[Form 4] Circle Internet Group, Inc. Insider Trading Activity
Form 4 shows that CEO & Co-CIO David L. Finkelstein disposed of 50,000 Annaly Capital Management (NLY) common shares on 08/04/2025.
- Weighted-average price: $20.79 (range $20.57-$20.93).
- Sale executed under a Rule 10b5-1 plan adopted 05/16/2024 for tax and estate planning purposes.
- Post-sale direct holding: 743,430 shares, which includes dividend-equivalent units (DEUs). The transaction reduced his direct position by roughly 6%.
No derivative transactions were reported. The filing is a routine Section 16 disclosure; no earnings or operational data were included.
Because the sale was pre-scheduled, it lessens concerns about adverse insider sentiment, yet large disposals by top executives can still be interpreted cautiously by investors. Further insider activity should be monitored for trend confirmation.
Il modulo 4 mostra che il CEO e Co-CIO David L. Finkelstein ha venduto 50.000 azioni ordinarie di Annaly Capital Management (NLY) l'08/04/2025.
- Prezzo medio ponderato: 20,79 $ (intervallo 20,57-20,93 $).
- Vendita eseguita nell'ambito di un piano Rule 10b5-1 adottato il 16/05/2024 per scopi fiscali e di pianificazione patrimoniale.
- Detenzione diretta post-vendita: 743.430 azioni, comprensive di unit脿 equivalenti ai dividendi (DEU). L'operazione ha ridotto la sua posizione diretta di circa il 6%.
Non sono state segnalate transazioni su strumenti derivati. La comunicazione 猫 una divulgazione di routine ai sensi della Sezione 16; non sono stati inclusi dati su utili o operativit脿.
Poich茅 la vendita era pre-programmata, riduce le preoccupazioni riguardo a sentimenti negativi da parte degli insider, tuttavia grandi cessioni da parte dei vertici possono comunque essere interpretate con cautela dagli investitori. 脠 consigliabile monitorare ulteriori attivit脿 degli insider per confermare eventuali tendenze.
El formulario 4 muestra que el CEO y Co-CIO David L. Finkelstein 惫别苍诲颈贸 50,000 acciones ordinarias de Annaly Capital Management (NLY) el 08/04/2025.
- Precio promedio ponderado: $20.79 (rango $20.57-$20.93).
- Venta ejecutada bajo un plan Rule 10b5-1 adoptado el 16/05/2024 con fines fiscales y de planificaci贸n patrimonial.
- Posici贸n directa despu茅s de la venta: 743,430 acciones, que incluyen unidades equivalentes a dividendos (DEUs). La transacci贸n redujo su posici贸n directa aproximadamente un 6%.
No se reportaron transacciones con derivados. La presentaci贸n es una divulgaci贸n rutinaria bajo la Secci贸n 16; no se incluyeron datos de ganancias u operativos.
Dado que la venta fue preprogramada, disminuye las preocupaciones sobre un sentimiento adverso de los insiders, aunque grandes disposiciones por parte de altos ejecutivos a煤n pueden interpretarse con cautela por los inversores. Se recomienda monitorear m谩s actividad de insiders para confirmar tendencias.
鞏戩嫕 4鞐� 霐半ゴ氅� CEO 瓴� 瓿惦彊 CIO 雿办澊牍勲摐 L. 頃戩紙鞀ろ儉鞚�鞚� 2025雲� 8鞗� 4鞚检棎 Annaly Capital Management (NLY) 氤错喌欤� 50,000欤�毳� 觳橂秳頄堨姷雼堧嫟.
- 臧�欷戫弶攴� 臧�瓴�: $20.79 (氩旍渼 $20.57-$20.93).
- 2024雲� 5鞗� 16鞚� 毂勴儩霅� Rule 10b5-1 瓿勴殟鞐� 霐半澕 靹戈笀 氚� 鞛愳偘 瓿勴殟 氇╈爜鞙茧 鞁ろ枆霅� 毵る弰.
- 毵る弰 頉� 歆侅爲 氤挫湢 欤检嫕 靾�: 743,430欤�(氚半嫻旮� 霌标皜 雼渼(DEU) 韽暔). 鞚措矆 瓯半灅搿� 歆侅爲 氤挫湢 歆�攵勳澊 鞎� 6% 臧愳唽頄堨姷雼堧嫟.
