrolle zu beeinflussen.




Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




SCHEDULE 13G




Comment for Type of Reporting Person: These securities are held of record by TCG Crossover I (as defined in Item 2(a) of the Original Schedule 13G (as defined in the Explanatory Note below)) and consist 964,500 Ordinary Shares, which are represented by 964,500 ADSs, issuable upon exercise of warrants (the Warrants) which may be exercisable within 60 days of the date hereof. TCG Crossover GP I (as defined in Item 2(a) of the Original Schedule 13G (as defined in the Explanatory Note below)) is the general partner of TCG Crossover I and may be deemed to have voting, investment, and dispositive power with respect to these securities. Chen Yu is the sole managing member of TCG Crossover GP I and may be deemed to share voting, investment and dispositive power with respect to these securities. The Warrants may not be exercised to the extent that doing so would result in the holder of the Warrants (together with the holder's affiliates and any other persons acting as a group together with the holder or any of the holder's affiliates) beneficially owning more than 9.99% of the shares of Ordinary Shares outstanding immediately prior to or after giving effect to such exercise (the Ownership Limitation). Based on 96,905,764 Ordinary Shares, which includes the sum of (i) 95,941,264 Ordinary Shares outstanding as of July 28, 2025, as reported by the Issuer in its Quarterly Report on Form 10-Q for the quarter ended June 30, 2025, filed with the Securities and Exchange Commission (the Commission) on July 31, 2025 (the Form 10-Q)and (ii) 964,500 Ordinary Shares issuable upon exercise of Warrants held of record by TCG Crossover I.


SCHEDULE 13G




Comment for Type of Reporting Person: These securities are held of record by TCG Crossover I and consist of 964,500 Ordinary Shares, which are represented by 964,500 ADSs, issuable upon exercise of Warrants which may be exercisable within 60 days of the date hereof. TCG Crossover GP I is the general partner of TCG Crossover I and may be deemed to have voting, investment, and dispositive power with respect to these securities. Chen Yu is the sole managing member of TCG Crossover GP I and may be deemed to share voting, investment and dispositive power with respect to these securities. The exercise of the Warrants is subject to the Ownership Limitation. Based on 96,905,764 Ordinary Shares, which includes the sum of (i) 95,941,264 Ordinary Shares outstanding as of July 28, 2025, as reported by the Issuer in its Form 10-Q and (ii) 964,500 Ordinary Shares issuable upon exercise of Warrants held of record by TCG Crossover I.


SCHEDULE 13G




Comment for Type of Reporting Person: These securities are held of record by TCG Crossover II (as defined in Item 2(a) of the Original Schedule 13G (as defined in the Explanatory Note below)) and consists of 2,893,500 Ordinary Shares, which are represented by 2,893,500 ADSs, issuable upon exercise of Warrants which may be exercisable within 60 days of the date hereof. TCG Crossover GP II (as defined in Item 2(a) of the Original Schedule 13G (as defined in the Explanatory Note below)) is the general partner of TCG Crossover II and may be deemed to have voting, investment, and dispositive power with respect to these securities. Chen Yu is the sole managing member of TCG Crossover GP II and may be deemed to share voting, investment and dispositive power with respect to these securities. The exercise of the Warrants is subject to the Ownership Limitation. Based on 98,834,764 Ordinary Shares, which includes the sum of (i) 95,941,264 Ordinary Shares outstanding as of July 28, 2025, as reported by the Issuer in its Form 10-Q and (ii) 2,893,500 Ordinary Shares issuable upon exercise of Warrants held of record by TCG Crossover II.


SCHEDULE 13G




Comment for Type of Reporting Person: These securities are held of record by TCG Crossover II and consist of 2,893,500 Ordinary Shares, which are represented by 2,893,500 ADSs, issuable upon exercise of Warrants which may be exercisable within 60 days of the date hereof. TCG Crossover GP II is the general partner of TCG Crossover II and may be deemed to have voting, investment, and dispositive power with respect to these securities. Chen Yu is the sole managing member of TCG Crossover GP II and may be deemed to share voting, investment and dispositive power with respect to these securities. The exercise of the Warrants is subject to the Ownership Limitation. Based on 98,834,764 Ordinary Shares, which includes the sum of (i) 95,941,264 Ordinary Shares outstanding as of July 28, 2025, as reported by the Issuer in its Form 10-Q and (ii) 2,893,500 Ordinary Shares issuable upon exercise of Warrants held of record by TCG Crossover II.


