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[Form 3] FTC Solar, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

On 08/05/2025, Antonio R. Alvarez submitted an SEC Form 3 disclosing his initial beneficial ownership in FTC Solar, Inc. (FTCI). The filing lists Alvarez as a Director and shows he owns 25,000 shares of common stock, held directly; no indirect or derivative positions were reported.

  • Form type: Initial Statement of Beneficial Ownership (Section 16).
  • Reporting person: Antonio R. Alvarez.
  • Relationship to issuer: Director; single filer.
  • Ownership structure: Direct (D); 25,000 shares.
  • Signature: Attorney-in-fact on 08/07/2025.

This routine filing establishes baseline insider ownership and contains no indication of recent transactions or derivative exposure.

Il 08/05/2025, Antonio R. Alvarez ha presentato un Modulo 3 alla SEC, comunicando la sua iniziale titolarit脿 beneficiaria in FTC Solar, Inc. (FTCI). La dichiarazione indica Alvarez come Direttore e mostra che possiede 25.000 azioni ordinarie, detenute direttamente; non sono state segnalate posizioni indirette o derivate.

  • Tipo di modulo: Dichiarazione iniziale di titolarit脿 beneficiaria (Sezione 16).
  • Persona che effettua la segnalazione: Antonio R. Alvarez.
  • Rapporto con l'emittente: Direttore; unico segnalante.
  • Struttura della propriet脿: Diretta (D); 25.000 azioni.
  • Firma: Procuratore speciale in data 08/07/2025.

Questa comunicazione ordinaria stabilisce il livello base di propriet脿 interna e non indica transazioni recenti o esposizioni derivate.

El 08/05/2025, Antonio R. Alvarez present贸 un Formulario 3 ante la SEC, revelando su propiedad beneficiaria inicial en FTC Solar, Inc. (FTCI). La presentaci贸n lista a Alvarez como Director y muestra que posee 25,000 acciones ordinarias, mantenidas directamente; no se reportaron posiciones indirectas ni derivadas.

  • Tipo de formulario: Declaraci贸n inicial de propiedad beneficiaria (Secci贸n 16).
  • Persona que reporta: Antonio R. Alvarez.
  • Relaci贸n con el emisor: Director; 煤nico declarante.
  • Estructura de propiedad: Directa (D); 25,000 acciones.
  • Firma: Apoderado el 08/07/2025.

Esta presentaci贸n rutinaria establece la propiedad interna base y no indica transacciones recientes ni exposici贸n a derivados.

2025雲� 8鞗� 5鞚�, Antonio R. Alvarez臧� SEC鞐� 鞏戩嫕 3鞚� 鞝滌稖頃橃棳 FTC Solar, Inc. (FTCI)鞐� 雽�頃� 齑堦赴 鞁れ 靻岇湢甓岇潉 瓿店皽頄堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 Alvarez臧� 鞚挫偓搿� 旮办灛霅橃柎 鞛堨溂氅�, 25,000欤� 氤错喌欤�毳� 歆侅爲 氤挫湢頃橁碃 鞛堨潓鞚� 雮橅儉雰呺媹雼�; 臧勳爲 霕愲姅 韺岇儩靸來拡 甏�霠� 韽靺橃潃 氤搓碃霅橃 鞎婌晿鞀惦媹雼�.

  • 鞏戩嫕 膦呺: 鞁れ 靻岇湢甓� 齑堦赴 鞁犼碃靹� (靹轨厴 16).
  • 鞁犼碃鞛�: Antonio R. Alvarez.
  • 氚滍枆須岇偓鞕�鞚� 甏�瓿�: 鞚挫偓; 雼弲 鞁犼碃鞛�.
  • 靻岇湢 甑“: 歆侅爲 氤挫湢(D); 25,000欤�.
  • 靹滊獏: 2025雲� 8鞗� 7鞚� 雽�毽澑 靹滊獏.

鞚� 鞝曣赴 鞝滌稖鞚� 雮措秬鞛� 靻岇湢鞚� 旮办靹犾潉 靹れ爼頃橂┌, 斓滉芳 瓯半灅雮� 韺岇儩靸來拡 雲胳稖鞐� 雽�頃� 鞏戈笁鞚� 鞐嗢姷雼堧嫟.

Le 08/05/2025, Antonio R. Alvarez a soumis un Formulaire 3 脿 la SEC, divulguant sa propri茅t茅 b茅n茅ficiaire initiale dans FTC Solar, Inc. (FTCI). Le d茅p么t indique Alvarez en tant que Directeur et montre qu'il d茅tient 25 000 actions ordinaires, d茅tenues directement ; aucune position indirecte ou d茅riv茅e n'a 茅t茅 signal茅e.

