[Form 4] Capital Southwest Corp Insider Trading Activity
This Form 4 reports that Capital Southwest Corp director David R. Brooks was issued 2,193 shares of common stock on 08/12/2025 under the Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan at a reported price of $0. The award is recorded as a non-derivative acquisition and, following the issuance, Mr. Brooks beneficially owns 40,944 shares, held directly.
The disclosure reflects director compensation delivered as restricted stock, which increases Mr. Brooks鈥� direct stake in the company and documents the grant for SEC transparency. The filing does not provide any change in total outstanding shares, percentage ownership, or other transactions beyond the restricted stock award.
Questo Modulo 4 segnala che il direttore di Capital Southwest Corp, David R. Brooks, ha ricevuto 2,193 azioni ordinarie il 08/12/2025 nell'ambito del Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan a un prezzo dichiarato di $0. L'assegnazione 猫 registrata come acquisizione non derivativa e, dopo l'emissione, il Sig. Brooks detiene beneficiariamente 40,944 azioni, possedute direttamente.
La comunicazione riflette la compensazione del direttore erogata in azioni vincolate, che aumenta la partecipazione diretta del Sig. Brooks nella societ脿 e documenta la concessione per la trasparenza verso la SEC. La dichiarazione non indica alcuna variazione nel totale delle azioni in circolazione, nella percentuale di possesso o altre operazioni oltre all'assegnazione di azioni vincolate.
Este Formulario 4 informa que el director de Capital Southwest Corp, David R. Brooks, recibi贸 2,193 acciones ordinarias el 08/12/2025 bajo el Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan a un precio declarado de $0. La adjudicaci贸n se registra como una adquisici贸n no derivativa y, tras la emisi贸n, el Sr. Brooks posee beneficiariamente 40,944 acciones, en propiedad directa.
La divulgaci贸n refleja la compensaci贸n del director entregada en acciones restringidas, lo que incrementa la participaci贸n directa del Sr. Brooks en la compa帽铆a y documenta la concesi贸n para la transparencia ante la SEC. La presentaci贸n no indica ning煤n cambio en el total de acciones en circulaci贸n, en el porcentaje de participaci贸n ni otras transacciones aparte de la adjudicaci贸n de acciones restringidas.
鞚� 鞏戩嫕 4電� Capital Southwest Corp 鞚挫偓鞚� David R. Brooks臧赌 08/12/2025鞐� Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan鞐� 霐半澕 氤错喌欤� 2,193欤茧ゼ 鞁犼碃霅� 臧赌瓴� $0搿� 攵�鞐皼鞎橃潓鞚� 氤搓碃頃╇媹雼�. 鞚� 靾橃棳電� 牍勴寣靸� 旆摑鞙茧 旮半霅橂┌, 氚滍枆 頉� Brooks 鞌姅 鞁れ鞝侅溂搿� 40,944欤茧ゼ 歆侅为 氤挫湢頃橁碃 鞛堨姷雼堧嫟.
瓿奠嫓電� 鞚挫偓 氤挫垬毳� 鞝滍暅欤检嫕鞙茧 歆�旮夗暅 雮挫毄鞚� 氚橃榿頃橂┌, 鞚措姅 Brooks 鞌潣 須岇偓鞐� 雽�頃� 歆侅为 歆�攵勳潉 歃濌岸撵嫓韨り碃 SEC 韴獏靹膘潉 鞙勴暣 靾橃棳 靷嫟鞚� 氍胳劀頇旐暕雼堧嫟. 鞝滌稖 靹滊鞐愲姅 鞙犿喌 欤检嫕 齑濎垬, 靻岇湢 牍勳湪 霕愲姅 鞝滍暅欤� 靾橃棳 鞕� 雼るジ 瓯半灅鞐� 雽�頃� 氤�瓴� 靷暛鞚� 韽暔霅橃柎 鞛堨 鞎婌姷雼堧嫟.