韺岇儩靸來拡 瓯半灅電� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�. 鞚� 鞝滌稖鞚� 靹轨厴 16鞚� 鞝曣赴 瓿奠嫓鞚措┌, 靾橃澋 霕愲姅 鞖挫榿 雿办澊韯半姅 韽暔霅橃 鞎婌晿鞀惦媹雼�.
毵る弰臧赌 靷爠 鞓堨暯霅� 瓴冹澊氙�搿� 雮措秬鞛� 攵�鞝曥爜 鞁Μ鞐� 雽�頃� 鞖半牑毳� 欷勳澊歆�毵�, 瓿犾渼 瓴届榿歆勳潣 雽�攴滊 觳橂秳鞚� 韴瀽鞛愲摛鞚� 鞐爠頌� 鞁犾頃橁矊 頃挫劃頃� 靾� 鞛堨姷雼堧嫟. 於旍劯 頇曥澑鞚� 鞙勴暣 於旉皜 雮措秬鞛� 頇滊彊鞚� 氇媹韯半頃橂姅 瓴冹澊 膦嬱姷雼堧嫟.
Le formulaire 4 indique que le CEO et Co-CIO David L. Finkelstein a c茅d茅 50 000 actions ordinaires d'Annaly Capital Management (NLY) le 08/04/2025.
- Prix moyen pond茅r茅 : 20,79 $ (fourchette 20,57 $ - 20,93 $).
- Vente r茅alis茅e dans le cadre d'un plan Rule 10b5-1 adopt茅 le 16/05/2024 脿 des fins fiscales et de planification successorale.
- Position directe apr猫s la vente : 743 430 actions, incluant des unit茅s 茅quivalentes aux dividendes (DEU). La transaction a r茅duit sa position directe d'environ 6 %.
Aucune transaction sur d茅riv茅s n'a 茅t茅 d茅clar茅e. Le d茅p么t est une divulgation de routine selon la Section 16 ; aucun chiffre de r茅sultats ou op茅rationnel n'a 茅t茅 inclus.
脡tant donn茅 que la vente 茅tait 辫谤茅辫谤辞驳谤补尘尘茅别, cela att茅nue les inqui茅tudes li茅es 脿 un sentiment n茅gatif des initi茅s, mais de fortes cessions par des cadres sup茅rieurs peuvent tout de m锚me 锚tre interpr茅t茅es avec prudence par les investisseurs. Il convient de surveiller d'autres activit茅s des initi茅s pour confirmer la tendance.
Formular 4 zeigt, dass CEO und Co-CIO David L. Finkelstein am 08.04.2025 50.000 Stammaktien von Annaly Capital Management (NLY) verkauft hat.
- Gewichteter Durchschnittspreis: 20,79 $ (Spanne 20,57鈥�20,93 $).
- Verkauf ausgef眉hrt im Rahmen eines Rule 10b5-1-Plans, der am 16.05.2024 zu Steuer- und Nachlassplanungszwecken angenommen wurde.
- Direkter Bestand nach Verkauf: 743.430 Aktien, einschlie脽lich Dividenden盲quivalenten (DEUs). Die Transaktion verringerte seine direkte Position um etwa 6 %.
Es wurden keine Derivatgesch盲fte gemeldet. Die Meldung ist eine routinem盲脽ige Offenlegung gem盲脽 Abschnitt 16; Gewinn- oder Betriebsdaten wurden nicht angegeben.
Da der Verkauf vorgeplant war, mindert dies Bedenken hinsichtlich negativer Insiderstimmung, dennoch k枚nnen gro脽e Ver盲u脽erungen von F眉hrungskr盲ften von Investoren vorsichtig interpretiert werden. Weitere Insideraktivit盲ten sollten zur Trendbest盲tigung beobachtet werden.
- Sale executed under a pre-arranged Rule 10b5-1 plan, reducing risk of opportunistic insider trading and signaling adherence to governance best practices.
- CEO disposed of 50,000 shares (~6% of his direct holdings), which could be read as a modest negative sentiment signal despite being planned.