  • Type de formulaire : D茅claration initiale de propri茅t茅 b茅n茅ficiaire (Section 16).
  • Personne d茅clarante : Antonio R. Alvarez.
  • Relation avec l鈥櫭﹎etteur : Directeur ; d茅clarant unique.
  • Structure de propri茅t茅 : Directe (D) ; 25 000 actions.
  • Signature : Mandataire le 07/08/2025.

Cette d茅claration de routine 茅tablit la base de la propri茅t茅 des initi茅s et ne contient aucune indication de transactions r茅centes ou d鈥檈xposition aux produits d茅riv茅s.

Am 08.05.2025 reichte Antonio R. Alvarez bei der SEC ein Formular 3 ein, in dem er seinen anf盲nglichen wirtschaftlichen Eigentumsanteil an FTC Solar, Inc. (FTCI) offenlegte. Die Meldung f眉hrt Alvarez als Direktor auf und zeigt, dass er 25.000 Stammaktien direkt besitzt; keine indirekten oder derivativen Positionen wurden gemeldet.

  • Formulartyp: Erstmeldung des wirtschaftlichen Eigentums (Abschnitt 16).
  • Meldende Person: Antonio R. Alvarez.
  • Beziehung zum Emittenten: Direktor; alleiniger Melder.
  • Eigentumsstruktur: Direkt (D); 25.000 Aktien.
  • Unterschrift: Bevollm盲chtigter am 07.08.2025.

Diese routinem盲脽ige Meldung legt die Basis f眉r das Insider-Eigentum fest und enth盲lt keine Hinweise auf k眉rzliche Transaktionen oder derivative Positionen.

Positive
  • Director ownership of 25,000 shares provides basic alignment with shareholder interests
Negative
  • None.

Insights

TL;DR 鈥� Routine insider Form 3; 25k shares disclosed; neutral impact.

The Form 3 merely records Antonio R. Alvarez鈥檚 starting stake as he joins FTC Solar鈥檚 board. The stake, while aligning the director鈥檚 interests with shareholders, represents a modest position relative to the company鈥檚 ~100 million shares outstanding, so market impact should be negligible. No derivative instruments or indirect holdings suggest limited short-term incentive complexity. Overall, the filing is informational, signalling governance continuity rather than a transactional catalyst.

Il 08/05/2025, Antonio R. Alvarez ha presentato un Modulo 3 alla SEC, comunicando la sua iniziale titolarit脿 beneficiaria in FTC Solar, Inc. (FTCI). La dichiarazione indica Alvarez come Direttore e mostra che possiede 25.000 azioni ordinarie, detenute direttamente; non sono state segnalate posizioni indirette o derivate.

  • Tipo di modulo: Dichiarazione iniziale di titolarit脿 beneficiaria (Sezione 16).
  • Persona che effettua la segnalazione: Antonio R. Alvarez.
  • Rapporto con l'emittente: Direttore; unico segnalante.
  • Struttura della propriet脿: Diretta (D); 25.000 azioni.
  • Firma: Procuratore speciale in data 08/07/2025.

Questa comunicazione ordinaria stabilisce il livello base di propriet脿 interna e non indica transazioni recenti o esposizioni derivate.

El 08/05/2025, Antonio R. Alvarez present贸 un Formulario 3 ante la SEC, revelando su propiedad beneficiaria inicial en FTC Solar, Inc. (FTCI). La presentaci贸n lista a Alvarez como Director y muestra que posee 25,000 acciones ordinarias, mantenidas directamente; no se reportaron posiciones indirectas ni derivadas.

  • Tipo de formulario: Declaraci贸n inicial de propiedad beneficiaria (Secci贸n 16).
  • Persona que reporta: Antonio R. Alvarez.
  • Relaci贸n con el emisor: Director; 煤nico declarante.
  • Estructura de propiedad: Directa (D); 25,000 acciones.
  • Firma: Apoderado el 08/07/2025.

Esta presentaci贸n rutinaria establece la propiedad interna base y no indica transacciones recientes ni exposici贸n a derivados.

2025雲� 8鞗� 5鞚�, Antonio R. Alvarez臧� SEC鞐� 鞏戩嫕 3鞚� 鞝滌稖頃橃棳 FTC Solar, Inc. (FTCI)鞐� 雽�頃� 齑堦赴 鞁れ 靻岇湢甓岇潉 瓿店皽頄堨姷雼堧嫟. 鞝滌稖靹滊鞐愲姅 Alvarez臧� 鞚挫偓搿� 旮办灛霅橃柎 鞛堨溂氅�, 25,000欤� 氤错喌欤�毳� 歆侅爲 氤挫湢頃橁碃 鞛堨潓鞚� 雮橅儉雰呺媹雼�; 臧勳爲 霕愲姅 韺岇儩靸來拡 甏�霠� 韽靺橃潃 氤搓碃霅橃 鞎婌晿鞀惦媹雼�.

