[SCHEDULE 13D/A] Great Elm Capital. Corp. SEC Filing
Great Elm Group, Inc. amended its Schedule 13D to report current beneficial ownership in Great Elm Capital Corp. (GECC) common stock. The filing states 1,438,079 shares are beneficially owned by the Reporting Person, representing approximately 11.1% of 12,977,634 shares outstanding. The outstanding share count reflects 11,568,378 shares reported in the issuer's June 30, 2025 quarterly report, 119,256 shares issued under an ATM facility since that filing, and 1,290,000 shares issued to Poor Richard LLC on August 27, 2025. The Reporting Person notes its directors and executive officers collectively hold 2,580,254 shares, or about 19.9%, of the outstanding common stock.
Great Elm Group, Inc. ha aggiornato il proprio Schedule 13D per comunicare la detenzione attuale di azioni ordinarie di Great Elm Capital Corp. (GECC). Nel deposito si indica che la Reporting Person possiede beneficiariamente 1.438.079 azioni, pari a circa 11,1% su 12.977.634 azioni in circolazione. Il conteggio delle azioni riflette le 11.568.378 azioni riportate nel rapporto trimestrale dell'emittente al 30 giugno 2025, 119.256 azioni emesse tramite un'facility ATM dopo tale report e 1.290.000 azioni assegnate a Poor Richard LLC il 27 agosto 2025. La Reporting Person precisa che i suoi amministratori e dirigenti detengono complessivamente 2.580.254 azioni, corrispondenti a circa 19,9% del capitale ordinario in circolazione.
Great Elm Group, Inc. enmend贸 su Schedule 13D para informar la propiedad beneficiaria actual de acciones ordinarias de Great Elm Capital Corp. (GECC). La presentaci贸n indica que la Persona Informante posee beneficiariamente 1.438.079 acciones, lo que representa aproximadamente el 11,1% de 12.977.634 acciones en circulaci贸n. El n煤mero de acciones en circulaci贸n refleja las 11.568.378 acciones reportadas en el informe trimestral del emisor al 30 de junio de 2025, 119.256 acciones emitidas bajo una facilidad ATM desde esa presentaci贸n y 1.290.000 acciones emitidas a Poor Richard LLC el 27 de agosto de 2025. La Persona Informante se帽ala que sus directores y altos ejecutivos poseen colectivamente 2.580.254 acciones, o aproximadamente el 19,9% de las acciones ordinarias en circulaci贸n.
Great Elm Group, Inc.電� Great Elm Capital Corp.(GECC)鞚� 氤错喌欤检棎 雽�頃� 順勳灛 鞁れ 氤挫湢毳� 氤搓碃頃橁赴 鞙勴暣 Schedule 13D毳� 靾橃爼頄堨姷雼堧嫟. 鞝滌稖靹滌棎電� 氤搓碃鞚胳澊 鞁れ鞝侅溂搿� 1,438,079欤茧ゼ 氤挫湢頃橁碃 鞛堨溂氅� 鞚措姅 齑� 12,977,634欤� 欷� 鞎� 11.1%鞐� 頃措嫻頃滊嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 鞙犿喌 欤检嫕 靾橃棎電� 氚滍枆靷潣 2025雲� 6鞗� 30鞚� 攵勱赴 氤搓碃靹滌棎 旮办灛霅� 11,568,378欤�, 頃措嫻 氤搓碃 鞚错泟 ATM 靹る箘毳� 韱淀暣 氚滍枆霅� 119,256欤�, 攴鸽Μ瓿� 2025雲� 8鞗� 27鞚� Poor Richard LLC鞐� 氚滍枆霅� 1,290,000欤缄皜 氚橃榿霅橃柎 鞛堨姷雼堧嫟. 氤搓碃鞚胳潃 鞚挫偓 氚� 鞛勳洂霌れ澊 頃╈硱靹� 2,580,254欤�, 歃� 鞎� 19.9%鞚� 氤错喌欤茧ゼ 氤挫湢頃橁碃 鞛堧嫟瓿� 氚濏様鞀惦媹雼�.