Insights
TL;DR: CEO sells 50k shares (~6% of stake) under 10b5-1; neutral-to-slightly negative signal, limited fundamental impact.
The sale is modest relative to Finkelstein鈥檚 remaining 743k-share position and was pre-arranged, tempering bearish interpretations. No derivatives or multiple insiders involved, keeping liquidity effects insignificant. Still, insider disposals鈥攅specially by the chief executive鈥攐ften raise sentiment questions. I classify the event as low materiality; watch for follow-up filings to gauge trend.
TL;DR: Planned disposition aligns with best-practice Rule 10b5-1 use; governance risk remains low.
The filing demonstrates compliance with SEC鈥檚 revised insider-trading safeguards: advance adoption of a 10b5-1 plan and complete price-range disclosure. The remaining equity stake maintains management-shareholder alignment. From a governance standpoint, the transaction is routine and not impactful to control or voting power.
Il modulo 4 mostra che il CEO e Co-CIO David L. Finkelstein ha venduto 50.000 azioni ordinarie di Annaly Capital Management (NLY) l'08/04/2025.
- Prezzo medio ponderato: 20,79 $ (intervallo 20,57-20,93 $).
- Vendita eseguita nell'ambito di un piano Rule 10b5-1 adottato il 16/05/2024 per scopi fiscali e di pianificazione patrimoniale.
- Detenzione diretta post-vendita: 743.430 azioni, comprensive di unit脿 equivalenti ai dividendi (DEU). L'operazione ha ridotto la sua posizione diretta di circa il 6%.
Non sono state segnalate transazioni su strumenti derivati. La comunicazione 猫 una divulgazione di routine ai sensi della Sezione 16; non sono stati inclusi dati su utili o operativit脿.
Poich茅 la vendita era pre-programmata, riduce le preoccupazioni riguardo a sentimenti negativi da parte degli insider, tuttavia grandi cessioni da parte dei vertici possono comunque essere interpretate con cautela dagli investitori. 脠 consigliabile monitorare ulteriori attivit脿 degli insider per confermare eventuali tendenze.
El formulario 4 muestra que el CEO y Co-CIO David L. Finkelstein 惫别苍诲颈贸 50,000 acciones ordinarias de Annaly Capital Management (NLY) el 08/04/2025.
- Precio promedio ponderado: $20.79 (rango $20.57-$20.93).
- Venta ejecutada bajo un plan Rule 10b5-1 adoptado el 16/05/2024 con fines fiscales y de planificaci贸n patrimonial.
- Posici贸n directa despu茅s de la venta: 743,430 acciones, que incluyen unidades equivalentes a dividendos (DEUs). La transacci贸n redujo su posici贸n directa aproximadamente un 6%.
No se reportaron transacciones con derivados. La presentaci贸n es una divulgaci贸n rutinaria bajo la Secci贸n 16; no se incluyeron datos de ganancias u operativos.
Dado que la venta fue preprogramada, disminuye las preocupaciones sobre un sentimiento adverso de los insiders, aunque grandes disposiciones por parte de altos ejecutivos a煤n pueden interpretarse con cautela por los inversores. Se recomienda monitorear m谩s actividad de insiders para confirmar tendencias.
鞏戩嫕 4鞐� 霐半ゴ氅� CEO 瓴� 瓿惦彊 CIO 雿办澊牍勲摐 L. 頃戩紙鞀ろ儉鞚�鞚� 2025雲� 8鞗� 4鞚检棎 Annaly Capital Management (NLY) 氤错喌欤� 50,000欤�毳� 觳橂秳頄堨姷雼堧嫟.
- 臧�欷戫弶攴� 臧�瓴�: $20.79 (氩旍渼 $20.57-$20.93).
- 2024雲� 5鞗� 16鞚� 毂勴儩霅� Rule 10b5-1 瓿勴殟鞐� 霐半澕 靹戈笀 氚� 鞛愳偘 瓿勴殟 氇╈爜鞙茧 鞁ろ枆霅� 毵る弰.
- 毵る弰 頉� 歆侅爲 氤挫湢 欤检嫕 靾�: 743,430欤�(氚半嫻旮� 霌标皜 雼渼(DEU) 韽暔). 鞚措矆 瓯半灅搿� 歆侅爲 氤挫湢 歆�攵勳澊 鞎� 6% 臧愳唽頄堨姷雼堧嫟.
