Welcome to our dedicated page for Compass SEC filings (Ticker: COMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Compass Inc.鈥檚 SEC filings tell a deeper story than headline commission dollars. Because the company straddles high-volume brokerage and proprietary software R&D, its 10-K and 10-Q reports break down agent recruitment costs, regional transaction trends, and capitalized technology spend that few traditional rivals disclose. If you have ever searched 鈥淐ompass annual report 10-K simplified鈥� or wondered how stock-based compensation affects those slim brokerage margins, you are in the right place.
Stock Titan uses AI-powered summaries to turn dense disclosures into plain language. Need the latest Compass quarterly earnings report 10-Q filing or a one-paragraph take on market-cycle risk factors? Our engine delivers both alongside real-time alerts for Compass Form 4 insider transactions. You can jump from an 8-K announcing a regional acquisition straight to an AI note that flags potential revenue lift, or open the proxy to see 鈥淐ompass proxy statement executive compensation鈥� distilled into clear tables. Because filings land here the moment EDGAR releases them, you never wait to track Compass insider trading Form 4 transactions.
Professionals use these documents to monitor agent head-count momentum, spot technology amortization trends, and gauge whether insiders are buying before the spring selling season. Our platform answers the questions investors actually ask, including 鈥渦nderstanding Compass SEC documents with AI鈥� and 鈥淐ompass 8-K material events explained.鈥� Key resources at a glance:
- AI summaries that surface critical data points
- Form 4 dashboard for Compass executive stock transactions Form 4
- Side-by-side Compass earnings report filing analysis across quarters
No more navigating hundreds of pages鈥攐ur analysis lets you focus on strategy, valuation, and timing, while Compass SEC filings explained simply stay a click away.
Compass, Inc. filed a Form D reporting completion of a $501,897 private placement of Class A common stock under Rule 506(b). The shares were issued on 16 Jul 2025 to a single investor in satisfaction of a hold-back obligation from a prior acquisition; therefore the transaction is tied to a business-combination settlement rather than a new cash raise.
The New York-based Delaware corporation is classified as operating in the Residential AG真人官方 Estate industry and discloses annual revenue of over $100 million. Minimum outside investment was $10,000; no non-accredited investors participated. No sales commissions or finder鈥檚 fees were paid, and the issuer does not expect the offering to continue beyond one year.
Given the company鈥檚 revenue scale, the 0.5 million-dollar issuance appears immaterial and enables Compass to conserve cash while meeting acquisition-related obligations with negligible dilution.
Five Star Bancorp (FSBC) 鈥� Form 4 insider filing: On 07/28/2025 President & CEO and director James E. Beckwith was granted 7,062 restricted common shares (transaction code 鈥淎鈥�) at an effective price of $0 under the 2021 Equity Incentive Plan. The award vests in five equal annual installments contingent on his continued employment.
Post-grant, Beckwith reports 477,014 shares held indirectly through the Beckwith Family Trust, in addition to 10,000 shares held by immediate family members for which he disclaims beneficial ownership. No open-market purchases, sales, or derivative transactions were disclosed.
The filing marginally increases executive insider ownership and imposes negligible dilution given FSBC鈥檚 share count. While not a market-moving event, the grant signals ongoing equity alignment between the CEO and shareholders.
Compass, Inc. (COMP) 鈥� Form 4 insider activity for General Counsel & Secretary Bradley K. Serwin
On 07/03/2025 Mr. Serwin converted previously granted RSUs into 87,831 Class A shares (transaction code 鈥淢鈥�). To meet payroll-tax obligations, 44,603 shares were withheld by the company at $6.42 per share (code 鈥淔鈥�). The net effect is an increase of 43,228 shares, bringing his direct ownership to 278,350 shares.
The conversion relates to scheduled vesting; no open-market purchase or discretionary sale occurred. Four RSU awards remain outstanding, totaling 405,177 units with vesting dates spanning June 2025鈥揗arch 2029.
The filing reflects routine equity compensation mechanics and does not signal a directional view on Compass鈥檚 fundamentals.
Par Pacific Holdings, Inc. (PARR) 鈥� Form 4 insider transaction
Director Curtis Anastasio reported several equity transactions dated 5 July 2025:
- RSU vesting: 969 restricted stock units vested and were converted into an equal number of common shares (Transaction Code M in Table II). These shares appear in Table I under Code J as 461 and 508 shares, respectively, at an indicative price of $31.45.
- New equity grant: An additional 795 restricted shares were granted (Transaction Code A). These will vest fully and be delivered on 5 July 2026.
After the transactions, Anastasio鈥檚 direct holdings increased to 107,215 common shares. No derivative positions remain outstanding other than the new RSU grant.
All activity was non-open-market and relates to the company鈥檚 equity compensation plan, so there is no cash outlay or open-market buying signal. While the additional ownership modestly aligns director incentives with shareholders, the scale (鈮� 1,764 shares, 鈮� $55 k value) is small relative to PARR鈥檚 market capitalization and is not expected to influence valuation or liquidity.