Great Elm Group, Inc. a modifi茅 son Schedule 13D pour d茅clarer la d茅tention b茅n茅ficiaire actuelle d'actions ordinaires de Great Elm Capital Corp. (GECC). Le d茅p么t indique que la personne d茅clarante d茅tient b茅n茅ficiairement 1 438 079 actions, soit environ 11,1% des 12 977 634 actions en circulation. Le nombre d'actions en circulation tient compte des 11 568 378 actions d茅clar茅es dans le rapport trimestriel de l'茅metteur au 30 juin 2025, de 119 256 actions 茅mises via une facilit茅 ATM depuis ce rapport et de 1 290 000 actions attribu茅es 脿 Poor Richard LLC le 27 ao没t 2025. La personne d茅clarante pr茅cise que ses administrateurs et dirigeants d茅tiennent ensemble 2 580 254 actions, soit environ 19,9% du capital ordinaire en circulation.
Great Elm Group, Inc. hat sein Schedule 13D ge盲ndert, um den aktuellen wirtschaftlichen Besitz von Stammaktien der Great Elm Capital Corp. (GECC) zu melden. Die Einreichung weist aus, dass die meldende Person wirtschaftlich 1.438.079 Aktien besitzt, was etwa 11,1% von 12.977.634 ausgegebenen Aktien entspricht. Die Zahl der ausstehenden Aktien umfasst die 11.568.378 Aktien, die im Quartalsbericht des Emittenten zum 30. Juni 2025 angegeben sind, 119.256 Aktien, die seitdem 眉ber eine ATM-Fazilit盲t ausgegeben wurden, und 1.290.000 Aktien, die am 27. August 2025 an Poor Richard LLC ausgegeben wurden. Die meldende Person weist darauf hin, dass ihre Direktoren und F眉hrungskr盲fte zusammen 2.580.254 Aktien halten, also etwa 19,9% des ausstehenden Stammkapitals.
- Updated, specific ownership disclosure showing 1,438,079 shares and an explicit 11.1% ownership figure
- Transparent accounting for share count changes, listing 119,256 ATM shares and 1,290,000 shares issued to Poor Richard LLC
- Aggregate insider holdings disclosed: directors and executive officers hold 2,580,254 shares (approximately 19.9%)
- Increase in shares outstanding (to 12,977,634) due to ATM issuances and a direct issuance, which affected ownership percentages
- Issuance to Poor Richard LLC of 1,290,000 shares is material but the filing does not provide context for that issuance
Insights
TL;DR: Reporting Person holds 11.1% of GECC; recent issuances raise total shares to 12.98M, affecting ownership percentages.
The amendment provides a clear, numeric update to beneficial ownership: 1,438,079 shares (11.1%) held by Great Elm Group, Inc., based on 12,977,634 shares outstanding. Key changes driving the updated denominator are 119,256 ATM shares and 1,290,000 shares issued to Poor Richard LLC on August 27, 2025. For investors, the filing documents current concentration of ownership and the mechanics that altered the share count; it does not disclose transactions by the Reporting Person beyond the aggregated holdings.
TL;DR: Amendment clarifies ownership structure and related-party issuance without disclosing governance actions or agreements.
The statement quantifies both the Reporting Person's stake (11.1%) and the aggregate holdings of its directors and officers (19.9%). It cites specific share issuances under an ATM program and a direct issuance to Poor Richard LLC that changed the outstanding share base. The filing is procedural and factual; it does not indicate any change in control, board composition, or contractual governance arrangements.
Great Elm Group, Inc. ha aggiornato il proprio Schedule 13D per comunicare la detenzione attuale di azioni ordinarie di Great Elm Capital Corp. (GECC). Nel deposito si indica che la Reporting Person possiede beneficiariamente 1.438.079 azioni, pari a circa 11,1% su 12.977.634 azioni in circolazione. Il conteggio delle azioni riflette le 11.568.378 azioni riportate nel rapporto trimestrale dell'emittente al 30 giugno 2025, 119.256 azioni emesse tramite un'facility ATM dopo tale report e 1.290.000 azioni assegnate a Poor Richard LLC il 27 agosto 2025. La Reporting Person precisa che i suoi amministratori e dirigenti detengono complessivamente 2.580.254 azioni, corrispondenti a circa 19,9% del capitale ordinario in circolazione.