SCHEDULE 13G




Comment for Type of Reporting Person: Consists of an aggregate of 3,858,000 Ordinary Shares, which are represented by 3,858,000 ADSs, issuable upon exercise of Warrants held of record by TCG Crossover I and TCG Crossover II. TCG Crossover GP I is the general partner of TCG Crossover I and may be deemed to have voting, investment, and dispositive power with respect to these securities. TCG Crossover GP II is the general partner of TCG Crossover II and may be deemed to have voting, investment, and dispositive power with respect to these securities. Chen Yu is the sole managing member of each of TCG Crossover GP I and TCG Crossover GP II and may be deemed to share voting, investment and dispositive power with respect to these securities. The exercise of the Warrants is subject to the Ownership Limitation. Based on 99,799,264 Ordinary Shares, which includes the sum of (i) 95,941,264 Ordinary Shares outstanding as reported by the Issuer in its Form 10-Q and (ii) an aggregate of 3,858,000 Ordinary Shares issuable upon exercise of the Warrants held of record by TCG Crossover I and TCG Crossover II (as a result of the Ownership Limitation).


SCHEDULE 13G



TCG Crossover GP I, LLC
Signature:/s/ Craig Skaling
Name/Title:Craig Skaling, Authorized Signatory
Date:08/14/2025
TCG Crossover Fund I, L.P.
Signature:/s/ Craig Skaling
Name/Title:Craig Skaling, Authorized Signatory
Date:08/14/2025
TCG Crossover GP II, LLC
Signature:/s/ Craig Skaling
Name/Title:Craig Skaling, Authorized Signatory
Date:08/14/2025
TCG Crossover Fund II, L.P.
Signature:/s/ Craig Skaling
Name/Title:Craig Skaling, Authorized Signatory
Date:08/14/2025
Chen Yu
Signature:/s/ Craig Skaling
Name/Title:Craig Skaling, as Attorney-in-Fact for Chen Yu
Date:08/14/2025

Source:

FAQ

What stake in COMPASS Pathways (CMPS) do TCG Crossover entities report?

The filing reports TCG Crossover I holds 964,500 ADSs (1.0%) and TCG Crossover II holds 2,893,500 ADSs (2.9%), aggregating to 3,858,000 ADSs (3.9%) attributable to Chen Yu.

Are the reported holdings currently exercisable into ordinary shares?

The filing states the holdings are represented by warrants that may be exercisable within 60 days of the filing date.

Is there any limit on exercising the warrants reported in the Schedule 13G/A?

Yes. The warrants include an Ownership Limitation that prevents exercise if it would cause beneficial ownership to exceed 9.99% of ordinary shares.

Do the reporting persons claim they are acting as a group?

No. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.

Where are the reporting persons organized and who is the individual reporting person?

The funds and GP entities are organized in Delaware; the reporting individual is Chen Yu, a U.S. citizen, with principal business address at 705 High St., Palo Alto, CA 94301.
Stock CMPS logo
Compass Pathways Plc

NASDAQ:CMPS

CMPS Rankings

#3395 Ranked by Market Cap
N/A Ranked by Dividends

CMPS Latest News

Aug 27, 2025
Compass Pathways to Participate in Four Investor Conferences in September
Aug 5, 2025
Compass Pathways to Participate in Canaccord Genuity 45th Annual Growth Conference on August 12, 2025 in Boston, MA
Jul 31, 2025
Compass Pathways Announces Second Quarter 2025 Financial Results and Business Highlights
Jul 29, 2025
Compass Pathways Appoints Justin Gover to Board of Directors
Jul 22, 2025
Compass Pathways to Announce Second Quarter Financial Results on July 31, 2025

CMPS Latest SEC Filings

Aug 14, 2025
[SCHEDULE 13G/A] COMPASS Pathways Plc SEC Filing
Aug 14, 2025
[SCHEDULE 13G] COMPASS Pathways Plc SEC Filing
Aug 4, 2025
[Form 4] COMPASS Pathways Plc Insider Trading Activity
Jul 31, 2025
[8-K] COMPASS Pathways Plc Reports Material Event
Jul 31, 2025
[10-Q] COMPASS Pathways Plc Quarterly Earnings Report

CMPS Stock Data

439.41M
83.18M
13.3%
55.12%
8.79%
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