[Form 4] 5E Advanced Materials, Inc. Insider Trading Activity

Filing Impact

(Low)

Filing Sentiment

(Negative)

Form Type

07/01/2025 - 04:53 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

vant Hoff Graham

(Last)

(First)

(Middle)

9329 MARIPOSA ROAD

STE 210

(Street)

HESPERIA

92344

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
5E Advanced Materials, Inc. [ FEAM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	07/01/2025		M		1,850⁽¹⁾	A	⁽²⁾	4,449⁽¹⁾	D
Common Stock	07/01/2025		F		685⁽¹⁾	D	$3.55	3,764⁽¹⁾	D
Common Stock	07/01/2025		M		2,920⁽¹⁾	A	⁽²⁾	6,684⁽¹⁾	D
Common Stock	07/01/2025		F		1,081⁽¹⁾	D	$3.55	5,603⁽¹⁾	D
Common Stock	07/01/2025		M		4,770	A	⁽²⁾	10,373	D
Common Stock	07/01/2025		F		1,765	D	$3.55	8,608	D
Common Stock	07/01/2025		M		7,384	A	⁽²⁾	15,992	D
Common Stock	07/01/2025		F		2,733	D	$3.55	13,259	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Unit	⁽²⁾	06/30/2025		A		7,384		⁽³⁾	⁽³⁾	Common Stock	7,384	$0.00	7,384	D
Restricted Stock Unit	⁽²⁾	07/01/2025		M			1,850⁽¹⁾	⁽⁴⁾	⁽⁴⁾	Common Stock	1,850⁽¹⁾	$0.00	0.00	D
Restricted Stock Unit	⁽²⁾	07/01/2025		M			2,920⁽¹⁾	⁽⁵⁾	⁽⁵⁾	Common Stock	2,920⁽¹⁾	$0.00	0.00	D
Restricted Stock Unit	⁽²⁾	07/01/2025		M			4,770	⁽⁶⁾	⁽⁶⁾	Common Stock	4,770	$0.00	0.00	D
Restricted Stock Unit	⁽²⁾	07/01/2025		M			7,384	⁽³⁾	⁽³⁾	Common Stock	7,384	$0.00	0.00	D

Explanation of Responses:

1. The number of securities reported herein have been adjusted to reflect a 1-for-23 reverse stock split effected by the Issuer on February 14, 2025.

2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.

3. RSUs granted on June 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.

4. RSUs granted on September 30, 2024 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.

5. RSUs granted on January 21, 2025 pursuant to the Issuer's 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.

6. RSUs granted on March 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2025.

Remarks:

	/s/ Paul Weibel, as Attorney-in-Fact for Graham van't Hoff	07/01/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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