Great Elm Group, Inc. enmend贸 su Schedule 13D para informar la propiedad beneficiaria actual de acciones ordinarias de Great Elm Capital Corp. (GECC). La presentaci贸n indica que la Persona Informante posee beneficiariamente 1.438.079 acciones, lo que representa aproximadamente el 11,1% de 12.977.634 acciones en circulaci贸n. El n煤mero de acciones en circulaci贸n refleja las 11.568.378 acciones reportadas en el informe trimestral del emisor al 30 de junio de 2025, 119.256 acciones emitidas bajo una facilidad ATM desde esa presentaci贸n y 1.290.000 acciones emitidas a Poor Richard LLC el 27 de agosto de 2025. La Persona Informante se帽ala que sus directores y altos ejecutivos poseen colectivamente 2.580.254 acciones, o aproximadamente el 19,9% de las acciones ordinarias en circulaci贸n.
Great Elm Group, Inc.電� Great Elm Capital Corp.(GECC)鞚� 氤错喌欤检棎 雽�頃� 順勳灛 鞁れ 氤挫湢毳� 氤搓碃頃橁赴 鞙勴暣 Schedule 13D毳� 靾橃爼頄堨姷雼堧嫟. 鞝滌稖靹滌棎電� 氤搓碃鞚胳澊 鞁れ鞝侅溂搿� 1,438,079欤茧ゼ 氤挫湢頃橁碃 鞛堨溂氅� 鞚措姅 齑� 12,977,634欤� 欷� 鞎� 11.1%鞐� 頃措嫻頃滊嫟瓿� 氇呾嫓霅橃柎 鞛堨姷雼堧嫟. 鞙犿喌 欤检嫕 靾橃棎電� 氚滍枆靷潣 2025雲� 6鞗� 30鞚� 攵勱赴 氤搓碃靹滌棎 旮办灛霅� 11,568,378欤�, 頃措嫻 氤搓碃 鞚错泟 ATM 靹る箘毳� 韱淀暣 氚滍枆霅� 119,256欤�, 攴鸽Μ瓿� 2025雲� 8鞗� 27鞚� Poor Richard LLC鞐� 氚滍枆霅� 1,290,000欤缄皜 氚橃榿霅橃柎 鞛堨姷雼堧嫟. 氤搓碃鞚胳潃 鞚挫偓 氚� 鞛勳洂霌れ澊 頃╈硱靹� 2,580,254欤�, 歃� 鞎� 19.9%鞚� 氤错喌欤茧ゼ 氤挫湢頃橁碃 鞛堧嫟瓿� 氚濏様鞀惦媹雼�.
Great Elm Group, Inc. a modifi茅 son Schedule 13D pour d茅clarer la d茅tention b茅n茅ficiaire actuelle d'actions ordinaires de Great Elm Capital Corp. (GECC). Le d茅p么t indique que la personne d茅clarante d茅tient b茅n茅ficiairement 1 438 079 actions, soit environ 11,1% des 12 977 634 actions en circulation. Le nombre d'actions en circulation tient compte des 11 568 378 actions d茅clar茅es dans le rapport trimestriel de l'茅metteur au 30 juin 2025, de 119 256 actions 茅mises via une facilit茅 ATM depuis ce rapport et de 1 290 000 actions attribu茅es 脿 Poor Richard LLC le 27 ao没t 2025. La personne d茅clarante pr茅cise que ses administrateurs et dirigeants d茅tiennent ensemble 2 580 254 actions, soit environ 19,9% du capital ordinaire en circulation.
Great Elm Group, Inc. hat sein Schedule 13D ge盲ndert, um den aktuellen wirtschaftlichen Besitz von Stammaktien der Great Elm Capital Corp. (GECC) zu melden. Die Einreichung weist aus, dass die meldende Person wirtschaftlich 1.438.079 Aktien besitzt, was etwa 11,1% von 12.977.634 ausgegebenen Aktien entspricht. Die Zahl der ausstehenden Aktien umfasst die 11.568.378 Aktien, die im Quartalsbericht des Emittenten zum 30. Juni 2025 angegeben sind, 119.256 Aktien, die seitdem 眉ber eine ATM-Fazilit盲t ausgegeben wurden, und 1.290.000 Aktien, die am 27. August 2025 an Poor Richard LLC ausgegeben wurden. Die meldende Person weist darauf hin, dass ihre Direktoren und F眉hrungskr盲fte zusammen 2.580.254 Aktien halten, also etwa 19,9% des ausstehenden Stammkapitals.
FAQ
How many GECC shares does Great Elm Group, Inc. beneficially own?
What is the total number of GECC shares outstanding used in this filing?
What recent issuances affected GECC's outstanding share count?
What percentage of GECC do the Reporting Person's directors and officers own collectively?
Does the amendment disclose any change in control or governance actions?