VCI Global Limited (Nasdaq: VCIG) filed a Form 6-K announcing two board-level changes effective 7 July 2025.
- Mr. Lee Tze Wee has been appointed as an independent director and will join the Audit, Nominating & Corporate Governance, and Compensation Committees. The Board confirmed that he satisfies Nasdaq and SEC Rule 10-A-3(b)(1) independence criteria.
- Mr. Alex Chua Siong Kiat, previously an independent director, has been re-designated as an executive director. A related press release was furnished as Exhibit 99.1.
Mr. Lee brings 15+ years of senior finance experience, including interim Group CFO of an SGX-listed entity and former CFO of a Malaysia Airlines subsidiary. He is an FCPA (CPA Australia) and Chartered Accountant (Malaysia), fluent in English, Malay and Mandarin.
The filing is incorporated by reference into the company鈥檚 active F-3 registration statements (File Nos. 333-282353 & 333-279521).
Oxford Industries, Inc. (OXM) filed a Form 4 indicating that director Virginia A. Hepner was granted 3,354 restricted common shares on 06/30/2025 under the company鈥檚 Long-Term Stock Incentive Plan as part of her annual non-employee director retainer. The grant, coded 鈥淎,鈥� carried a price of $0, reflecting compensation rather than a market transaction. After the award, Hepner鈥檚 direct ownership rose to 13,155 shares, up roughly 34% from the prior 9,801 shares. No derivative positions were reported. The transaction is routine, modestly increases insider alignment, and has no material effect on Oxford Industries鈥� share count or financial performance.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 3-year Partial Principal at Risk Capped Notes linked to the Dow Jones Industrial Average (INDU).
- Key dates: Pricing 31 Jul 2025, Observation 31 Jul 2028, Maturity 03 Aug 2028.
- Denomination: $1,000 per note; minimum investment one note.
- Upside participation: 100% of any positive index return, but the Additional Amount is capped at a Maximum Amount of at least $246.50 (24.65% total return) per $1,000.
- Downside risk: If the index ends below its initial level, investors receive $1,000 + ($1,000 脳 Index Return), but never less than $950; maximum loss is therefore 5% of principal.
- Estimated value at issue: not less than $900 per $1,000 note, reflecting internal funding rates and dealer margins.
- Payments subject to credit risk of the issuer and guarantor; no interest, dividends or voting rights.
Risks highlighted include credit exposure to JPMorgan entities, limited secondary-market liquidity (dealer is not obligated to bid), potential conflicts in pricing and hedging, a gain cap that restricts upside, possible tax complexity, and the likelihood that secondary prices will be below issue price.
Veritex Holdings, Inc. (VBTX) has filed a Form S-8 to register up to 1,650,000 additional shares of its $0.01 par value common stock for issuance under employee equity plans. The filing covers (i) 750,000 shares tied to outstanding awards granted under the shareholder-approved 2022 Amended and Restated Omnibus Incentive Plan and (ii) 900,000 newly authorized shares available under the recently approved 2025 Amended and Restated Omnibus Incentive Plan.
The 2025 Plan, adopted by the board on 25 Apr 2025 and ratified by shareholders on 27 May 2025, amends and restates the 2022 Plan and further expands the company鈥檚 long-term incentive capacity. Earlier plans included the 2014 Plan (1 million shares) and the 2019 Plan (1.5 million shares).
No proceeds flow directly to the company at the time of registration; actual cash inflow, if any, will occur upon option exercise or settlement of awards for cash. The filing reiterates Texas law鈥揵ased indemnification provisions for directors and officers and lists customary undertakings required by the Securities Act.
For investors, the key consideration is the potential dilution from issuing up to 1.65 million additional shares, offset by the strategic objective of aligning management and employee incentives with shareholder interests. The impact magnitude will depend on Veritex鈥檚 total shares outstanding and the pace at which awards vest or are exercised.
Compass, Inc. (NYSE: COMP) has filed a Form D to report an exempt equity issuance under Rule 506(b) of Regulation D.
The notice discloses that the company issued $2,646,561 of Class A common stock on 13 June 2025. The full amount offered has already been sold, leaving no remaining securities in the offering. Only one investor participated, with a minimum investment threshold of $10,000.
The filing states the shares were issued in connection with a prior acquisition; earn-out and holdback obligations owed to the seller will be settled in stock rather than cash. There were no brokers, placement agents or sales commissions involved, and the company does not expect the offering to last more than one year.
Compass classifies itself in the Residential AG真人官方 Estate industry and reports annual revenue of over $100 million. The issuer claims exemption solely under Rule 506(b), indicating the securities were placed privately with accredited investors. Key executives and directors listed include CEO Robert Reffkin, CFO Kalani Reelitz, and several board members.
Investment take-away: The transaction is modest relative to Compass鈥檚 size, adds a small amount of equity dilution, and conserves cash by using stock to satisfy acquisition-related obligations. No new capital is raised for operations, and the event is unlikely to materially affect valuation or liquidity.