韺岇儩靸來拡 瓯半灅電� 氤搓碃霅橃 鞎婌晿鞀惦媹雼�. 鞚� 鞝滌稖鞚� 靹轨厴 16鞚� 鞝曣赴 瓿奠嫓鞚措┌, 靾橃澋 霕愲姅 鞖挫榿 雿办澊韯半姅 韽暔霅橃 鞎婌晿鞀惦媹雼�.
毵る弰臧赌 靷爠 鞓堨暯霅� 瓴冹澊氙�搿� 雮措秬鞛� 攵�鞝曥爜 鞁Μ鞐� 雽�頃� 鞖半牑毳� 欷勳澊歆�毵�, 瓿犾渼 瓴届榿歆勳潣 雽�攴滊 觳橂秳鞚� 韴瀽鞛愲摛鞚� 鞐爠頌� 鞁犾頃橁矊 頃挫劃頃� 靾� 鞛堨姷雼堧嫟. 於旍劯 頇曥澑鞚� 鞙勴暣 於旉皜 雮措秬鞛� 頇滊彊鞚� 氇媹韯半頃橂姅 瓴冹澊 膦嬱姷雼堧嫟.
Le formulaire 4 indique que le CEO et Co-CIO David L. Finkelstein a c茅d茅 50 000 actions ordinaires d'Annaly Capital Management (NLY) le 08/04/2025.
- Prix moyen pond茅r茅 : 20,79 $ (fourchette 20,57 $ - 20,93 $).
- Vente r茅alis茅e dans le cadre d'un plan Rule 10b5-1 adopt茅 le 16/05/2024 脿 des fins fiscales et de planification successorale.
- Position directe apr猫s la vente : 743 430 actions, incluant des unit茅s 茅quivalentes aux dividendes (DEU). La transaction a r茅duit sa position directe d'environ 6 %.
Aucune transaction sur d茅riv茅s n'a 茅t茅 d茅clar茅e. Le d茅p么t est une divulgation de routine selon la Section 16 ; aucun chiffre de r茅sultats ou op茅rationnel n'a 茅t茅 inclus.
脡tant donn茅 que la vente 茅tait 辫谤茅辫谤辞驳谤补尘尘茅别, cela att茅nue les inqui茅tudes li茅es 脿 un sentiment n茅gatif des initi茅s, mais de fortes cessions par des cadres sup茅rieurs peuvent tout de m锚me 锚tre interpr茅t茅es avec prudence par les investisseurs. Il convient de surveiller d'autres activit茅s des initi茅s pour confirmer la tendance.
Formular 4 zeigt, dass CEO und Co-CIO David L. Finkelstein am 08.04.2025 50.000 Stammaktien von Annaly Capital Management (NLY) verkauft hat.
- Gewichteter Durchschnittspreis: 20,79 $ (Spanne 20,57鈥�20,93 $).
- Verkauf ausgef眉hrt im Rahmen eines Rule 10b5-1-Plans, der am 16.05.2024 zu Steuer- und Nachlassplanungszwecken angenommen wurde.
- Direkter Bestand nach Verkauf: 743.430 Aktien, einschlie脽lich Dividenden盲quivalenten (DEUs). Die Transaktion verringerte seine direkte Position um etwa 6 %.
Es wurden keine Derivatgesch盲fte gemeldet. Die Meldung ist eine routinem盲脽ige Offenlegung gem盲脽 Abschnitt 16; Gewinn- oder Betriebsdaten wurden nicht angegeben.
Da der Verkauf vorgeplant war, mindert dies Bedenken hinsichtlich negativer Insiderstimmung, dennoch k枚nnen gro脽e Ver盲u脽erungen von F眉hrungskr盲ften von Investoren vorsichtig interpretiert werden. Weitere Insideraktivit盲ten sollten zur Trendbest盲tigung beobachtet werden.
FAQ
How many Annaly Capital (NLY) shares did the CEO sell?
What price did the NLY insider receive for the shares?
Was the insider transaction under a Rule 10b5-1 plan?
How many NLY shares does the CEO own after the sale?
Does the Form 4 include any derivative transactions?