Ce formulaire 4 indique que l'administrateur de Capital Southwest Corp, David R. Brooks, s'est vu attribuer 2,193 actions ordinaires le 08/12/2025 dans le cadre du Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan 脿 un prix d茅clar茅 de $0. L'attribution est enregistr茅e comme une acquisition non d茅rivative et, apr猫s l'茅mission, M. Brooks d茅tient 脿 titre b茅n茅ficiaire 40,944 actions, d茅tenues directement.
La divulgation refl猫te la r茅mun茅ration de l'administrateur vers茅e sous forme d'actions restreintes, ce qui augmente la participation directe de M. Brooks dans la soci茅t茅 et documente l'attribution pour assurer la transparence envers la SEC. Le d茅p么t ne signale aucun changement du nombre total d'actions en circulation, du pourcentage de d茅tention ni d'autres op茅rations en dehors de l'attribution d'actions restreintes.
Dieses Formular 4 meldet, dass der Direktor von Capital Southwest Corp, David R. Brooks, am 08/12/2025 2,193 Stammaktien im Rahmen des Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan zu einem angegebenen Preis von $0 erhalten hat. Die Zuteilung ist als nicht-derivativer Erwerb verbucht und nach der Ausgabe besitzt Herr Brooks wirtschaftlich 40,944 Aktien, gehalten direkt.
Die Offenlegung betrifft die an den Direktor gezahlte Verg眉tung in Form von Restricted Stock, die den direkten Anteil von Herrn Brooks am Unternehmen erh枚ht und die Zuteilung zur Transparenz gegen眉ber der SEC dokumentiert. Die Einreichung verzeichnet keine 脛nderung der insgesamt ausstehenden Aktien, der prozentualen Beteiligung oder anderer Transaktionen 眉ber die Restricted-Stock-Zuteilung hinaus.
- Director alignment: 2,193 restricted shares granted aligns the reporting director's interests with shareholders
- Transparent reporting: Form 4 discloses the grant amount and resulting direct beneficial ownership of 40,944 shares
- None.
Insights
TL;DR: Director awarded 2,193 restricted shares, raising direct holdings to 40,944; compensation grant is alignment-focused with limited market impact.
The Form 4 shows a routine non-derivative issuance of restricted shares to a director as part of the company鈥檚 non-employee director compensation program. The reported $0 price indicates these were granted rather than purchased. For investors, this is primarily a governance/compensation event: it modestly increases the director鈥檚 direct ownership but does not on its face change capital structure or signal a market transaction.
TL;DR: Grant to align director incentives; disclosure meets Section 16 reporting for insider compensation but is not a material corporate event.
The filing documents issuance under the company鈥檚 2021 Non-Employee Director Restricted Stock Award Plan, which is a standard mechanism to align outside directors with shareholders. The entry records the grant amount and resulting direct ownership of 40,944 shares. The disclosure is transparent about the award but does not include vesting terms or changes to total share count, limiting assessment of longer-term governance impact.
Questo Modulo 4 segnala che il direttore di Capital Southwest Corp, David R. Brooks, ha ricevuto 2,193 azioni ordinarie il 08/12/2025 nell'ambito del Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan a un prezzo dichiarato di $0. L'assegnazione 猫 registrata come acquisizione non derivativa e, dopo l'emissione, il Sig. Brooks detiene beneficiariamente 40,944 azioni, possedute direttamente.
La comunicazione riflette la compensazione del direttore erogata in azioni vincolate, che aumenta la partecipazione diretta del Sig. Brooks nella societ脿 e documenta la concessione per la trasparenza verso la SEC. La dichiarazione non indica alcuna variazione nel totale delle azioni in circolazione, nella percentuale di possesso o altre operazioni oltre all'assegnazione di azioni vincolate.
Este Formulario 4 informa que el director de Capital Southwest Corp, David R. Brooks, recibi贸 2,193 acciones ordinarias el 08/12/2025 bajo el Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan a un precio declarado de $0. La adjudicaci贸n se registra como una adquisici贸n no derivativa y, tras la emisi贸n, el Sr. Brooks posee beneficiariamente 40,944 acciones, en propiedad directa.