  • 鞏戩嫕 膦呺: 鞁れ 靻岇湢甓� 齑堦赴 鞁犼碃靹� (靹轨厴 16).
  • 鞁犼碃鞛�: Antonio R. Alvarez.
  • 氚滍枆須岇偓鞕�鞚� 甏�瓿�: 鞚挫偓; 雼弲 鞁犼碃鞛�.
  • 靻岇湢 甑“: 歆侅爲 氤挫湢(D); 25,000欤�.
  • 靹滊獏: 2025雲� 8鞗� 7鞚� 雽�毽澑 靹滊獏.

鞚� 鞝曣赴 鞝滌稖鞚� 雮措秬鞛� 靻岇湢鞚� 旮办靹犾潉 靹れ爼頃橂┌, 斓滉芳 瓯半灅雮� 韺岇儩靸來拡 雲胳稖鞐� 雽�頃� 鞏戈笁鞚� 鞐嗢姷雼堧嫟.

Le 08/05/2025, Antonio R. Alvarez a soumis un Formulaire 3 脿 la SEC, divulguant sa propri茅t茅 b茅n茅ficiaire initiale dans FTC Solar, Inc. (FTCI). Le d茅p么t indique Alvarez en tant que Directeur et montre qu'il d茅tient 25 000 actions ordinaires, d茅tenues directement ; aucune position indirecte ou d茅riv茅e n'a 茅t茅 signal茅e.

  • Type de formulaire : D茅claration initiale de propri茅t茅 b茅n茅ficiaire (Section 16).
  • Personne d茅clarante : Antonio R. Alvarez.
  • Relation avec l鈥櫭﹎etteur : Directeur ; d茅clarant unique.
  • Structure de propri茅t茅 : Directe (D) ; 25 000 actions.
  • Signature : Mandataire le 07/08/2025.

Cette d茅claration de routine 茅tablit la base de la propri茅t茅 des initi茅s et ne contient aucune indication de transactions r茅centes ou d鈥檈xposition aux produits d茅riv茅s.

Am 08.05.2025 reichte Antonio R. Alvarez bei der SEC ein Formular 3 ein, in dem er seinen anf盲nglichen wirtschaftlichen Eigentumsanteil an FTC Solar, Inc. (FTCI) offenlegte. Die Meldung f眉hrt Alvarez als Direktor auf und zeigt, dass er 25.000 Stammaktien direkt besitzt; keine indirekten oder derivativen Positionen wurden gemeldet.

  • Formulartyp: Erstmeldung des wirtschaftlichen Eigentums (Abschnitt 16).
  • Meldende Person: Antonio R. Alvarez.
  • Beziehung zum Emittenten: Direktor; alleiniger Melder.
  • Eigentumsstruktur: Direkt (D); 25.000 Aktien.
  • Unterschrift: Bevollm盲chtigter am 07.08.2025.

Diese routinem盲脽ige Meldung legt die Basis f眉r das Insider-Eigentum fest und enth盲lt keine Hinweise auf k眉rzliche Transaktionen oder derivative Positionen.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
ALVAREZ ANTONIO R
(Last) (First) (Middle)
C/O FTC SOLAR, INC.
9020 N. CAPITAL OF TX HWY, STE. 260
(Street)
AUSTIN TX 78759
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2025 		3. Issuer Name and Ticker or Trading Symbol
FTC Solar, Inc. [ FTCI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 25,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
/s/ Cathy Behnen, as Attorney-in-Fact 08/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source:

FAQ

What did FTC Solar (FTCI) disclose in this Form 3?

Director Antonio R. Alvarez reported owning 25,000 FTCI common shares directly.

When was the ownership event requiring the filing?

The reportable event date is 08/05/2025.

Does Antonio R. Alvarez hold any derivative securities in FTCI?

No; the Form 3 shows no derivative positions.

What is Antonio R. Alvarez鈥檚 role at FTC Solar?

He is listed as a Director of FTC Solar, Inc.

Who signed the Form 3 on behalf of the reporting person?

The filing was signed by Cathy Behnen, Attorney-in-Fact, on 08/07/2025.
Stock FTCI logo
Ftc Solar, Inc.

NASDAQ:FTCI

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Solar
Semiconductors & Related Devices
United States
AUSTIN