La divulgaci贸n refleja la compensaci贸n del director entregada en acciones restringidas, lo que incrementa la participaci贸n directa del Sr. Brooks en la compa帽铆a y documenta la concesi贸n para la transparencia ante la SEC. La presentaci贸n no indica ning煤n cambio en el total de acciones en circulaci贸n, en el porcentaje de participaci贸n ni otras transacciones aparte de la adjudicaci贸n de acciones restringidas.
鞚� 鞏戩嫕 4電� Capital Southwest Corp 鞚挫偓鞚� David R. Brooks臧赌 08/12/2025鞐� Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan鞐� 霐半澕 氤错喌欤� 2,193欤茧ゼ 鞁犼碃霅� 臧赌瓴� $0搿� 攵�鞐皼鞎橃潓鞚� 氤搓碃頃╇媹雼�. 鞚� 靾橃棳電� 牍勴寣靸� 旆摑鞙茧 旮半霅橂┌, 氚滍枆 頉� Brooks 鞌姅 鞁れ鞝侅溂搿� 40,944欤茧ゼ 歆侅为 氤挫湢頃橁碃 鞛堨姷雼堧嫟.
瓿奠嫓電� 鞚挫偓 氤挫垬毳� 鞝滍暅欤检嫕鞙茧 歆�旮夗暅 雮挫毄鞚� 氚橃榿頃橂┌, 鞚措姅 Brooks 鞌潣 須岇偓鞐� 雽�頃� 歆侅为 歆�攵勳潉 歃濌岸撵嫓韨り碃 SEC 韴獏靹膘潉 鞙勴暣 靾橃棳 靷嫟鞚� 氍胳劀頇旐暕雼堧嫟. 鞝滌稖 靹滊鞐愲姅 鞙犿喌 欤检嫕 齑濎垬, 靻岇湢 牍勳湪 霕愲姅 鞝滍暅欤� 靾橃棳 鞕� 雼るジ 瓯半灅鞐� 雽�頃� 氤�瓴� 靷暛鞚� 韽暔霅橃柎 鞛堨 鞎婌姷雼堧嫟.
Ce formulaire 4 indique que l'administrateur de Capital Southwest Corp, David R. Brooks, s'est vu attribuer 2,193 actions ordinaires le 08/12/2025 dans le cadre du Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan 脿 un prix d茅clar茅 de $0. L'attribution est enregistr茅e comme une acquisition non d茅rivative et, apr猫s l'茅mission, M. Brooks d茅tient 脿 titre b茅n茅ficiaire 40,944 actions, d茅tenues directement.
La divulgation refl猫te la r茅mun茅ration de l'administrateur vers茅e sous forme d'actions restreintes, ce qui augmente la participation directe de M. Brooks dans la soci茅t茅 et documente l'attribution pour assurer la transparence envers la SEC. Le d茅p么t ne signale aucun changement du nombre total d'actions en circulation, du pourcentage de d茅tention ni d'autres op茅rations en dehors de l'attribution d'actions restreintes.
Dieses Formular 4 meldet, dass der Direktor von Capital Southwest Corp, David R. Brooks, am 08/12/2025 2,193 Stammaktien im Rahmen des Capital Southwest 2021 Non-Employee Director Restricted Stock Award Plan zu einem angegebenen Preis von $0 erhalten hat. Die Zuteilung ist als nicht-derivativer Erwerb verbucht und nach der Ausgabe besitzt Herr Brooks wirtschaftlich 40,944 Aktien, gehalten direkt.
Die Offenlegung betrifft die an den Direktor gezahlte Verg眉tung in Form von Restricted Stock, die den direkten Anteil von Herrn Brooks am Unternehmen erh枚ht und die Zuteilung zur Transparenz gegen眉ber der SEC dokumentiert. Die Einreichung verzeichnet keine 脛nderung der insgesamt ausstehenden Aktien, der prozentualen Beteiligung oder anderer Transaktionen 眉ber die Restricted-Stock-Zuteilung hinaus.
FAQ
What transaction did David R. Brooks report on Form 4 for CSWC?
How many CSWC shares does David R. Brooks own after the reported transaction?
At what price were the CSWC shares issued to the director?
Under which plan were the CSWC shares issued to David Brooks?
Does the Form 4 disclose vesting terms or percentage ownership of CSWC?
